0001398344-12-003538.txt : 20121114 0001398344-12-003538.hdr.sgml : 20121114 20121114110505 ACCESSION NUMBER: 0001398344-12-003538 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COPIA CAPITAL LLC CENTRAL INDEX KEY: 0001284986 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10908 FILM NUMBER: 121201821 BUSINESS ADDRESS: STREET 1: 71 S. WACKER DRIVE STREET 2: SUITE 3525 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-544-4200 MAIL ADDRESS: STREET 1: 71 S. WACKER DRIVE STREET 2: SUITE 3525 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 fp0005821_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Copia Capital LLC Address: 1 South Wacker Drive Suite 3200 Chicago, IL 60606 Form 13F File Number: 028-10908 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy Flannery Title: Managing Partner Phone: (312) 544-4201 Signature, Place, and Date of Signing: /s/ Timothy Flannery Chicago, IL November 14, 2012 -------------------- ----------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 47 ----------- Form 13F Information Table Value Total: $ 100,653 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------- ------------- --------- ----------- -------------------- ---------- -------- ------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------- ------------- --------- ----------- ----------- --- ---- ---------- -------- ------- ------ ---- ACCO BRANDS CORP COM 00081T108 1,344 207,046 SH SOLE 207,046 0 0 AES CORP COM 00130H105 1,097 100,000 SH SOLE 100,000 0 0 ALLETE INC COM NEW 018522300 2,713 64,997 SH SOLE 64,997 0 0 ALLIANT ENERGY CORP COM 018802108 2,642 60,891 SH SOLE 60,891 0 0 ANADARKO PETE CORP COM 032511107 3,106 44,416 SH SOLE 44,416 0 0 CABOT OIL & GAS CORP COM 127097103 1,994 44,416 SH SOLE 44,416 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 2,743 48,915 SH SOLE 48,915 0 0 CARRIZO OIL & CO INC COM 144577103 1,111 44,415 SH SOLE 44,415 0 0 CHENIERE ENERGY INC COM NEW 16411R208 1,520 97,882 SH SOLE 97,882 0 0 CMS ENERGY CORP COM 125896100 1,465 62,206 SH SOLE 62,206 0 0 CONCHO INC COM 20605P101 1,687 17,800 SH SOLE 17,800 0 0 CONSOL ENERGY INC COM 20854P109 1,070 35,610 SH SOLE 35,610 0 0 COPA HOLDINGS SA CL A P31076105 1,083 13,330 SH SOLE 13,330 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3,275 357,481 SH SOLE 357,481 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3,470 53,561 SH SOLE 53,561 0 0 ENSCO PLC SHS CLASS A G3157S106 1,091 20,000 SH SOLE 20,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1,943 197,086 SH SOLE 197,086 0 0 GULFPORT ENERGY CORP COM NEW 402635304 2,753 88,055 SH SOLE 88,055 0 0 HERCULES OFFSHORE INC COM 427093109 1,300 266,608 SH SOLE 266,608 0 0 HOLLYFRONTIER CORP COM 436106108 1,648 39,939 SH SOLE 39,939 0 0 HUNT J B TRANS SVCS INC COM 445658107 2,314 44,471 SH SOLE 44,471 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1,624 31,103 SH SOLE 31,103 0 0 KBR INC COM 48242W106 2,649 88,832 SH SOLE 88,832 0 0 LUFKIN INDS INC COM 549764108 2,874 53,403 SH SOLE 53,403 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1,883 23,504 SH SOLE 23,504 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3,822 44,414 SH SOLE 44,414 0 0 PACER INTL INC TENN COM 69373H106 1,322 332,053 SH SOLE 332,053 0 0 PDC ENERGY INC COM 69327R101 1,001 31,644 SH SOLE 31,644 0 0 REX ENERGY CORPORATION COM 761565100 1,187 88,944 SH SOLE 88,944 0 0 ROSETTA RESOURCES INC COM 777779307 1,275 26,626 SH SOLE 26,626 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3,085 44,444 SH SOLE 44,444 0 0 SANCHEZ ENERGY CORP COM 79970Y105 1,545 75,634 SH SOLE 75,634 0 0 SCHLUMBERGER LTD COM 806857108 3,213 44,428 SH SOLE 44,428 0 0 SEMGROUP CORP CL A 81663A105 2,085 56,578 SH SOLE 56,578 0 0 SEMPRA ENERGY COM 816851109 3,724 57,745 SH SOLE 57,745 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,896 57,729 SH SOLE 57,729 0 0 SWIFT TRANSN CO CL A 87074U101 1,281 148,597 SH SOLE 148,597 0 0 US AIRWAYS GROUP INC COM 90341W108 3,253 310,988 SH SOLE 310,988 0 0 UIL HLDG CORP COM 902748102 3,207 89,440 SH SOLE 89,440 0 0 ULTRA PETROLEUM CORP COM 903914109 1,954 88,919 SH SOLE 88,919 0 0 UNION PAC CORP COM 907818108 2,112 17,789 SH SOLE 17,789 0 0 UNITED CONTL HLDGS INC COM 910047109 2,258 115,799 SH SOLE 115,799 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1,691 53,370 SH SOLE 53,370 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2,257 177,986 SH SOLE 177,986 0 0 WESTAR ENERGY INC COM 95709T100 2,902 97,826 SH SOLE 97,826 0 0 WHITING PETE CORP NEW COM 966387102 2,106 44,455 SH SOLE 44,455 0 0 XCEL ENERGY INC COM 98389B100 3,078 111,097 SH SOLE 111,097 0 0