0001285223-11-000007.txt : 20111102 0001285223-11-000007.hdr.sgml : 20111102 20111101175459 ACCESSION NUMBER: 0001285223-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANK & TRUST, NA CENTRAL INDEX KEY: 0001285223 IRS NUMBER: 460393349 STATE OF INCORPORATION: SD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10880 FILM NUMBER: 111172424 BUSINESS ADDRESS: BUSINESS PHONE: 605-978-1129 MAIL ADDRESS: STREET 1: WEALTH MANAGEMENT SERVICES STREET 2: P. O. BOX 1347 CITY: SIOUX FALLS STATE: SD ZIP: 57101-1347 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN BANK & TRUST - TRUST DIVISION DATE OF NAME CHANGE: 20040330 13F-HR 1 91qtr13F2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F Form 13F COVER PAGE Report for calendar year or quarter ended: 30-Sep-11 Check here if amended [X}; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: First Bank & Trust Address: P. O. Box 1347 - Trust Division Sioux Falls, SD 57101-1347 13F File Number: 028-10880 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true correct and complete, and that is is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karla Hasche Title: Trust Operations Officer Phone: (605) 978-1129 Signature Place and Date of Signing Karla Hasche First Bank & Trust 2-Nov-11 Report Type (Check only one.) [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: 3520 List of Other Included Managers: Provide a numbered list of name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TRANSOCEAN LTD COM H8817H100 3 69 SH DEFINED 0 0 69 AT&T INC COM 00206R102 6 205 SH SOLE 205 0 0 ABBOTT LABS COM 002824100 16 313 SH SOLE 313 0 0 ACCELR8 TECHNOLOGY CORP COM 004304200 47 18305 SH SOLE 18305 0 0 ALCOA INC COM 013817101 2 160 SH SOLE 160 0 0 APPLE INC COM 037833100 21 55 SH DEFINED 55 0 0 APPLIED MATLS INC COM 038222105 6 600 SH SOLE 600 0 0 AVON PRODS INC COM 054303102 24 1200 SH SOLE 1200 0 0 BOEING CO COM 097023105 41 675 SH DEFINED 675 0 0 CHEVRON CORP NEW COM 16676410N 49 533 SH SOLE 533 0 0 CHEVRON CORP NEW COM 16676410N 28 300 SH DEFINED 300 0 0 CITIGROUP INC COM 172967424 6 219 SH SOLE 219 0 0 DWS MUNICIPAL INCOME TR COM 23338M106 89 7004 SH DEFINED 7004 0 0 DREYFUS MUN INCOME INC COM 26201R102 105 11000 SH DEFINED 11000 0 0 EMC INS GROUP INC COM 268664109 22 1200 SH DEFINED 0 1200 0 ECOLAB INC COM 278865100 20 400 SH SOLE 400 0 0 FRONTIER COMMUNICATIONS COM 35906A108 1 162 SH DEFINED 162 0 0 GENERAL ELECTRIC CO COM 369604103 30 2003 SH SOLE 2003 0 0 GENERAL ELECTRIC CO COM 369604103 2 100 SH DEFINED 0 0 100 GENERAL MLS INC COM 370334104 62 1600 SH DEFINED 1600 0 0 HCP INC COM 40414L109 18 500 SH SOLE 500 0 0 INTEL CORP COM 458140100 1 60 SH SOLE 60 0 0 INTERNATIONAL BUS MACHS COM 459200101 5 30 SH SOLE 30 0 0 ISHARES TR MSCI EAFE IDX COM 464287465 33 695 SH SOLE 695 0 0 ISHARES TR S&P MIDCAP 400 COM 464287507 54 690 SH SOLE 690 0 0 ISHARES TR RUSSELL 2000 COM 464287655 93 1450 SH SOLE 1450 0 0 ISHARES TR RUSSELL 2000 COM 464287655 64 990 SH DEFINED 0 990 0 ISHARES TR S&P SMLCAP 600 COM 464287804 24 415 SH SOLE 415 0 0 JOHNSON & JOHNSON COM 478160104 53 832 SH SOLE 832 0 0 KRAFT FOODS INC CL A COM 50075N104 12 350 SH DEFINED 350 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 4 90 SH SOLE 90 0 0 MEDTRONIC INC COM 585055106 268 8076 SH SOLE 1015 0 7061 MERCK & CO INC NEW COM 58933Y105 10 305 SH SOLE 305 0 0 META FINL GROUP INC COM 59100U108 342 18100 SH SOLE 18100 0 0 MFS HIGH YIELD MUN TR COM 59318E102 19 4200 SH DEFINED 4200 0 0 MICROSOFT CORP COM 594918104 351 14090 SH SOLE 14090 0 0 NEXTERA ENERGY INC COM 65339F101 16 300 SH SOLE 300 0 0 PEPSICO INC COM 713448108 25 400 SH SOLE 400 0 0 RAVEN INDS INC COM 754212108 47 972 SH DEFINED 972 0 0 SPDR S&P MIDCAP 400 ETF COM 78467Y107 213 1499 SH SOLE 1499 0 0 SPDR S&P MIDCAP 400 ETF COM 78467Y107 53 370 SH DEFINED 0 370 0 ST JUDE MED INC COM 790849103 44 1210 SH SOLE 1210 0 0 SCHWAB STRAT US LCAP GR COM 808524300 21 788 SH SOLE 788 0 0 SCHWAB STRAT US LCAP GR COM 808524300 270 10056 SH DEFINED 0 10056 0 SCHWAB STRAT US LCAP VAL COM 808524409 13 502 SH SOLE 502 0 0 SCHWAB STRAT US LCAP VAL COM 808524409 163 6390 SH DEFINED 0 6390 0 UNISOURCE ENERGY CORP COM 909205106 7 200 SH DEFINED 200 0 0 VANGUARD EMERG MRKTS ETF COM 922042858 34 950 SH SOLE 950 0 0 VANGUARD INDEX REIT ETF COM 922908553 48 952 SH SOLE 952 0 0 VANGUARD INDEX SM CP ETF COM 922908751 81 1326 SH SOLE 1326 0 0 VERIZON COMMUNICATIONS COM 92343V104 25 675 SH DEFINED 675 0 0 WELLS FARGO & CO NEW COM 949746101 5 200 SH SOLE 200 0 0 WELLS FARGO & CO NEW COM 949746101 480 19902 SH DEFINED 0 19902 0 XCEL ENERGY INC COM 98389B100 44 1790 SH DEFINED 1790 0 0 GRAND TOTALS 3520 145458 99320 38908 7230