-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDyEJCBouppK55l5/2GRmiwqDSN/XSqbkt9Ljch1dtZJjhkUeKUWNPacCLWpGiq7 nGsy8iFFnlteWTzjdvRpMA== 0000950103-10-000145.txt : 20100122 0000950103-10-000145.hdr.sgml : 20100122 20100122143823 ACCESSION NUMBER: 0000950103-10-000145 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100122 DATE AS OF CHANGE: 20100122 GROUP MEMBERS: ABN AMRO BANK N.V. GROUP MEMBERS: ABN AMRO HOLDING N.V. GROUP MEMBERS: RFS HOLDINGS B.V. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Architectural Engineering, Inc. CENTRAL INDEX KEY: 0001287668 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 510501250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82076 FILM NUMBER: 10541602 BUSINESS ADDRESS: STREET 1: 105 BAISHI ROAD, JIUZHOU WEST AVENUE, CITY: ZHUHAI STATE: F4 ZIP: 519070 BUSINESS PHONE: 0086-756-8538908 MAIL ADDRESS: STREET 1: 105 BAISHI ROAD, JIUZHOU WEST AVENUE, CITY: ZHUHAI STATE: F4 ZIP: 519070 FORMER COMPANY: FORMER CONFORMED NAME: SRKP 1 INC DATE OF NAME CHANGE: 20040417 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF SCOTLAND GROUP PLC CENTRAL INDEX KEY: 0000844150 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ BUSINESS PHONE: 441315568555 MAIL ADDRESS: STREET 1: GOGARBURN STREET 2: PO BOX 1000 CITY: EDINBURGH, SCOTLAND STATE: X0 ZIP: EH12 1HQ SC 13G 1 dp16214_sc13g.htm FORM SC 13G
 
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G
(Rule 13d-102)
 
Information to Be Included in Statements Filed Pursuant to Rules 13d-1 (b), (c), and (d)
and Amendments Thereto Filed Pursuant to Rule 13d-2
 
(Amendment No. 2)*


China Architectural Engineering, Inc.
(Name of Issuer)
 
Common Stock USD 0.001
(Title of Class of Securities)
 
16937S102
(CUSIP Number)
 
December 31, 2009
(Date of Event which Requires Filing of this Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
x Rule 13d-1(c)
 
o Rule 13d-1(d)
 


*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


Page 1 of 10
 
 CUSIP No. 16937S102
 13G
 
 
1
NAME OF REPORTING PERSONS
 
ABN AMRO Bank N.V.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Country of Origin:  The Netherlands                                                               Registered:  The Netherlands
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
 
6
SHARED VOTING POWER
 
4,558,908
SOLE DISPOSITIVE POWER
 
 
8
SHARED DISPOSITIVE POWER
 
4,558,908
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,558,908
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.69%
 
12
TYPE OF REPORTING PERSON
 
CO
 
 
Page 2 of 10

 
 CUSIP No. 16937S102
 13G
 
 
1
NAME OF REPORTING PERSONS
 
ABN AMRO Holding N.V.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Country of Origin:  The Netherlands                                                               Registered:  The Netherlands
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
 
6
SHARED VOTING POWER
 
4,558,908
SOLE DISPOSITIVE POWER
 
 
8
SHARED DISPOSITIVE POWER
 
4,558,908
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,558,908
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.69%
 
12
TYPE OF REPORTING PERSON
 
HC, CO
 
 
Page 3 of 10

 
 CUSIP No. 16937S102
 13G
 
 
1
NAME OF REPORTING PERSONS
 
RFS Holdings B.V.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Country of Origin:  The Netherlands                                                               Registered:  The Netherlands
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
 
6
SHARED VOTING POWER
 
4,558,908
SOLE DISPOSITIVE POWER
 
 
8
SHARED DISPOSITIVE POWER
 
4,558,908
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,558,908
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.69%
 
12
TYPE OF REPORTING PERSON
 
HC, CO
 
 
Page 4 of 10

 
 CUSIP No. 16937S102
 13G
 
 
1
NAME OF REPORTING PERSONS
 
The Royal Bank of Scotland Group Plc
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Country of Origin:  United Kingdom                                                                Registered:  Scotland
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
 
6
SHARED VOTING POWER
 
4,558,908
SOLE DISPOSITIVE POWER
 
 
8
SHARED DISPOSITIVE POWER
 
4,558,908
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,558,908
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.69%
 
12
TYPE OF REPORTING PERSON
 
HC, CO
 
 
Page 5 of 10

 
Item 1(a).
Name of Issuer:
 
China Architectural Engineering, Inc.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
105 Baishi Rd., Jiuzhou West Avenue, Zhuhai, Guangdong 519070, China

Item 2(a).
Name of Person Filing:
 
This Schedule 13G is being filed by The Royal Bank of Scotland Group Plc (“RBSG”), a public limited company incorporated in the United Kingdom and registered in Scotland.  The persons reporting information on this Schedule 13G include, in addition to RBSG, RFS Holdings B.V., a private company incorporated and registered in the The Netherlands (“RFS”); and ABN AMRO Holding N.V.(“AAH”), a public limited company incorporated and registered in The Netherlands; ABN AMRO Bank N.V.(“AAB”), a public limited company incorporated and registered in The Netherlands.  Both AAH and RBSG are bank holding companies within the meaning of the Bank Holding Company Act of 1956, as amended.  All of the shares of AAB are owned by AAH, 100% of the shares of AAH are owned by RFS and 38.28% of the shares of RFS are owned by RBSG.
 
Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
The registered offices of RBSG are located at 36 St. Andrew Square, Edinburgh, Scotland EH12 1HQ.
 
The registered office of RFS is located at Strawinskylaan 3105, 1077 ZX, Amsterdam, Netherlands.
 
The registered offices of AAH and AAB are located at Gustav Maherlaan, 10, 1082 PP, Amsterdam, The Netherlands.
 
Item 2(c).
Citizenship:
 
RBSG is organized in the United Kingdom.
 
RFS, AAH and AAB are organized in the Netherlands.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock USD 0.001
 
Item 2(e).
CUSIP Number:
 
16937S102
 
Item 3.
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 
(a)
o
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
(b)
o
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)
o
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
(d)
o
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
Page 6 of 10

 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
None of the above.
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of issuer identified in Item 1.
 
 
(a)
Amount beneficially owned:  AAB is the record owner of 4,558,908 shares of the Issuer (the “Record Shares”) as of December 31, 2009.  As AAH holds 100% of the shares of AAB, AAH may be deemed to own, beneficially, the Record Shares.  As RFS holds  100% of the shares of AAH, RFS may be deemed to own, beneficially the Record Shares.  As RBSG owns 38.28% of the shares of RFS, RBSG may be deemed to own, beneficially, the Record Shares.
 
 
(b)
Percent of class:  See Line 11 of cover sheets.  The percentages set forth on the cover sheets are calculated based on 52,457,000 of Ordinary Shares reported to be outstanding (information obtained from Bloombergs).
 
 
(c)
Number of shares as to which such person has:
 
(i)
Sole power to vote or to direct the vote:  See Line 5 of cover sheets.
 
(ii)
Shared power to vote or to direct the vote:  See Line 6 of cover sheets.
 
(iii)
Sole power to dispose or to direct the disposition of:  See Line 7 of cover sheets.
 
(iv)
Shared power to dispose or to direct the disposition of:  See Line 8 of cover sheets.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
Not applicable.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not applicable.
 
Page 7 of 10

 
Item 8.
Identification and Classification of Members of the Group.
 
Not applicable.  The Reporting Persons expressly disclaim membership in a “group” as used in Rule 13d-1(b)(ii)(J).
 
Item 9.
Notice of Dissolution of Group.
 
Not applicable.
 
Item 10.
Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
Page 8 of 10

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date:  January 22,  2009
 
 
THE ROYAL BANK OF SCOTLAND GROUP plc and RFS HOLDINGS B.V.
 
       
By:
/s/ Richard Hopkins
 
  Name:
Richard Hopkins
 
  Title:
Manager, Share Aggregation Unit
 
 
 
ABN AMRO HOLDING N.V. and ABN AMRO BANK N.V.
 
       
By:
/s/ Anita Peloso
 
  Name: Anita Peloso  
  Title: Vice President, Compliance Department  
 
Page 9 of 10

 
AGREEMENT
 
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this statement containing the information required by Schedule 13G is filed on behalf of each of the undersigned with respect to the ownership of Exchange Traded Fund Securities of Ishares S&P Global Infrastructure Index Fund.
 
EXECUTED as a sealed instrument this 22 day of January, 2009.
 
 
 
THE ROYAL BANK OF SCOTLAND GROUP plc and RFS HOLDINGS B.V.
 
       
By:
/s/ Richard Hopkins
 
  Name:
Richard Hopkins
 
  Title:
Manager, Share Aggregation Unit
 
 
 
ABN AMRO HOLDING N.V. and ABN AMRO BANK N.V.
 
       
By:
/s/ Anita Peloso
 
  Name: Anita Peloso  
  Title: Vice President, Compliance Department  
 

Page 10 of 10
 

 

 


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