0001285223-11-000004.txt : 20110420 0001285223-11-000004.hdr.sgml : 20110420 20110420100318 ACCESSION NUMBER: 0001285223-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110420 DATE AS OF CHANGE: 20110420 EFFECTIVENESS DATE: 20110420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANK & TRUST, NA CENTRAL INDEX KEY: 0001285223 IRS NUMBER: 460393349 STATE OF INCORPORATION: SD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10880 FILM NUMBER: 11769656 BUSINESS ADDRESS: BUSINESS PHONE: 605-978-1129 MAIL ADDRESS: STREET 1: WEALTH MANAGEMENT SERVICES STREET 2: P. O. BOX 1347 CITY: SIOUX FALLS STATE: SD ZIP: 57101-1347 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN BANK & TRUST - TRUST DIVISION DATE OF NAME CHANGE: 20040330 13F-HR 1 qtr311132.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F Form 13F COVER PAGE Report for calendar year or quarter ended: 31-Mar-11 Check here if amended [X}; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: First Bank & Trust Address: P. O. Box 1347 - Trust Division Sioux Falls, SD 57101-1347 13F File Number: 028-10880 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true correct and complete, and that is is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karla Hasche Title: Trust Operations Officer Phone: (605) 978-1129 Signature Place and Date of Signing Karla Hasche First Bank & Trust 20-Apr-11 Report Type (Check only one.) [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: 4078 List of Other Included Managers: Provide a numbered list of name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TRANSOCEAN LTD COM H8817H100 5 69 SH DEFINED 0 0 69 ABBOTT LABS COM 002824100 31 625 SH SOLE 625 0 0 ACCELR8 TECHNOLOGY CORP COM 004304200 35 10000 SH SOLE 10000 0 0 ALCOA INC COM 013817101 3 160 SH SOLE 160 0 0 APPLE INC COM 037833100 19 55 SH DEFINED 0 0 55 APPLIED MATLS INC COM 038222105 19 1200 SH SOLE 1200 0 0 AVON PRODS INC COM 054303102 32 1200 SH SOLE 1200 0 0 BP PLC COM 055622104 24 544 SH SOLE 544 0 0 BOEING CO COM 097023105 1 675 SH DEFINED 0 0 675 CHEVRON CORP NEW COM 16676410N 70 648 SH SOLE 648 0 0 CHEVRON CORP NEW COM 16676410N 32 300 SH DEFINED 0 0 300 CITIGROUP INC COM 172967101 10 2192 SH SOLE 2192 0 0 DWS MUNICIPAL INCOME TRUST COM 23338M106 82 7004 DEFINED 7004 0 0 DREYFUS MUN INCOME INC COM 26201R102 97 11000 DEFINED 11000 0 0 EMC INS GROUP INC COM 268664109 30 1200 SH DEFINED 1200 0 0 ECOLAB INC COM 278865100 20 400 SH SOLE 400 0 0 FRONTIER COMMNCTIONS CORP COM 35906A108 1 162 SH DEFINED 0 0 162 GENERAL ELECTRIC CO COM 369604103 48 2403 SH SOLE 2403 0 0 GENERAL ELECTRIC CO COM 369604103 2 100 SH DEFINED 0 0 100 GENERAL MLS INC COM 370334104 58 1600 SH DEFINED 1600 0 0 HCP INC COM 40414L109 19 500 SH SOLE 0 500 0 INTEL CORP COM 458140100 1 60 SH SOLE 60 0 0 INTNATL BUSINESS MACH COM 459200101 46 280 SH SOLE 280 0 0 ISHARES TR MSCI EAFE IDX COM 464287465 42 695 SH SOLE 695 0 0 ISHARES TR S&P MIDCAP 400 COM 464287507 68 690 SH SOLE 690 0 0 ISHARES TR RUSSELL 2000 COM 464287655 122 1450 SH SOLE 1450 0 0 ISHARES TR RUSSELL 2000 COM 464287655 83 990 SH DEFINED 0 0 990 ISHARES TR S&P SMLCAP 600 COM 464287804 31 415 SH SOLE 415 0 0 ISHARES S&P US PFD STK COM 464288687 8 205 SH SOLE 205 0 0 JOHNSON & JOHNSON COM 478160104 49 832 SH SOLE 832 0 0 KIMBERLY CLARK CORP COM 494368103 26 400 SH SOLE 400 0 0 KRAFT FOODS INC CL A COM 50075N104 11 350 SH DEFINED 0 0 350 LILLY ELI & CO COM 532457108 14 400 SH SOLE 400 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 13 234 SH SOLE 234 0 0 MEDTRONIC INC COM 585055106 318 8076 SH SOLE 8076 0 0 MERCK & CO INC NEW COM 58933Y105 40 1205 SH SOLE 1205 0 0 META FINL GROUP INC COM 59100U108 298 18100 SH SOLE 18100 0 0 MFS HIGH YIELD MUN TR COM 59318E102 18 4200 DEFINED 4200 0 0 MICROSOFT CORP COM 594918104 358 14090 SH SOLE 14090 0 0 NEXTERA ENERGY INC COM 65339F101 17 300 SH SOLE 300 0 0 PEPSICO INC COM 713448108 26 400 SH SOLE 400 0 0 RAVEN INDS INC COM 754212108 60 972 SH DEFINED 972 0 0 SPDR S&P MIDCAP 400 ETF COM 78467Y107 292 1624 SH SOLE 1624 0 0 SPDR S&P MIDCAP 400 ETF COM 78467Y107 66 370 SH DEFINED 0 0 370 ST JUDE MED INC COM 790849103 62 1210 SH SOLE 1210 0 0 SCHWAB STRTGIC US LCAP GR COM 808524300 24 752 SH SOLE 752 0 0 SCHWAB STRTGIC US LCAP GR COM 808524300 319 10004 SH DEFINED 10004 0 0 SCHWAB STRTGIC US LCAP VAL COM 808524409 7 247 SH SOLE 247 0 0 SCHWAB STRTGIC US LCAP VAL COM 808524409 100 3340 SH DEFINED 3340 0 0 UNISOURCE ENERGY CORP COM 909205106 7 200 SH DEFINED 200 0 0 VANGUARD EMERGING MARKETS COM 922042858 47 950 SH SOLE 950 0 0 VANGUARD INDEX REIT ETF COM 922908553 56 952 SH SOLE 952 0 0 VANGUARD INDEX SMALL CP COM 922908751 105 1326 SH SOLE 1326 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 26 675 SH DEFINED 0 0 675 WELLS FARGO & CO NEW COM 949746101 6 200 SH SOLE 200 0 0 WELLS FARGO & CO NEW COM 949746101 631 19902 SH DEFINED 19902 0 0 XCEL ENERGY INC COM 98389B100 43 1790 SH DEFINED 1790 0 0 GRAND TOTALS 4078 139923 135677 500 3746