0001287618-21-000002.txt : 20210503 0001287618-21-000002.hdr.sgml : 20210503 20210503123405 ACCESSION NUMBER: 0001287618-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 EFFECTIVENESS DATE: 20210503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 21882069 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001287618 XXXXXXXX 03-31-2021 03-31-2021 DUMONT & BLAKE INVESTMENT ADVISORS LLC

731 ALEXANDER ROAD SUITE 301 PRINCETON NJ 08540

13F HOLDINGS REPORT 028-10881 N Stacy Goldstein 609-514-1899 Stacy Goldstein Princeton NJ 05-03-2021 0 204 325865 false INFORMATION TABLE 2 inftable.xml 3M Co COM 88579y101 1694 8790 SH SOLE 8302 0 488 AMN Healthcare Services Inc COM 001744101 1097 14890 SH SOLE 14480 0 410 AT&T Inc COM 00206R102 664 21933 SH SOLE 19800 0 2133 AbbVie Inc COM 00287y109 2173 20080 SH SOLE 19401 0 679 Abbott Laboratories COM 002824100 1652 13785 SH SOLE 13336 0 449 Acco Brands Corp COM 00081T108 247 29220 SH SOLE 27520 0 1700 Air Products & Chemicals Inc COM 009158106 1951 6935 SH SOLE 6805 0 130 Alphabet Inc Cl A COM 02079K305 3011 1460 SH SOLE 1360 0 100 Alphabet Inc Cl C COM 02079K107 2977 1439 SH SOLE 1346 0 93 Amazon.com Inc COM 023135106 4059 1312 SH SOLE 1258 0 54 American Express Co COM 025816109 249 1760 SH SOLE 1635 0 125 Amgen Inc COM 031162100 2754 11070 SH SOLE 10543 0 527 Analog Devices Inc COM 032654105 200 1290 SH SOLE 1230 0 60 Apple Inc COM 037833100 10335 84609 SH SOLE 80498 0 4111 Archer Daniels Midland Co COM 039483102 284 4985 SH SOLE 4835 0 150 Automatic Data Processing Inc COM 053015103 3575 18970 SH SOLE 18970 0 0 Autozone Inc COM 053332102 924 658 SH SOLE 613 0 45 BP PLC - ADR COM 055622104 450 18500 SH SOLE 18500 0 0 Bank of America Corp COM 060505104 466 12057 SH SOLE 11557 0 500 Bank of New York Mellon Corp COM 064058100 458 9680 SH SOLE 8986 0 694 BankUnited Inc COM 06652k103 426 9691 SH SOLE 8435 0 1256 Baxter Intl Inc COM 071813109 916 10864 SH SOLE 10441 0 423 Berkshire Hathaway Inc COM 084670702 363 1420 SH SOLE 1420 0 0 BlackRock Inc COM 09247x101 3060 4059 SH SOLE 3766 0 293 Boeing Co COM 097023105 956 3753 SH SOLE 3638 0 115 Bristol-Myers Squibb Co COM 110122108 1311 20768 SH SOLE 19538 0 1230 CDK Global Inc COM 12508e101 332 6133 SH SOLE 6133 0 0 CH Robinson Worldwide Inc COM 12541w209 905 9479 SH SOLE 8754 0 725 CVS Health Corp COM 126650100 1226 16296 SH SOLE 15297 0 999 Campbell Soup Co COM 134429109 452 8982 SH SOLE 8772 0 210 Capital One Financial Corp COM 14040h105 1426 11210 SH SOLE 10403 0 807 Carnival Cruise Lines Inc Cl A COM 143658300 58 2180 SH SOLE 1930 0 250 Carnival Cruise Lines Inc Cl A COM 143658300 271 10200 SH Call SOLE 9700 0 500 Carrier Global Corp COM 14448c104 278 6585 SH SOLE 6077 0 508 Caterpillar Inc COM 149123101 815 3514 SH SOLE 3279 0 235 Cerner Corp COM 156782104 876 12184 SH SOLE 11397 0 787 Chevron Corp COM 166764100 1219 11633 SH SOLE 10995 0 638 Cigna Corp COM 125523100 1320 5460 SH SOLE 5163 0 297 Cisco Systems Inc COM 17275R102 2380 46031 SH SOLE 41957 0 4074 Citigroup Inc COM 172967424 633 8707 SH SOLE 8384 0 323 Clorox Co COM 189054109 393 2038 SH SOLE 2038 0 0 Colgate-Palmolive Co COM 194162103 215 2730 SH SOLE 2730 0 0 Comcast Corp COM 20030n101 1656 30606 SH SOLE 28361 0 2245 Communication Services Sector COM 81369y852 1783 24321 SH SOLE 22876 0 1445 Community Trust Bancorp Inc COM 204149108 279 6331 SH SOLE 6106 0 225 Competitive Companies Inc COM 204510101 3 700000 SH SOLE 700000 0 0 ConocoPhillips COM 20825c104 566 10684 SH SOLE 9897 0 787 Consolidated Edison Inc COM 209115104 241 3225 SH SOLE 3225 0 0 Corning Inc COM 219350105 1913 43961 SH SOLE 40690 0 3271 Corteva Inc COM 22052l104 218 4673 SH SOLE 4673 0 0 Crown Castle Intl Corp COM 22822v101 1005 5838 SH SOLE 5458 0 380 Cummins Inc COM 231021106 325 1256 SH SOLE 1206 0 50 Darden Restaurants Inc COM 237194105 223 1572 SH SOLE 1572 0 0 Dollar General Corp COM 256677105 203 1000 SH SOLE 1000 0 0 Dow Chemical Co COM 260543103 299 4673 SH SOLE 4673 0 0 DuPont de Nemours Inc COM 263534109 361 4673 SH SOLE 4673 0 0 Eaton Corp PLC COM G29183103 455 3290 SH SOLE 3190 0 100 Energy Select Sector SPDR ETF COM 81369y506 614 12512 SH SOLE 11615 0 897 Enterprise Products Partners L COM 293792107 208 9459 SH SOLE 9459 0 0 Exxon Mobil Corp COM 30231g102 1914 34276 SH SOLE 33252 0 1024 Facebook Inc COM 30303m102 1411 4791 SH SOLE 4481 0 310 FactSet Research Systems Inc COM 303075105 333 1080 SH SOLE 1080 0 0 FedEx Corp COM 31428x106 1474 5191 SH SOLE 4756 0 435 First Trust Dow Jones Internet COM 33733E302 1915 8780 SH SOLE 8142 0 638 Foot Locker Inc COM 344849104 896 15925 SH SOLE 14800 0 1125 General Electric Co COM 369604103 537 40862 SH SOLE 40862 0 0 General Mills Inc COM 370334104 1411 23018 SH SOLE 22113 0 905 Gentex Corp COM 371901109 842 23594 SH SOLE 22644 0 950 Geopharma Inc COM 37250a106 0 40000 SH SOLE 40000 0 0 Global X U.S. Infrastructure D COM 37954y673 761 30370 SH SOLE 28575 0 1795 Goldman Sachs Group Inc COM 38141G104 728 2225 SH SOLE 2135 0 90 Hanesbrands Inc COM 410345102 195 9926 SH SOLE 9626 0 300 Hanesbrands Inc COM 410345102 39 2000 SH Call SOLE 1500 0 500 Hershey Foods Corp COM 427866108 320 2026 SH SOLE 1971 0 55 Home Depot Inc COM 437076102 372 1218 SH SOLE 1218 0 0 Huntsman Corp COM 447011107 393 13629 SH SOLE 12439 0 1190 Illinois Tool Works Inc COM 452308109 1313 5928 SH SOLE 5603 0 325 Intel Corp COM 458140100 2022 31593 SH SOLE 30537 0 1056 International Business Machine COM 459200101 2701 20271 SH SOLE 19435 0 836 Invesco Dynamic Pharmaceutical COM 46137V662 1545 19587 SH SOLE 18377 0 1210 Invesco KBW Bank ETF COM 46138e628 282 4556 SH SOLE 4176 0 380 Invesco S&P 500 Eq Weight Finc COM 46137v340 710 12716 SH SOLE 11851 0 865 Iron Mountain Inc COM 46284v101 1132 30590 SH SOLE 28990 0 1600 J.M. Smucker Co COM 832696405 270 2130 SH SOLE 2075 0 55 JP Morgan Chase & Co COM 46625h100 3001 19713 SH SOLE 18628 0 1085 JetBlue Airways Corp COM 477143101 407 20000 SH SOLE 20000 0 0 Johnson & Johnson COM 478160104 3168 19276 SH SOLE 18109 0 1167 Kimberly Clark Inc COM 494368103 224 1611 SH SOLE 1566 0 45 L3 Harris Technologies Inc COM 502431109 701 3459 SH SOLE 3459 0 0 Lowe's Cos Inc COM 548661107 8184 43035 SH SOLE 42483 0 552 Marsh & McLennan Cos Inc COM 571748102 1478 12133 SH SOLE 11303 0 830 Materials Select Sector SPDR E COM 81369y100 2612 33145 SH SOLE 31725 0 1420 McDonald's Corp COM 580135101 840 3748 SH SOLE 3748 0 0 McKesson Corp COM 58155q103 234 1200 SH SOLE 1200 0 0 Medtronic PLC COM G5960L103 1322 11187 SH SOLE 10515 0 672 Merck & Co Inc COM 58933y105 329 4268 SH SOLE 4118 0 150 MetLife Inc COM 59156r108 2675 44009 SH SOLE 40674 0 3335 Microsoft Corp COM 594918104 8994 38148 SH SOLE 35058 0 3090 NXP Semiconductors NV COM N6596X109 822 4085 SH SOLE 3985 0 100 Nike Inc COM 654106103 707 5318 SH SOLE 4833 0 485 Northern Trust Corp COM 665859104 228 2170 SH SOLE 2170 0 0 Norwegian Cruise Lind Holdings COM g66721104 229 8285 SH SOLE 7625 0 660 Old Republic Int'l Corp COM 680223104 1245 56994 SH SOLE 52894 0 4100 Oracle Corp COM 68389X105 976 13906 SH SOLE 12648 0 1258 Otis Worldwide Corp COM 68902v107 223 3259 SH SOLE 3006 0 253 PNC Financial Services Group I COM 693475105 1371 7818 SH SOLE 7458 0 360 Packaging Corp of America COM 695156109 249 1855 SH SOLE 1655 0 200 Paypal Holdings Inc COM 70450y103 1000 4117 SH SOLE 3677 0 440 Pepsico Inc COM 713448108 2011 14216 SH SOLE 13976 0 240 Pfizer Inc COM 717081103 713 19691 SH SOLE 18851 0 840 Physicians Realty Trust COM 71943U104 603 34153 SH SOLE 31728 0 2425 Procter & Gamble Co COM 742718109 2032 15007 SH SOLE 14164 0 843 PulteGroup Inc COM 745867101 940 17917 SH SOLE 16592 0 1325 PureFunds ISE Cyber Security E COM 26924G201 1104 20113 SH SOLE 18413 0 1700 Qualcomm Inc COM 747525103 1074 8103 SH SOLE 7791 0 312 Raytheon Technologies COM 75513e101 1352 17494 SH SOLE 16301 0 1193 Robo Global Robotics & Automat COM 301505707 834 13135 SH SOLE 12170 0 965 Royal Caribbean Cruises COM V7780T103 322 3767 SH SOLE 3607 0 160 SPDR S&P Regional Banking COM 78464a698 481 7247 SH SOLE 6697 0 550 Seagate Technology PLC COM g7945M107 906 11809 SH SOLE 11003 0 806 Skyworks Solutions Inc COM 83088m102 1704 9286 SH SOLE 8671 0 615 Sonoco Products Co COM 835495102 280 4429 SH SOLE 4304 0 125 Stanley Black & Decker Inc COM 854502101 1415 7086 SH SOLE 6566 0 520 Starbucks Corp COM 855244109 724 6628 SH SOLE 6103 0 525 Stryker Corp COM 863667101 1279 5249 SH SOLE 5061 0 188 Synchrony Financial COM 87165b103 1859 45712 SH SOLE 42112 0 3600 Sysco Corp COM 871829107 1535 19498 SH SOLE 18605 0 893 Tapestry Inc COM 876030107 221 5357 SH SOLE 4417 0 940 Target Corp COM 87612E106 1944 9813 SH SOLE 9177 0 636 Technology Select Sector SPDR COM 81369y803 2228 16779 SH SOLE 15798 0 981 Telephone and Data Systems Inc COM 879433829 267 11624 SH SOLE 11293 0 331 Texas Instruments Inc COM 882508104 1700 8993 SH SOLE 8383 0 610 Thermo Fisher Scientific Inc COM 883556102 1199 2628 SH SOLE 2431 0 197 United Parcel Service Inc COM 911312106 319 1877 SH SOLE 1757 0 120 United Rentals Inc COM 911363109 1370 4159 SH SOLE 3919 0 240 Universal Health Realty Income COM 91359e105 278 4100 SH SOLE 3978 0 122 Unum Group COM 91529y106 479 17210 SH SOLE 16160 0 1050 Unum Group COM 91529y106 292 10500 SH Call SOLE 10000 0 500 Utilities Select Sector SPDR E COM 81369y886 842 13155 SH SOLE 12135 0 1020 Vaneck Semiconductor COM 92189f676 647 2658 SH SOLE 2488 0 170 Vanguard Telecommunication Ser COM 92204a884 3117 23978 SH SOLE 21721 0 2257 Vanguard Utilities ETF COM 92204a876 1767 12579 SH SOLE 11657 0 922 Verizon Communications Inc COM 92343V104 1115 19168 SH SOLE 18756 0 412 Visa Inc COM 92826c839 1450 6850 SH SOLE 6425 0 425 Vista Gold Corp COM 927926303 32 30000 SH SOLE 30000 0 0 Wal-Mart Stores Inc COM 931142103 2386 17569 SH SOLE 16548 0 1021 Walgreens Boot Alliance Inc COM 931427108 669 12193 SH SOLE 11609 0 584 Walt Disney Co COM 254687106 1261 6833 SH SOLE 6483 0 350 Waste Management Inc COM 94106l109 332 2570 SH SOLE 2570 0 0 Wells Fargo & Co COM 949746101 479 12271 SH SOLE 11971 0 300 Whirlpool Corp COM 963320106 1068 4845 SH SOLE 4515 0 330 iShares US Aerospace & Defense COM 464288760 1344 12910 SH SOLE 12100 0 810 iShares US Healthcare Provider COM 464288828 875 3473 SH SOLE 3203 0 270 iShares US Home Construction COM 464288752 1112 16392 SH SOLE 15162 0 1230 iShares Russell Midcap Growth ETF 464287481 1949 19095 SH SOLE 17840 0 1255 iShares S&P 500 Growth ETF 464287309 4617 70915 SH SOLE 66105 0 4810 iShares S&P Midcap 400 Growth ETF 464287606 2408 30725 SH SOLE 28755 0 1970 iShares S&P Midcap 400/BARRA V ETF 464287705 1777 17434 SH SOLE 16414 0 1020 iShares S&P Smallcap 600/BARRA ETF 464287887 4700 36653 SH SOLE 34028 0 2625 BNY Mellon Midcap Index Fund IND 05588m209 2782 73996 SH SOLE 65697 0 8299 BNY Mellon Small Cap Stock Ind IND 09661l401 465 13372 SH SOLE 11611 0 1760 Fidelity 500 Index IND 315911750 272 1968 SH SOLE 1949 0 19 Invesco QQQ Trust Series 1 IND 46090E103 13126 41132 SH SOLE 38736 0 2396 Invesco S&P 500 Equal Weight E IND 46137v357 12934 91306 SH SOLE 85518 0 5788 SPDR Dow Jones Industrial Avg IND 78467x109 513 1554 SH SOLE 1457 0 97 SPDR S&P 500 ETF Trust IND 78462F103 25000 63078 SH SOLE 59387 0 3691 SPDR S&P MidCap 400 ETF Trust IND 78467y107 9731 20442 SH SOLE 19364 0 1078 Schwab S&P 500 Index Fund IND 808509855 5887 96576 SH SOLE 86346 0 10230 Schwab Small-Cap Index Fund IND 808509848 2532 65858 SH SOLE 58976 0 6882 Schwab US Mid-Cap Index IND 80850L726 325 5695 SH SOLE 5333 0 362 iShares Russell 2000 Index Fun IND 464287655 6989 31634 SH SOLE 29872 0 1762 iShares Russell Microcap Index IND 464288869 5753 39151 SH SOLE 36507 0 2644 iShares S&P Midcap 400 IND 464287507 269 1034 SH SOLE 934 0 100 iShares China Large Cap ETF 464287184 330 7071 SH SOLE 6621 0 450 iShares MSCI EAFE Index ETF 464287465 3304 43549 SH SOLE 40636 0 2913 iShares MSCI Mexico Capped Inv ETF 464286822 561 12797 SH SOLE 11947 0 850 Agile Therapeutics Inc COM 00847l100 208 100000 SH SOLE 100000 0 0 Amarin Corporation PLC - ADR COM 023111206 137 22000 SH SOLE 22000 0 0 Bristol-Myers Squibb Co COM 110122108 324 5125 SH SOLE 5125 0 0 Eli Lilly & Co COM 532457108 1410 7550 SH SOLE 7550 0 0 Hemp Inc COM 423703206 0 25100 SH SOLE 25100 0 0 Intl Paper Co COM 460146103 214 3966 SH SOLE 3966 0 0 Kona Gold Beverage Inc COM 50049K103 0 10000 SH SOLE 10000 0 0 Take-Two Interactive Software COM 874054109 530 3000 SH SOLE 3000 0 0 Tesla Motors Inc COM 88160r101 2228 3335 SH SOLE 3315 0 20 Vanguard Total Bond Market ETF 921937835 250 2955 SH SOLE 2955 0 0 iShares IBOXX $ Investment Gra ETF 464287242 408 3135 SH SOLE 3135 0 0 Annaly Capital Management Inc CEF 035710409 881 102414 SH SOLE 89024 0 13390 BNY Mellon High Yield Strategi CEF 09660l105 45 14570 SH SOLE 14570 0 0 Barings Corporate Investors CEF 06759x107 749 53761 SH SOLE 46436 0 7325 Calamos Convertible & High Inc CEF 12811p108 3324 222917 SH SOLE 204272 0 18645 Calamos Convertible Opp & Inc CEF 128117108 441 31020 SH SOLE 31020 0 0 Fidelity New Markets Income CEF 315910836 892 62353 SH SOLE 55896 0 6457 Invesco CEF Income Composite CEF 46138E404 2695 115849 SH SOLE 103702 0 12147 Nuveen AMT-Free Municipal Inco CEF 670657105 159 10712 SH SOLE 10712 0 0 SPDR Barclays Short-Term High CEF 78468r408 1694 61973 SH SOLE 54851 0 7122 iShares IBOXX H/Y Corp Bond CEF 464288513 231 2646 SH SOLE 2646 0 0 iShares S&P Preferred Stock In CEF 464288687 2831 73719 SH SOLE 67372 0 6347 Alerian MLP ETF ETF 00162q452 517 16949 SH SOLE 14725 0 2224 Global X SuperDividend ETF ETF 37950e549 264 19025 SH SOLE 16765 0 2260 SPDR S&P Dividend ETF ETF 78464a763 2451 20769 SH SOLE 18531 0 2238 SPDR S&P Intl Dividend ETF ETF 78463x772 933 24462 SH SOLE 20446 0 4016 Vanguard High Dividend Yield E ETF 921946406 4211 41659 SH SOLE 36777 0 4882 iShares DJ Select Dividend Ind ETF 464287168 7510 65817 SH SOLE 58746 0 7071