0001140361-11-017139.txt : 20110316
0001140361-11-017139.hdr.sgml : 20110316
20110316164632
ACCESSION NUMBER: 0001140361-11-017139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110314
FILED AS OF DATE: 20110316
DATE AS OF CHANGE: 20110316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peiffer Jack O
CENTRAL INDEX KEY: 0001366602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 11692435
MAIL ADDRESS:
STREET 1: C/O K&F INDUSTRIES HOLDINGS, INC.
STREET 2: 50 MAIN STREET, 4TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
doc1.xml
FORM 4
X0303
4
2011-03-14
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001366602
Peiffer Jack O
C/O DOUGLAS DYNAMICS, INC.
7777 NORTH 73RD STREET
MILWAUKEE
WI
53223
1
0
0
0
Common Stock
2011-03-14
4
M
0
32791
4.21
A
38684
D
Common Stock
2011-03-15
4
S
0
26901
14.3846
D
11783
D
Employee Stock Option (right to buy)
4.21
2011-03-14
4
M
0
32791
0
D
2014-04-25
Common Stock
32791
0
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $14.35 to $14.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
These options are fully vested and can be exercised at any time.
/s/ Robert J. Young, Attorney-in-Fact
2011-03-16