0001287618-15-000003.txt : 20150720
0001287618-15-000003.hdr.sgml : 20150720
20150720145355
ACCESSION NUMBER: 0001287618-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150720
DATE AS OF CHANGE: 20150720
EFFECTIVENESS DATE: 20150720
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001287618
IRS NUMBER: 223675264
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10881
FILM NUMBER: 15995759
BUSINESS ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095141899
MAIL ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001287618
XXXXXXXX
06-30-2015
06-30-2015
DUMONT & BLAKE INVESTMENT ADVISORS LLC
731 ALEXANDER ROAD SUITE 301
PRINCETON
NJ
08540
13F HOLDINGS REPORT
028-10881
N
Stacy Goldstein
Vice President
609-514-1899
Stacy Goldstein
Princeton
NJ
07-20-2015
0
180
204596
false
INFORMATION TABLE
2
inftable.xml
3M Co
COM
88579y101
1554
10074
SH
SOLE
9388
0
686
AMN Healthcare Services Inc
COM
001744101
953
30177
SH
SOLE
28114
0
2063
AT&T Inc
COM
00206r102
773
21758
SH
SOLE
19331
0
2427
AbbVie Inc
COM
00287y109
1457
21680
SH
SOLE
20391
0
1289
Abbott Laboratories
COM
002824100
958
19510
SH
SOLE
18221
0
1289
Air Products & Chemicals Inc
COM
009158106
842
6150
SH
SOLE
6000
0
150
American Express Co
COM
025816109
987
12702
SH
SOLE
11739
0
963
American Express Co
COM
025816109
39
500
SH
Put
SOLE
500
0
0
American Express Co
COM
025816109
39
500
SH
Put
SOLE
500
0
0
Amgen Inc
COM
031162100
1749
11395
SH
SOLE
10270
0
1125
Apple Inc
COM
037833100
4343
34627
SH
SOLE
32137
0
2490
Applied DNA Sciences Inc
COM
03815u201
33
10721
SH
SOLE
8721
0
2000
Automatic Data Processing Inc
COM
053015103
1536
19150
SH
SOLE
19150
0
0
BP PLC - ADR
COM
055622104
739
18500
SH
SOLE
18500
0
0
Bank of America Corp
COM
060505104
934
54895
SH
SOLE
51199
0
3696
Bank of New York Mellon Corp
COM
064058100
1231
29332
SH
SOLE
27317
0
2015
BankUnited Inc
COM
06652k103
453
12608
SH
SOLE
11308
0
1300
Baxter Intl Inc
COM
071813109
1166
16667
SH
SOLE
15636
0
1031
Bed Bath & Beyond Inc
COM
075896100
1087
15758
SH
SOLE
14277
0
1481
BlackRock Inc
COM
09247x101
2276
6577
SH
SOLE
5917
0
660
Boeing Co
COM
097023105
1050
7570
SH
SOLE
7051
0
519
Bristol-Myers Squibb Co
COM
110122108
220
3310
SH
SOLE
3310
0
0
CDK Global Inc
COM
12508e101
336
6216
SH
SOLE
6216
0
0
CVS Health Corp
COM
126650100
1926
18362
SH
SOLE
17394
0
968
Capital One Financial Corp
COM
14040h105
1309
14878
SH
SOLE
13321
0
1557
Caterpillar Inc
COM
149123101
805
9486
SH
SOLE
8566
0
920
Cerner Corp
COM
156782104
1267
18350
SH
SOLE
16525
0
1825
Chevron Corp
COM
166764100
1486
15408
SH
SOLE
14190
0
1218
Chico's FAS Inc
COM
168615102
624
37500
SH
SOLE
33200
0
4300
Cisco Systems Inc
COM
17275R102
1310
47710
SH
SOLE
42612
0
5098
Clorox Co
COM
189054109
214
2060
SH
SOLE
2060
0
0
Coach Inc
COM
189754104
1247
36023
SH
SOLE
32361
0
3662
Coach Inc
COM
189754104
35
1000
SH
Call
SOLE
0
0
1000
Coach Inc
COM
189754104
35
1000
SH
Call
SOLE
0
0
1000
Colgate-Palmolive Co
COM
194162103
211
3222
SH
SOLE
3222
0
0
Comcast Corp
COM
20030n101
969
16106
SH
SOLE
14380
0
1726
Competitive Companies Inc
COM
204510101
12
465000
SH
SOLE
0
0
465000
ConocoPhillips
COM
20825c104
894
14558
SH
SOLE
12983
0
1575
Consumer Discr Select Sector S
COM
81369y407
204
2670
SH
SOLE
2670
0
0
Corning Inc
COM
219350105
1052
53295
SH
SOLE
47498
0
5797
Corning Inc
COM
219350105
69
3500
SH
Put
SOLE
3500
0
0
Corning Inc
COM
219350105
41
2100
SH
Put
SOLE
2100
0
0
Delta Air Lines Inc
COM
247361702
378
9200
SH
SOLE
8382
0
818
Dr Pepper Snapple Group Inc
COM
26138e109
758
10400
SH
SOLE
9481
0
919
E Digital Corp
COM
25841y103
4
60000
SH
SOLE
60000
0
0
E.I. duPont de Nemours & Co
COM
263534109
657
10277
SH
SOLE
10277
0
0
Energy Select Sector SPDR ETF
COM
81369y506
947
12602
SH
SOLE
11664
0
938
Enterprise Products Partners L
COM
293792107
239
7986
SH
SOLE
7986
0
0
Exeter Resource Corp
COM
301835104
7
15000
SH
SOLE
0
0
15000
Express Scripts Holding Co
COM
30219g108
1758
19763
SH
SOLE
17905
0
1858
Exxon Mobil Corp
COM
30231g102
4428
53224
SH
SOLE
50658
0
2566
First Trust Dow Jones Internet
COM
33733E302
1011
15044
SH
SOLE
13776
0
1268
First Trust ISE-Revere Natural
COM
33734j102
161
17035
SH
SOLE
15585
0
1450
Ford Motor Co
COM
345370860
203
13540
SH
SOLE
13540
0
0
General Electric Co
COM
369604103
3053
114911
SH
SOLE
109860
0
5051
General Electric Co
COM
369604103
24
900
SH
Call
SOLE
400
0
500
General Electric Co
COM
369604103
11
400
SH
Call
SOLE
400
0
0
General Mills Inc
COM
370334104
201
3600
SH
SOLE
3600
0
0
Geopharma Inc
COM
37250a106
0
40000
SH
SOLE
0
0
40000
Golden Star Res Ltd
COM
38119t104
14
41000
SH
SOLE
0
0
41000
Goldman Sachs Group Inc
COM
38141G104
224
1072
SH
SOLE
997
0
75
Google Inc Cl A
COM
38259p508
808
1496
SH
SOLE
1367
0
129
Google Inc Cl C Non Voting Sha
COM
38259p706
765
1470
SH
SOLE
1340
0
130
Harman Intl Industries Inc
COM
413086109
673
5660
SH
SOLE
5243
0
417
Hewlett-Packard Co
COM
428236103
461
15365
SH
SOLE
14115
0
1250
Huntsman Corp
COM
447011107
1105
50052
SH
SOLE
45177
0
4875
Illinois Tool Works Inc
COM
452308109
1110
12091
SH
SOLE
11106
0
985
Intel Corp
COM
458140100
1158
38063
SH
SOLE
35213
0
2850
International Business Machine
COM
459200101
2918
17939
SH
SOLE
16780
0
1159
JP Morgan Chase & Co
COM
46625h100
2465
36380
SH
SOLE
32922
0
3458
Johnson & Johnson
COM
478160104
2142
21978
SH
SOLE
20228
0
1750
Kohl's Corp
COM
500255104
210
3350
SH
SOLE
3350
0
0
Kohl's Corp
COM
500255104
163
2600
SH
Put
SOLE
2400
0
200
L-3 Communications Holdings In
COM
502424104
857
7560
SH
SOLE
6986
0
574
Lowe's Cos Inc
COM
548661107
3631
54218
SH
SOLE
52536
0
1682
Market Vectors Oil Services ET
COM
57060u191
639
18302
SH
SOLE
16835
0
1467
Market Vectors Retail ETF
COM
57060u225
916
12271
SH
SOLE
11309
0
962
Marriott Intl Inc
COM
571903202
680
9135
SH
SOLE
8210
0
925
Marsh & McLennan Cos Inc
COM
571748102
617
10875
SH
SOLE
10006
0
869
Materials Select Sector SPDR E
COM
81369y100
2137
44158
SH
SOLE
41257
0
2900
McDonald's Corp
COM
580135101
208
2190
SH
SOLE
2190
0
0
McKesson Corp
COM
58155q103
303
1350
SH
SOLE
1350
0
0
Medtronic PLC
COM
G5960L103
1484
20023
SH
SOLE
18283
0
1740
MetLife Inc
COM
59156r108
2198
39264
SH
SOLE
35408
0
3856
Microsoft Corp
COM
594918104
2390
54136
SH
SOLE
48689
0
5447
Microsoft Corp
COM
594918104
53
1200
SH
Put
SOLE
900
0
300
NCR Corp
COM
62886E108
1140
37867
SH
SOLE
35427
0
2440
Occidental Petroleum Corp
COM
674599105
884
11369
SH
SOLE
10124
0
1245
Oracle Corp
COM
68389X105
1534
38075
SH
SOLE
34947
0
3128
PRA Group Inc
COM
69354N106
758
12158
SH
SOLE
11603
0
555
Pepsico, Inc
COM
713448108
1632
17483
SH
SOLE
16758
0
725
Pfizer Inc
COM
717081103
472
14076
SH
SOLE
12675
0
1401
Procter & Gamble Co
COM
742718109
1872
23924
SH
SOLE
22280
0
1644
PureFunds ISE Cyber Security E
COM
30304R407
703
22280
SH
SOLE
20405
0
1875
Qualcomm Inc
COM
747525103
1285
20513
SH
SOLE
18731
0
1782
Raytheon Co
COM
755111507
484
5064
SH
SOLE
4709
0
355
RegeneRx Biopharmaceuticals
COM
75886x108
23
62537
SH
SOLE
62537
0
0
Schlumberger Ltd
COM
806857108
1830
21231
SH
SOLE
18531
0
2700
Schlumberger Ltd
COM
806857108
95
1100
SH
Put
SOLE
1000
0
100
Schlumberger Ltd
COM
806857108
9
100
SH
Put
SOLE
100
0
0
Seagate Technology PLC
COM
g7945M107
812
17098
SH
SOLE
15417
0
1681
Skyworks Solutions Inc
COM
83088m102
1851
17780
SH
SOLE
16055
0
1725
Stanley Black & Decker Inc
COM
854502101
1275
12113
SH
SOLE
10913
0
1200
Staples Inc
COM
855030102
1103
72022
SH
SOLE
65253
0
6769
Staples Inc
COM
855030102
190
12400
SH
Put
SOLE
11800
0
600
Staples Inc
COM
855030102
11
700
SH
Put
SOLE
400
0
300
Stryker Corp
COM
863667101
1316
13765
SH
SOLE
12869
0
896
Sysco Corp
COM
871829107
1156
32036
SH
SOLE
29523
0
2513
Target Corp
COM
87612e106
1338
16390
SH
SOLE
14615
0
1775
Technology Select Sector SPDR
COM
81369y803
1000
24151
SH
SOLE
22204
0
1947
Teva Pharmaceutical Industries
COM
881624209
1578
26697
SH
SOLE
24347
0
2350
The Cheesecake Factory Inc
COM
163072101
1470
26957
SH
SOLE
24257
0
2700
The Cheesecake Factory Inc
COM
163072101
120
2200
SH
Put
SOLE
1900
0
300
Thermo Fisher Scientific Inc
COM
883556102
774
5965
SH
SOLE
5345
0
620
Tiffany & Co
COM
886547108
234
2550
SH
SOLE
2550
0
0
Timken Co
COM
887389104
243
6642
SH
SOLE
5797
0
845
US Bancorp
COM
902973304
1061
24438
SH
SOLE
22172
0
2266
United Parcel Service Inc
COM
911312106
1039
10720
SH
SOLE
9620
0
1100
United Technologies Corp
COM
913017109
829
7471
SH
SOLE
7111
0
360
Utilities Select Sector SPDR E
COM
81369y886
919
22170
SH
SOLE
19025
0
3145
Vanguard Telecommunication Ser
COM
92204a884
2628
30230
SH
SOLE
27505
0
2725
Vanguard Utilities ETF
COM
92204a876
1567
17432
SH
SOLE
16732
0
700
Verizon Communications Inc
COM
92343v104
581
12465
SH
SOLE
12203
0
262
Vista Gold Corp
COM
927926303
12
35000
SH
SOLE
0
0
35000
Wal-Mart Stores Inc
COM
931142103
1196
16857
SH
SOLE
15759
0
1098
Walgreens Boot Alliance Inc
COM
931427108
1718
20342
SH
SOLE
18542
0
1800
Walgreens Boot Alliance Inc
COM
931427108
177
2100
SH
Put
SOLE
2100
0
0
Wells Fargo & Co
COM
949746101
1434
25493
SH
SOLE
23393
0
2100
Whitewave Foods Co Cl A
COM
966244105
858
17545
SH
SOLE
15589
0
1956
iShares US Broker-Dealers Inde
COM
464288794
1078
24587
SH
SOLE
22597
0
1990
iShares US Real Estate
COM
464287739
759
10643
SH
SOLE
9721
0
922
Access Worldwide Communication
COM
004319109
1
54450
SH
SOLE
46550
0
7900
Axiom Corp
COM
05463T105
2
65000
SH
SOLE
65000
0
0
Bristol-Myers Squibb Co
COM
110122108
466
7000
SH
SOLE
7000
0
0
Cannabix Technologies Inc
COM
13765L101
26
180000
SH
SOLE
180000
0
0
Eli Lilly & Co
COM
532457108
630
7550
SH
SOLE
7550
0
0
Galena Biopharma Inc
COM
363256108
50
29675
SH
SOLE
0
0
29675
IDenta Corp
COM
451671101
1
1094700
SH
SOLE
1094700
0
0
Iconic Brands Inc
COM
45107v207
1
200000
SH
SOLE
200000
0
0
Water Technologies Intl
COM
94114g100
3
404000
SH
SOLE
404000
0
0
Market Vectors Biotech ETF
ETF
57060u183
318
2355
SH
SOLE
180
0
2175
iShares S&P 500 Growth
ETF
464287309
1914
16812
SH
SOLE
15341
0
1470
iShares S&P Midcap 400 Growth
ETF
464287606
2903
17126
SH
SOLE
15786
0
1340
iShares S&P Midcap 400/BARRA V
ETF
464287705
1013
7852
SH
SOLE
7201
0
650
iShares S&P Smallcap 600/BARRA
ETF
464287887
1940
14810
SH
SOLE
13510
0
1300
Vanguard Total Bond Market
ETF
921937835
374
4600
SH
SOLE
4600
0
0
iShares Barclays 1-3yr Treasur
ETF
464287457
254
2990
SH
SOLE
2990
0
0
iShares IBOXX $ Investment Gra
ETF
464287242
418
3610
SH
SOLE
3610
0
0
Deutsche X-trackers MSCI EAFE
ETF
233051200
298
10410
SH
SOLE
8475
0
1935
iShares Latin American 40 ETF
ETF
464287390
282
9452
SH
SOLE
8851
0
601
iShares MSCI EAFE Index
ETF
464287465
1948
30679
SH
SOLE
28345
0
2334
iShares MSCI Emerging Mkt Inde
ETF
464287234
449
11345
SH
SOLE
10760
0
585
Dreyfus Midcap Index Fund
IND
712223106
1400
35832
SH
SOLE
30957
0
4875
Guggenheim S&P 500 Equal Weigh
IND
78355w106
5368
67274
SH
SOLE
60517
0
6757
PowerShares QQQ Trust Series 1
IND
73935a104
4433
41405
SH
SOLE
37179
0
4226
SPDR S&P 500 ETF Trust
IND
78462F103
12492
60687
SH
SOLE
55837
0
4850
SPDR S&P 500 ETF Trust
IND
78462F103
247
1200
SH
Call
SOLE
1200
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
103
500
SH
Call
SOLE
500
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
659
3200
SH
Put
SOLE
3100
0
100
SPDR S&P 500 ETF Trust
IND
78462F103
103
500
SH
Put
SOLE
500
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
144
700
SH
Put
SOLE
700
0
0
SPDR S&P MidCap 400 ETF Trust
IND
78467y107
3881
14205
SH
SOLE
12822
0
1383
Schwab S&P 500 Index Fund
IND
808509855
2500
76840
SH
SOLE
66507
0
10333
Schwab Small-Cap Index Fund
IND
808509848
1330
47056
SH
SOLE
40472
0
6583
iShares Russell 2000 Index Fun
IND
464287655
2708
21686
SH
SOLE
19484
0
2202
iShares Russell Microcap Index
IND
464288869
2620
32131
SH
SOLE
28596
0
3535
Annaly Capital Management Inc
CEF
035710409
342
37172
SH
SOLE
30505
0
6667
Babson Capital Corporate Inves
CEF
05617k109
1136
70666
SH
SOLE
61118
0
9548
Calamos Convertible & High Inc
CEF
12811p108
2984
224545
SH
SOLE
201870
0
22675
Fidelity New Markets Income
CEF
315910836
1363
89563
SH
SOLE
78837
0
10726
PowerShares CEF Income Composi
CEF
73936q843
2190
95928
SH
SOLE
86693
0
9235
SEI High Yield Bond
CEF
783925647
78
10511
SH
SOLE
10511
0
0
SPDR Barclays Short-Term High
CEF
78468r408
1134
39227
SH
SOLE
33512
0
5715
iShares S&P Preferred Stock In
CEF
464288687
2284
58314
SH
SOLE
53014
0
5300
Alerian MLP ETF
ETF
00162q866
2490
160003
SH
SOLE
141138
0
18865
Global X SuperDividend ETF
ETF
37950e549
802
36211
SH
SOLE
32669
0
3542
SPDR S&P Dividend ETF
ETF
78464a763
1440
18899
SH
SOLE
15796
0
3103
SPDR S&P Intl Dividend ETF
ETF
78463x772
1738
41904
SH
SOLE
36493
0
5411
Vanguard High Dividend Yield E
ETF
921946406
2807
41701
SH
SOLE
36961
0
4740
iShares DJ Select Dividend Ind
ETF
464287168
6856
91228
SH
SOLE
81258
0
9970