0001181431-14-035457.txt : 20141104
0001181431-14-035457.hdr.sgml : 20141104
20141104173250
ACCESSION NUMBER: 0001181431-14-035457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141103
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PROKOPANKO JAMES T
CENTRAL INDEX KEY: 0001301456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 141194323
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
4
1
rrd418346.xml
PROKOPANKO 10B5-1 OPTION EXERCISE AND SALE (11-3-2014) - FORM 4
X0306
4
2014-11-03
0
0001285785
MOSAIC CO
MOS
0001301456
PROKOPANKO JAMES T
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
1
0
0
President and CEO
Common Stock
2014-10-03
4
M
0
57480
15.45
A
241310
I
Revocable Trust
Common Stock
2014-10-03
4
M
0
3635
20.7
A
244945
I
Revocable Trust
Common Stock
2014-10-03
4
S
0
61115
43.8541
D
183830
I
Revocable Trust
Stock Option (Right to Buy)
15.45
2014-10-03
4
M
0
57480
0.00
D
2016-08-04
Common Stock
57480
28778
I
Revocable Trust
Stock Option (Right to Buy
20.70
2014-10-03
4
M
0
3635
0.00
D
2017-02-01
Common Stock
3635
32336
I
Revocable Trust
Stock Option (Right to Buy)
40.03
2017-08-02
Common Stock
83433
83433
I
Revocable Trust
Stock Option (Right to Buy)
127.21
2018-07-31
Common Stock
23409
23409
I
Revocable Trust
Stock Option (Right to Buy)
52.72
2019-07-27
Common Stock
48077
48077
I
Revocable Trust
Stock Option (Right to Buy)
44.93
2020-07-27
Common Stock
79011
79011
I
Revocable Trust
Stock Option (Right to Buy)
70.62
2021-07-21
Common Stock
47373
47373
I
Revocable Trust
Stock Option (Right to Buy)
57.62
2022-07-19
Common Stock
77214
77214
I
Revocable Trust
Restricted Stock Units
0.00
2015-07-19
Common Stock
30661
30661
D
Stock Option (Right to Buy)
54.03
2023-07-18
Common Stock
83649
83649
I
Revocable Trust
Restricted Stock Units
0.00
2016-07-18
Common Stock
32698
32698
D
Stock Option (Right to Buy)
49.73
2024-03-07
Common Stock
94022
94022
I
Revocable Trust
Restricted Stock Units
0.00
2017-03-07
Common Stock
35525
35525
D
One-for-One
Not Applicable
This Stock Option is 100% exercisable.
Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.43 to $44.32, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4.
/s/Mark J. Isaacson, Attorney-in-Fact for James T. Prokopanko
2014-11-04