0001287618-15-000002.txt : 20150428
0001287618-15-000002.hdr.sgml : 20150428
20150428155820
ACCESSION NUMBER: 0001287618-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150428
DATE AS OF CHANGE: 20150428
EFFECTIVENESS DATE: 20150428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001287618
IRS NUMBER: 223675264
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10881
FILM NUMBER: 15798512
BUSINESS ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095141899
MAIL ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001287618
XXXXXXXX
03-31-2015
03-31-2015
DUMONT & BLAKE INVESTMENT ADVISORS LLC
731 ALEXANDER ROAD SUITE 301
PRINCETON
NJ
08540
13F HOLDINGS REPORT
028-10881
N
Stacy Goldstein
Vice President
609-514-1899
Stacy Goldstein
Princeton
NJ
04-28-2015
0
179
206059
false
INFORMATION TABLE
2
inftable.xml
3M Co
COM
88579y101
1662
10074
SH
SOLE
9404
0
670
AMN Healthcare Services Inc
COM
001744101
690
29927
SH
SOLE
27927
0
2000
AT&T Inc
COM
00206r102
710
21758
SH
SOLE
19331
0
2427
AbbVie Inc
COM
00287y109
1189
20305
SH
SOLE
19060
0
1245
Abbott Laboratories
COM
002824100
905
19535
SH
SOLE
18290
0
1245
Air Products & Chemicals Inc
COM
009158106
930
6150
SH
SOLE
6000
0
150
American Express Co
COM
025816109
1578
20194
SH
SOLE
18494
0
1700
American Express Co
COM
025816109
39
500
SH
Put
SOLE
500
0
0
American Express Co
COM
025816109
39
500
SH
Put
SOLE
500
0
0
Amgen Inc
COM
031162100
1821
11395
SH
SOLE
10295
0
1100
Apple Inc
COM
037833100
4271
34326
SH
SOLE
31906
0
2420
Applied DNA Sciences Inc
COM
03815u201
28
10721
SH
SOLE
8721
0
2000
Automatic Data Processing Inc
COM
053015103
1640
19150
SH
SOLE
19150
0
0
BP PLC - ADR
COM
055622104
724
18500
SH
SOLE
18500
0
0
Bank of America Corp
COM
060505104
853
55394
SH
SOLE
51829
0
3565
Bank of New York Mellon Corp
COM
064058100
1180
29332
SH
SOLE
27392
0
1940
BankUnited Inc
COM
06652k103
413
12608
SH
SOLE
11308
0
1300
Baxter Intl Inc
COM
071813109
1142
16667
SH
SOLE
15667
0
1000
Bed Bath & Beyond Inc
COM
075896100
1087
14158
SH
SOLE
12708
0
1450
BlackRock Inc
COM
09247x101
2388
6527
SH
SOLE
5872
0
655
Boeing Co
COM
097023105
1136
7570
SH
SOLE
7070
0
500
Bristol-Myers Squibb Co
COM
110122108
213
3310
SH
SOLE
3310
0
0
CDK Global Inc
COM
12508e101
291
6216
SH
SOLE
6216
0
0
CVS Health Corp
COM
126650100
2504
24262
SH
SOLE
22794
0
1468
Capital One Financial Corp
COM
14040h105
1175
14908
SH
SOLE
13383
0
1525
Caterpillar Inc
COM
149123101
759
9486
SH
SOLE
8566
0
920
Cerner Corp
COM
156782104
1344
18350
SH
SOLE
16525
0
1825
Chevron Corp
COM
166764100
1613
15368
SH
SOLE
14150
0
1218
Chico's FAS Inc
COM
168615102
663
37500
SH
SOLE
33200
0
4300
Cisco Systems Inc
COM
17275R102
1308
47510
SH
SOLE
42412
0
5098
Clorox Co
COM
189054109
227
2058
SH
SOLE
2058
0
0
Coach Inc
COM
189754104
1500
36198
SH
SOLE
32598
0
3600
Coach Inc
COM
189754104
41
1000
SH
Call
SOLE
0
0
1000
Coach Inc
COM
189754104
41
1000
SH
Call
SOLE
0
0
1000
Colgate-Palmolive Co
COM
194162103
223
3222
SH
SOLE
3222
0
0
Comcast Corp
COM
20030n101
893
15806
SH
SOLE
14111
0
1695
Competitive Companies Inc
COM
204510101
5
465000
SH
SOLE
0
0
465000
ConocoPhillips
COM
20825c104
906
14558
SH
SOLE
12983
0
1575
Consumer Discr Select Sector S
COM
81369y407
201
2670
SH
SOLE
2670
0
0
Corning Inc
COM
219350105
1210
53339
SH
SOLE
47654
0
5685
Corning Inc
COM
219350105
79
3500
SH
Put
SOLE
3500
0
0
Corning Inc
COM
219350105
48
2100
SH
Put
SOLE
2100
0
0
Delta Air Lines Inc
COM
247361702
642
14275
SH
SOLE
12925
0
1350
Dr Pepper Snapple Group Inc
COM
26138e109
1344
17125
SH
SOLE
15625
0
1500
E.I. duPont de Nemours & Co
COM
263534109
727
10177
SH
SOLE
10177
0
0
Energy Select Sector SPDR ETF
COM
81369y506
960
12376
SH
SOLE
11450
0
926
Enterprise Products Partners L
COM
293792107
263
7986
SH
SOLE
7986
0
0
Exeter Resource Corp
COM
301835104
8
15000
SH
SOLE
0
0
15000
Express Scripts Holding Co
COM
30219g108
1715
19763
SH
SOLE
17905
0
1858
Exxon Mobil Corp
COM
30231g102
4491
52830
SH
SOLE
50273
0
2557
First Trust Dow Jones Internet
COM
33733E302
951
14655
SH
SOLE
13405
0
1250
First Trust ISE-Revere Natural
COM
33734j102
181
17035
SH
SOLE
15585
0
1450
Ford Motor Co
COM
345370860
219
13540
SH
SOLE
13540
0
0
General Electric Co
COM
369604103
2847
114734
SH
SOLE
109714
0
5020
General Electric Co
COM
369604103
10
400
SH
Call
SOLE
400
0
0
General Electric Co
COM
369604103
10
400
SH
Call
SOLE
400
0
0
General Mills Inc
COM
370334104
204
3600
SH
SOLE
3600
0
0
Geopharma Inc
COM
37250a106
0
40000
SH
SOLE
0
0
40000
Golden Star Res Ltd
COM
38119t104
10
41000
SH
SOLE
0
0
41000
Goldman Sachs Group Inc
COM
38141G104
202
1072
SH
SOLE
997
0
75
Google Inc Cl A
COM
38259p508
824
1486
SH
SOLE
1359
0
127
Google Inc Cl C Non Voting Sha
COM
38259p706
800
1460
SH
SOLE
1333
0
127
Harman Intl Industries Inc
COM
413086109
750
5610
SH
SOLE
5205
0
405
Hewlett-Packard Co
COM
428236103
479
15365
SH
SOLE
14115
0
1250
Huntsman Corp
COM
447011107
1111
50127
SH
SOLE
45252
0
4875
Illinois Tool Works Inc
COM
452308109
1175
12091
SH
SOLE
11106
0
985
Intel Corp
COM
458140100
1174
37537
SH
SOLE
34687
0
2850
Intel Corp
COM
458140100
6
200
SH
Put
SOLE
200
0
0
International Business Machine
COM
459200101
2886
17979
SH
SOLE
16837
0
1142
JP Morgan Chase & Co
COM
46625h100
2192
36180
SH
SOLE
32784
0
3396
Johnson & Johnson
COM
478160104
2181
21683
SH
SOLE
19933
0
1750
Kohl's Corp
COM
500255104
262
3350
SH
SOLE
3350
0
0
Kohl's Corp
COM
500255104
203
2600
SH
Put
SOLE
2400
0
200
Kohl's Corp
COM
500255104
203
2600
SH
Put
SOLE
2400
0
200
L-3 Communications Holdings In
COM
502424104
1405
11170
SH
SOLE
9880
0
1290
Lowe's Cos Inc
COM
548661107
4033
54218
SH
SOLE
52568
0
1650
Market Vectors Oil Services ET
COM
57060u191
580
17196
SH
SOLE
15741
0
1455
Market Vectors Retail ETF
COM
57060u225
924
11925
SH
SOLE
10975
0
950
Marriott Intl Inc
COM
571903202
734
9135
SH
SOLE
8210
0
925
Marsh & McLennan Cos Inc
COM
571748102
611
10900
SH
SOLE
10050
0
850
Materials Select Sector SPDR E
COM
81369y100
2077
42583
SH
SOLE
39707
0
2875
McDonald's Corp
COM
580135101
213
2190
SH
SOLE
2190
0
0
McKesson Corp
COM
58155q103
305
1350
SH
SOLE
1350
0
0
Medtronic PLC
COM
G5960L103
1565
20073
SH
SOLE
18333
0
1740
MetLife Inc
COM
59156r108
1977
39114
SH
SOLE
35264
0
3850
Microsoft Corp
COM
594918104
2207
54285
SH
SOLE
48875
0
5410
Microsoft Corp
COM
594918104
49
1200
SH
Put
SOLE
900
0
300
NCR Corp
COM
62886E108
1121
37992
SH
SOLE
35552
0
2440
Occidental Petroleum Corp
COM
674599105
830
11369
SH
SOLE
10124
0
1245
Oracle Corp
COM
68389X105
1643
38075
SH
SOLE
34985
0
3090
PRA Group Inc
COM
69354N106
660
12158
SH
SOLE
11603
0
555
Pepsico, Inc
COM
713448108
1672
17482
SH
SOLE
16757
0
725
Pfizer Inc
COM
717081103
490
14072
SH
SOLE
12675
0
1397
Procter & Gamble Co
COM
742718109
1960
23924
SH
SOLE
22299
0
1625
Qualcomm Inc
COM
747525103
1407
20288
SH
SOLE
18506
0
1782
Raytheon Co
COM
755111507
553
5064
SH
SOLE
4709
0
355
RegeneRx Biopharmaceuticals
COM
75886x108
16
62537
SH
SOLE
62537
0
0
ResMed Inc
COM
761152107
746
10395
SH
SOLE
9545
0
850
Schlumberger Ltd
COM
806857108
1772
21231
SH
SOLE
18531
0
2700
Seagate Technology PLC
COM
g7945M107
890
17098
SH
SOLE
15448
0
1650
Skyworks Solutions Inc
COM
83088m102
1738
17680
SH
SOLE
15955
0
1725
Stanley Black & Decker Inc
COM
854502101
1155
12113
SH
SOLE
10913
0
1200
Staples Inc
COM
855030102
1806
110897
SH
SOLE
99997
0
10900
Staples Inc
COM
855030102
11
700
SH
Put
SOLE
400
0
300
Staples Inc
COM
855030102
202
12400
SH
Put
SOLE
11800
0
600
Stryker Corp
COM
863667101
1270
13765
SH
SOLE
12900
0
865
Sysco Corp
COM
871829107
1209
32036
SH
SOLE
29536
0
2500
Target Corp
COM
87612e106
1345
16390
SH
SOLE
14615
0
1775
Technology Select Sector SPDR
COM
81369y803
976
23558
SH
SOLE
21642
0
1916
Teva Pharmaceutical Industries
COM
881624209
1663
26697
SH
SOLE
24347
0
2350
The Cheesecake Factory Inc
COM
163072101
1330
26957
SH
SOLE
24257
0
2700
The Cheesecake Factory Inc
COM
163072101
109
2200
SH
Put
SOLE
1900
0
300
Thermo Fisher Scientific Inc
COM
883556102
801
5965
SH
SOLE
5345
0
620
Tiffany & Co
COM
886547108
224
2550
SH
SOLE
2550
0
0
Timken Co
COM
887389104
280
6642
SH
SOLE
5812
0
830
US Bancorp
COM
902973304
1067
24438
SH
SOLE
22235
0
2203
United Parcel Service Inc
COM
911312106
1039
10720
SH
SOLE
9620
0
1100
United Technologies Corp
COM
913017109
876
7471
SH
SOLE
7111
0
360
Utilities Select Sector SPDR E
COM
81369y886
985
22170
SH
SOLE
19025
0
3145
Vanguard Telecommunication Ser
COM
92204a884
2617
30270
SH
SOLE
27545
0
2725
Vanguard Utilities ETF
COM
92204a876
1689
17432
SH
SOLE
16732
0
700
Verizon Communications Inc
COM
92343v104
599
12315
SH
SOLE
12053
0
262
Vista Gold Corp
COM
927926303
10
35000
SH
SOLE
0
0
35000
Wal-Mart Stores Inc
COM
931142103
1387
16857
SH
SOLE
15772
0
1085
Walgreens Boot Alliance Inc
COM
931427108
1723
20342
SH
SOLE
18542
0
1800
Walgreens Boot Alliance Inc
COM
931427108
178
2100
SH
Put
SOLE
2100
0
0
Wells Fargo & Co
COM
949746101
1387
25491
SH
SOLE
23441
0
2050
Whitewave Foods Co Cl A
COM
966244105
769
17345
SH
SOLE
15420
0
1925
iShares US Broker-Dealers Inde
COM
464288794
1002
23392
SH
SOLE
21552
0
1840
iShares US Real Estate
COM
464287739
833
10507
SH
SOLE
9597
0
910
Access Worldwide Communication
COM
004319109
1
54450
SH
SOLE
46550
0
7900
Axiom Corp
COM
05463T105
8
25000
SH
SOLE
25000
0
0
Bitauto Holdings Ltd
COM
091727107
204
4000
SH
SOLE
4000
0
0
Bristol-Myers Squibb Co
COM
110122108
451
7000
SH
SOLE
7000
0
0
Cannabix Technologies Inc
COM
13765L101
56
165000
SH
SOLE
165000
0
0
Eli Lilly & Co
COM
532457108
549
7550
SH
SOLE
7550
0
0
Galena Biopharma Inc
COM
363256108
41
29675
SH
SOLE
0
0
29675
IDenta Corp
COM
451671101
1
1094700
SH
SOLE
1094700
0
0
Intl Paper Co
COM
460146103
220
3966
SH
SOLE
3966
0
0
Water Technologies Intl
COM
94114g100
1
304000
SH
SOLE
304000
0
0
Market Vectors Biotech ETF
ETF
57060u183
305
2355
SH
SOLE
180
0
2175
iShares S&P 500 Growth
ETF
464287309
1782
15637
SH
SOLE
14261
0
1375
iShares S&P Midcap 400 Growth
ETF
464287606
1886
10996
SH
SOLE
10106
0
890
iShares S&P Midcap 400/BARRA V
ETF
464287705
1858
14192
SH
SOLE
12971
0
1220
iShares S&P Smallcap 600 Value
ETF
464287879
982
8255
SH
SOLE
7545
0
710
Vanguard Total Bond Market
ETF
921937835
435
5220
SH
SOLE
5220
0
0
iShares Barclays 1-3yr Treasur
ETF
464287457
280
3300
SH
SOLE
3300
0
0
iShares IBOXX $ Investment Gra
ETF
464287242
439
3610
SH
SOLE
3610
0
0
iShares Latin American 40 ETF
ETF
464287390
272
9272
SH
SOLE
8671
0
601
iShares MSCI EAFE Index
ETF
464287465
1987
30959
SH
SOLE
28550
0
2409
Dreyfus Midcap Index Fund
IND
712223106
1377
34849
SH
SOLE
30246
0
4602
Guggenheim S&P 500 Equal Weigh
IND
78355w106
5291
65279
SH
SOLE
58653
0
6626
PowerShares QQQ Trust Series 1
IND
73935a104
4264
40382
SH
SOLE
36242
0
4140
SPDR S&P 500 ETF Trust
IND
78462F103
12247
59329
SH
SOLE
54715
0
4614
SPDR S&P 500 ETF Trust
IND
78462F103
83
400
SH
Call
SOLE
400
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
103
500
SH
Call
SOLE
500
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
557
2700
SH
Put
SOLE
2600
0
100
SPDR S&P 500 ETF Trust
IND
78462F103
145
700
SH
Put
SOLE
700
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
103
500
SH
Put
SOLE
500
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
103
500
SH
Put
SOLE
500
0
0
SPDR S&P MidCap 400 ETF Trust
IND
78467y107
3836
13836
SH
SOLE
12476
0
1360
Schwab S&P 500 Index Fund
IND
808509855
2444
75307
SH
SOLE
65875
0
9432
Schwab Small-Cap Index Fund
IND
808509848
1280
45519
SH
SOLE
39869
0
5650
iShares Russell 2000 Index Fun
IND
464287655
2625
21110
SH
SOLE
18965
0
2145
iShares Russell Microcap Index
IND
464288869
2435
30790
SH
SOLE
27442
0
3348
Annaly Capital Management Inc
CEF
035710409
374
35972
SH
SOLE
29305
0
6667
Babson Capital Corporate Inves
CEF
05617k109
1118
71926
SH
SOLE
62561
0
9365
Calamos Convertible & High Inc
CEF
12811p108
3120
220155
SH
SOLE
197880
0
22275
Fidelity New Markets Income
CEF
315910836
1348
88781
SH
SOLE
78236
0
10545
PowerShares CEF Income Composi
CEF
73936q843
2222
93173
SH
SOLE
84038
0
9135
SEI High Yield Bond
CEF
783925647
78
10367
SH
SOLE
10367
0
0
SPDR Barclays Short-Term High
CEF
78468r408
1109
37987
SH
SOLE
32272
0
5715
iShares S&P Preferred Stock In
CEF
464288687
2273
56664
SH
SOLE
51439
0
5225
Alerian MLP ETF
ETF
00162q866
2593
156484
SH
SOLE
137889
0
18595
Global X SuperDividend ETF
ETF
37950e549
702
30345
SH
SOLE
28200
0
2145
SPDR S&P Dividend ETF
ETF
78464a763
1430
18285
SH
SOLE
15200
0
3085
SPDR S&P Intl Dividend ETF
ETF
78463x772
1701
40575
SH
SOLE
35195
0
5380
Vanguard High Dividend Yield E
ETF
921946406
2805
41076
SH
SOLE
36361
0
4715
iShares DJ Select Dividend Ind
ETF
464287168
7116
91298
SH
SOLE
81203
0
10095