0001287618-20-000002.txt : 20200505 0001287618-20-000002.hdr.sgml : 20200505 20200505114506 ACCESSION NUMBER: 0001287618-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 EFFECTIVENESS DATE: 20200505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 20847738 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001287618 XXXXXXXX 03-31-2020 03-31-2020 DUMONT & BLAKE INVESTMENT ADVISORS LLC
731 ALEXANDER ROAD SUITE 301 PRINCETON NJ 08540
13F HOLDINGS REPORT 028-10881 N
Stacy Goldstein Vice President 609-514-1899 Stacy Goldstein Princeton NJ 05-05-2020 0 174 195002 false
INFORMATION TABLE 2 inftable.xml 3M Co COM 88579y101 1156 8469 SH SOLE 7873 0 596 AMN Healthcare Services Inc COM 001744101 828 14320 SH SOLE 13575 0 745 AT&T Inc COM 00206R102 655 22483 SH SOLE 20250 0 2233 AbbVie Inc COM 00287y109 1558 20447 SH SOLE 19358 0 1089 Abbott Laboratories COM 002824100 1401 17752 SH SOLE 16893 0 859 Acco Brands Corp COM 00081T108 141 27995 SH SOLE 26295 0 1700 Air Products & Chemicals Inc COM 009158106 1373 6880 SH SOLE 6750 0 130 Alphabet Inc Cl A COM 02079K305 1627 1400 SH SOLE 1257 0 143 Alphabet Inc Cl C COM 02079K107 1688 1452 SH SOLE 1319 0 133 Amazon.com Inc COM 023135106 2260 1159 SH SOLE 1089 0 70 Amgen Inc COM 031162100 2392 11799 SH SOLE 11089 0 710 Apple Inc COM 037833100 5688 22370 SH SOLE 21075 0 1295 Automatic Data Processing Inc COM 053015103 2610 19094 SH SOLE 19094 0 0 Autozone Inc COM 053332102 563 665 SH SOLE 605 0 60 BP PLC - ADR COM 055622104 451 18500 SH SOLE 18500 0 0 Bank of America Corp COM 060505104 279 13158 SH SOLE 12558 0 600 Bank of America Corp COM 060505104 8 400 SH Call SOLE 400 0 0 Bank of New York Mellon Corp COM 064058100 359 10657 SH SOLE 10072 0 585 BankUnited Inc COM 06652k103 201 10774 SH SOLE 9093 0 1681 Baxter Intl Inc COM 071813109 883 10875 SH SOLE 10091 0 784 BlackRock Inc COM 09247x101 1814 4124 SH SOLE 3767 0 357 Boeing Co COM 097023105 907 6084 SH SOLE 5874 0 210 Bristol-Myers Squibb Co COM 110122108 1183 21216 SH SOLE 19756 0 1460 Bristol-Myers Squibb Co COM 110122108 45 800 SH Call SOLE 500 0 300 CDK Global Inc COM 12508e101 201 6133 SH SOLE 6133 0 0 CH Robinson Worldwide Inc COM 12541w209 612 9252 SH SOLE 8277 0 975 CVS Health Corp COM 126650100 962 16207 SH SOLE 14920 0 1287 Campbell Soup Co COM 134429109 484 10477 SH SOLE 10217 0 260 Campbell Soup Co COM 134429109 18 400 SH Call SOLE 400 0 0 Capital One Financial Corp COM 14040h105 576 11433 SH SOLE 10301 0 1132 Carnival Cruise Lines Inc Cl A COM 143658300 168 12785 SH SOLE 11215 0 1570 Carnival Cruise Lines Inc Cl A COM 143658300 141 10700 SH Call SOLE 10200 0 500 Caterpillar Inc COM 149123101 385 3320 SH SOLE 3020 0 300 Cerner Corp COM 156782104 743 11798 SH SOLE 10711 0 1087 Chevron Corp COM 166764100 862 11890 SH SOLE 10927 0 963 Cigna Corp COM 125523100 613 3462 SH SOLE 3128 0 334 Cisco Systems Inc COM 17275R102 1829 46526 SH SOLE 41813 0 4713 Citigroup Inc COM 172967424 320 7592 SH SOLE 7110 0 482 Clorox Co COM 189054109 353 2038 SH SOLE 2038 0 0 Comcast Corp COM 20030n101 1065 30982 SH SOLE 27880 0 3102 Competitive Companies Inc COM 204510101 0 700000 SH SOLE 700000 0 0 ConocoPhillips COM 20825c104 332 10775 SH SOLE 9688 0 1087 Consolidated Edison Inc COM 209115104 257 3300 SH SOLE 3300 0 0 Corning Inc COM 219350105 799 38889 SH SOLE 35508 0 3381 Crown Castle Intl Corp COM 22822v101 828 5731 SH SOLE 5211 0 520 Eaton Corp PLC COM G29183103 252 3245 SH SOLE 3145 0 100 Exxon Mobil Corp COM 30231g102 1721 45331 SH SOLE 42909 0 2422 FactSet Research Systems Inc COM 303075105 282 1080 SH SOLE 1080 0 0 FedEx Corp COM 31428x106 640 5274 SH SOLE 4679 0 595 First Trust Dow Jones Internet COM 33733E302 1015 8203 SH SOLE 7535 0 668 Foot Locker Inc COM 344849104 370 16776 SH SOLE 15231 0 1545 General Electric Co COM 369604103 322 40550 SH SOLE 40550 0 0 General Mills Inc COM 370334104 1243 23557 SH SOLE 22632 0 925 Gentex Corp COM 371901109 521 23504 SH SOLE 21979 0 1525 Geopharma Inc COM 37250a106 0 40000 SH SOLE 40000 0 0 Goldman Sachs Group Inc COM 38141G104 346 2240 SH SOLE 2100 0 140 Home Depot Inc COM 437076102 226 1213 SH SOLE 1213 0 0 Huntsman Corp COM 447011107 177 12238 SH SOLE 10648 0 1590 Illinois Tool Works Inc COM 452308109 869 6118 SH SOLE 5691 0 427 Intel Corp COM 458140100 1715 31680 SH SOLE 29999 0 1681 International Business Machine COM 459200101 2191 19754 SH SOLE 18802 0 952 Invesco Dynamic Pharmaceutical COM 46137V662 929 16891 SH SOLE 15681 0 1210 Invesco S&P 500 Eq Weight Finc COM 46137v340 351 11192 SH SOLE 10327 0 865 Iron Mountain Inc COM 46284v101 639 26859 SH SOLE 24809 0 2050 JP Morgan Chase & Co COM 46625h100 1794 19931 SH SOLE 18386 0 1545 Johnson & Johnson COM 478160104 2626 20028 SH SOLE 18542 0 1486 L3 Harris Technologies Inc COM 502431109 607 3369 SH SOLE 3369 0 0 Lowe's Cos Inc COM 548661107 3701 43006 SH SOLE 42279 0 727 Marsh & McLennan Cos Inc COM 571748102 990 11455 SH SOLE 10461 0 994 Materials Select Sector SPDR E COM 81369y100 1474 32728 SH SOLE 30808 0 1920 McDonald's Corp COM 580135101 590 3566 SH SOLE 3566 0 0 Medtronic PLC COM G5960L103 1014 11240 SH SOLE 10318 0 922 MetLife Inc COM 59156r108 1364 44632 SH SOLE 40414 0 4218 MetLife Inc COM 59156r108 24 800 SH Call SOLE 600 0 200 MetLife Inc COM 59156r108 18 600 SH Call SOLE 600 0 0 Microsoft Corp COM 594918104 5881 37292 SH SOLE 33544 0 3748 NXP Semiconductors NV COM N6596X109 326 3930 SH SOLE 3830 0 100 Nike Inc COM 654106103 428 5171 SH SOLE 4561 0 610 Oracle Corp COM 68389X105 806 16673 SH SOLE 14974 0 1699 PNC Financial Services Group I COM 693475105 731 7639 SH SOLE 7124 0 515 Paypal Holdings Inc COM 70450y103 404 4217 SH SOLE 3677 0 540 Pepsico Inc COM 713448108 1874 15605 SH SOLE 15125 0 480 Pfizer Inc COM 717081103 510 15624 SH SOLE 14784 0 840 Physicians Realty Trust COM 71943U104 451 32335 SH SOLE 28985 0 3350 Procter & Gamble Co COM 742718109 1710 15547 SH SOLE 14492 0 1055 Prudential Financial Inc COM 744320102 313 6005 SH SOLE 6005 0 0 PulteGroup Inc COM 745867101 395 17710 SH SOLE 15960 0 1750 PureFunds ISE Cyber Security E COM 26924G201 712 19958 SH SOLE 17833 0 2125 Qualcomm Inc COM 747525103 537 7939 SH SOLE 7432 0 507 Raytheon Co COM 755111507 603 4600 SH SOLE 4227 0 373 RegeneRx Biopharmaceuticals COM 75886x108 4 22300 SH SOLE 22300 0 0 Robo Global Robotics & Automat COM 301505707 402 11959 SH SOLE 10944 0 1015 SPDR S&P Regional Banking COM 78464a698 253 7755 SH SOLE 7005 0 750 Seagate Technology PLC COM g7945M107 591 12111 SH SOLE 11005 0 1106 Skyworks Solutions Inc COM 83088m102 1117 12498 SH SOLE 11261 0 1237 Stanley Black & Decker Inc COM 854502101 712 7120 SH SOLE 6385 0 735 Starbucks Corp COM 855244109 432 6569 SH SOLE 5899 0 670 Stryker Corp COM 863667101 866 5201 SH SOLE 4915 0 286 Synchrony Financial COM 87165b103 396 24635 SH SOLE 22335 0 2300 Sysco Corp COM 871829107 600 13160 SH SOLE 12245 0 915 Target Corp COM 87612E106 922 9918 SH SOLE 9117 0 801 Technology Select Sector SPDR COM 81369y803 1226 15255 SH SOLE 14229 0 1026 Texas Instruments Inc COM 882508104 889 8901 SH SOLE 8116 0 785 Thermo Fisher Scientific Inc COM 883556102 775 2734 SH SOLE 2462 0 272 Tiffany & Co COM 886547108 291 2250 SH SOLE 2250 0 0 United Rentals Inc COM 911363109 434 4221 SH SOLE 3921 0 300 United Technologies Corp COM 913017109 659 6983 SH SOLE 6497 0 486 Unum Group COM 91529y106 200 13325 SH SOLE 12675 0 650 Unum Group COM 91529y106 30 2000 SH Call SOLE 1500 0 500 Utilities Select Sector SPDR E COM 81369y886 831 15000 SH SOLE 12730 0 2270 Vaneck Semiconductor COM 92189f676 256 2185 SH SOLE 2015 0 170 Vanguard Telecommunication Ser COM 92204a884 1889 24800 SH SOLE 21968 0 2832 Vanguard Utilities ETF COM 92204a876 1492 12239 SH SOLE 11317 0 922 Verizon Communications Inc COM 92343V104 812 15121 SH SOLE 14909 0 212 Verizon Communications Inc COM 92343V104 21 400 SH Call SOLE 400 0 0 Visa Inc COM 92826c839 1170 7259 SH SOLE 6684 0 575 Vista Gold Corp COM 927926303 16 35000 SH SOLE 35000 0 0 Wal-Mart Stores Inc COM 931142103 2042 17969 SH SOLE 16707 0 1262 Walgreens Boot Alliance Inc COM 931427108 326 7123 SH SOLE 6601 0 522 Walt Disney Co COM 254687106 626 6481 SH SOLE 6036 0 445 Waste Management Inc COM 94106l109 210 2270 SH SOLE 2270 0 0 Wells Fargo & Co COM 949746101 360 12533 SH SOLE 11833 0 700 Whirlpool Corp COM 963320106 402 4690 SH SOLE 4245 0 445 iShares U.S. Healthcare Provid COM 464288828 519 3114 SH SOLE 2834 0 280 iShares US Aerospace & Defense COM 464288760 754 5243 SH SOLE 4838 0 405 iShares US Home Construction COM 464288752 427 14770 SH SOLE 13540 0 1230 Schwab US Mid-Cap Index ETF 80850L726 235 7030 SH SOLE 6417 0 612 iShares S&P 500 Growth ETF 464287309 2621 15880 SH SOLE 14690 0 1190 iShares S&P Midcap 400 Growth ETF 464287606 1217 6820 SH SOLE 6360 0 460 iShares S&P Midcap 400/BARRA V ETF 464287705 2734 24907 SH SOLE 23137 0 1770 iShares S&P Smallcap 600/BARRA ETF 464287887 2206 15998 SH SOLE 14723 0 1275 BNY Mellon Midcap Index Fund IND 05588m209 1553 67980 SH SOLE 60437 0 7544 BNY Mellon Small Cap Stock Ind IND 09661l401 232 12103 SH SOLE 10390 0 1713 Invesco QQQ Trust Series 1 IND 46090E103 7584 39831 SH SOLE 37353 0 2478 Invesco S&P 500 Equal Weight E IND 46137v357 7144 85023 SH SOLE 79300 0 5723 SPDR Dow Jones Industrial Avg IND 78467x109 247 1125 SH SOLE 1023 0 102 SPDR S&P 500 ETF Trust IND 78462F103 16212 62897 SH SOLE 59098 0 3799 SPDR S&P 500 ETF Trust IND 78462F103 1289 5000 SH Put SOLE 4800 0 200 SPDR S&P 500 ETF Trust IND 78462F103 2217 8600 SH Put SOLE 8200 0 400 SPDR S&P MidCap 400 ETF Trust IND 78467y107 4897 18627 SH SOLE 17519 0 1108 Schwab S&P 500 Index Fund IND 808509855 3778 95142 SH SOLE 84819 0 10323 Schwab Small-Cap Index Fund IND 808509848 1307 64641 SH SOLE 57805 0 6836 iShares Russell 2000 Index Fun IND 464287655 3267 28540 SH SOLE 26743 0 1797 iShares Russell Microcap Index IND 464288869 2870 42824 SH SOLE 40060 0 2764 iShares China Large Cap ETF 464287184 263 6998 SH SOLE 6548 0 450 iShares MSCI EAFE Index ETF 464287465 2000 37409 SH SOLE 34496 0 2913 iShares MSCI Mexico Capped Inv ETF 464286822 335 11807 SH SOLE 10957 0 850 Agile Therapeutics Inc COM 00847l100 113 61000 SH SOLE 61000 0 0 Amarin Corporation PLC - ADR COM 023111206 88 22000 SH SOLE 22000 0 0 Bristol-Myers Squibb Co COM 110122108 286 5125 SH SOLE 5125 0 0 Eli Lilly & Co COM 532457108 1047 7550 SH SOLE 7550 0 0 Facebook Inc COM 30303m102 840 5034 SH SOLE 4664 0 370 Hemp Inc COM 423703206 0 25100 SH SOLE 25100 0 0 Kona Gold Solutions Inc COM 50050l107 0 10000 SH SOLE 10000 0 0 Take-Two Interactive Software COM 874054109 474 4000 SH SOLE 4000 0 0 Take-Two Interactive Software COM 874054109 474 4000 SH Call SOLE 4000 0 0 Tesla Motors Inc COM 88160r101 302 577 SH SOLE 577 0 0 Vanguard Total Bond Market ETF 921937835 286 3346 SH SOLE 3346 0 0 iShares IBOXX $ Investment Gra ETF 464287242 427 3455 SH SOLE 3455 0 0 Annaly Capital Management Inc CEF 035710409 263 51868 SH SOLE 45793 0 6075 BNY Mellon High Yield Strategi CEF 09660l105 33 14570 SH SOLE 14570 0 0 Barings Corporate Investors CEF 06759x107 694 59734 SH SOLE 51809 0 7925 Calamos Convertible & High Inc CEF 12811p108 1766 199820 SH SOLE 181030 0 18790 Calamos Convertible Opp & Inc CEF 128117108 217 26055 SH SOLE 26055 0 0 Fidelity New Markets Income CEF 315910836 831 65002 SH SOLE 58022 0 6980 Invesco CEF Income Composite CEF 46138E404 1553 88734 SH SOLE 80037 0 8697 SPDR Barclays Short-Term High CEF 78468r408 1031 43768 SH SOLE 38981 0 4787 iShares S&P Preferred Stock In CEF 464288687 1848 58036 SH SOLE 53629 0 4407 Alerian MLP ETF ETF 00162q866 299 86951 SH SOLE 75826 0 11125 Global X SuperDividend ETF ETF 37950e549 246 26371 SH SOLE 23094 0 3277 SPDR S&P Dividend ETF ETF 78464a763 1324 16573 SH SOLE 13880 0 2693 SPDR S&P Intl Dividend ETF ETF 78463x772 760 24801 SH SOLE 20785 0 4016 Vanguard High Dividend Yield E ETF 921946406 2640 37308 SH SOLE 31856 0 5452 iShares DJ Select Dividend Ind ETF 464287168 4684 63699 SH SOLE 56092 0 7607