0001181431-14-035457.txt : 20141104 0001181431-14-035457.hdr.sgml : 20141104 20141104173250 ACCESSION NUMBER: 0001181431-14-035457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROKOPANKO JAMES T CENTRAL INDEX KEY: 0001301456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 141194323 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 rrd418346.xml PROKOPANKO 10B5-1 OPTION EXERCISE AND SALE (11-3-2014) - FORM 4 X0306 4 2014-11-03 0 0001285785 MOSAIC CO MOS 0001301456 PROKOPANKO JAMES T C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 1 0 0 President and CEO Common Stock 2014-10-03 4 M 0 57480 15.45 A 241310 I Revocable Trust Common Stock 2014-10-03 4 M 0 3635 20.7 A 244945 I Revocable Trust Common Stock 2014-10-03 4 S 0 61115 43.8541 D 183830 I Revocable Trust Stock Option (Right to Buy) 15.45 2014-10-03 4 M 0 57480 0.00 D 2016-08-04 Common Stock 57480 28778 I Revocable Trust Stock Option (Right to Buy 20.70 2014-10-03 4 M 0 3635 0.00 D 2017-02-01 Common Stock 3635 32336 I Revocable Trust Stock Option (Right to Buy) 40.03 2017-08-02 Common Stock 83433 83433 I Revocable Trust Stock Option (Right to Buy) 127.21 2018-07-31 Common Stock 23409 23409 I Revocable Trust Stock Option (Right to Buy) 52.72 2019-07-27 Common Stock 48077 48077 I Revocable Trust Stock Option (Right to Buy) 44.93 2020-07-27 Common Stock 79011 79011 I Revocable Trust Stock Option (Right to Buy) 70.62 2021-07-21 Common Stock 47373 47373 I Revocable Trust Stock Option (Right to Buy) 57.62 2022-07-19 Common Stock 77214 77214 I Revocable Trust Restricted Stock Units 0.00 2015-07-19 Common Stock 30661 30661 D Stock Option (Right to Buy) 54.03 2023-07-18 Common Stock 83649 83649 I Revocable Trust Restricted Stock Units 0.00 2016-07-18 Common Stock 32698 32698 D Stock Option (Right to Buy) 49.73 2024-03-07 Common Stock 94022 94022 I Revocable Trust Restricted Stock Units 0.00 2017-03-07 Common Stock 35525 35525 D One-for-One Not Applicable This Stock Option is 100% exercisable. Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.32, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4. /s/Mark J. Isaacson, Attorney-in-Fact for James T. Prokopanko 2014-11-04