0001140361-16-085291.txt : 20161108
0001140361-16-085291.hdr.sgml : 20161108
20161108093045
ACCESSION NUMBER: 0001140361-16-085291
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
EFFECTIVENESS DATE: 20161108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NTV ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001284208
IRS NUMBER: 550777181
STATE OF INCORPORATION: WV
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11081
FILM NUMBER: 161980158
BUSINESS ADDRESS:
STREET 1: 216 BROOKS STREET
STREET 2: SUITE 300
CITY: CHARLESTON
STATE: WV
ZIP: 25301
BUSINESS PHONE: 8663539090
MAIL ADDRESS:
STREET 1: 216 BROOKS STREET
STREET 2: SUITE 300
CITY: CHARLESTON
STATE: WV
ZIP: 25301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001284208
XXXXXXXX
09-30-2016
09-30-2016
NTV ASSET MANAGEMENT LLC
216 BROOKS STREET
SUITE 300
CHARLESTON
WV
25301
13F HOLDINGS REPORT
028-11081
N
Karen Setterstrom
Chief Compliance Officer
304-353-9095
/s/ Karen Setterstrom
Charleston
WV
11-07-2016
0
154
277385
false
INFORMATION TABLE
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form13fInfoTable.xml
Apple Inc
Com
037833100
4553
40278
SH
SOLE
38553
1725
0
Abbvie Inc
Com
00287Y109
2128
33755
SH
SOLE
33128
627
0
Abbott Labs
Com
002824100
2007
47476
SH
SOLE
47276
200
0
Ishares Tr
MSCI ACWI EX Us
464288240
537
9100
SH
SOLE
9100
0
0
Automatic Data Processing Inc
Com
053015103
1074
12184
SH
SOLE
12034
150
0
American Elec Pwr Inc
Com
025537101
631
9841
SH
SOLE
9641
200
0
Anadarko Pete Corp
Com
032511107
518
12450
SH
SOLE
12150
300
0
Amgen Inc
Com
031162100
1872
11228
SH
SOLE
10778
450
0
Anthem Inc
Unit 05/01/20188
036752202
823
18950
SH
SOLE
18950
0
0
Astrazeneca PLC
Sponsored ADR
046353108
279
8500
SH
SOLE
8500
0
0
Alibaba Group Hldg Ltd
Sponsored ADS
01609W102
1526
14425
SH
SOLE
14025
400
0
Bank Amer Corp
Com
060505104
414
26512
SH
SOLE
26512
0
0
BB&T Corp
Com
054937107
9797
259732
SH
OTR
242829
16903
0
BCE Inc
Com New
05534B760
2309
50000
SH
SOLE
48500
1500
0
B & G Foods Inc New
Com
05508R106
363
7400
SH
SOLE
6900
500
0
Bristol Myers Squibb Co
Com
110122108
1915
35517
SH
SOLE
35267
250
0
Berkshire Hathaway Inc Del
Cl B New
084670702
1167
8082
SH
SOLE
7682
400
0
Blackstone GSO Flting Rte Fu
Com
09256U105
1128
66952
SH
SOLE
66152
800
0
Anheuser Busch Inbev SA/NV
Sponsored ADR
03524A108
1406
10700
SH
SOLE
10700
0
0
City Hldg Co
Com
177835105
783
15585
SH
OTR
15585
0
0
Ishares Tr
Interm Cr Bd ETF
464288638
629
5650
SH
SOLE
5150
500
0
Colgate Palmolive Co
Com
194162103
1389
18744
SH
SOLE
17344
1400
0
Comcast Corp New
Cl A
20030N101
326
4923
SH
SOLE
3773
1150
0
ConocoPhillips
Com
20825C104
939
21606
SH
SOLE
21354
252
0
Cisco Sys Inc
Com
17275R102
2151
67821
SH
SOLE
63998
3823
0
Ishares Tr
1-3 Yr Cr Bd
464288646
3796
35895
SH
SOLE
33895
2000
0
CVS Health Corp
Com
126650100
256
2878
SH
SOLE
2578
300
0
Chevron Corp New
Com
166764100
2587
25145
SH
SOLE
23845
1300
0
SPDR Series Trust
BRC Cnv Secs ETF
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4130
89098
SH
SOLE
88198
900
0
Dominion Res Inc Va New
Com
25746U109
495
6666
SH
SOLE
6280
386
0
Dominion Res Inc Va New
Unit 99/99/9999
25746U869
646
13000
SH
SOLE
12700
300
0
Dominion Res Inc Va New
Unit 08/15/2019
25746U836
494
9900
SH
SOLE
9900
0
0
Du Pont E I De Nemours & Co
Com
263534109
553
8270
SH
SOLE
7070
1200
0
SPDR Dow Jones Indl Avrg ETF
Ut Ser 1
78467X109
2223
12165
SH
SOLE
11925
240
0
Disney Walt Co
Com Disney
254687106
1487
16023
SH
SOLE
16023
0
0
Wisdomtree Tr
Intl SmCap Div
97717W760
312
5100
SH
SOLE
5100
0
0
Dow Chem Co
Com
260543103
579
11188
SH
OTR
11188
0
0
DTE Energy Co
Com
233331107
317
3392
SH
SOLE
3392
0
0
Duke Energy Corp New
Com New
26441C204
1244
15547
SH
SOLE
15247
300
0
Ishares Tr
Select Divid ETF
464287168
10009
116805
SH
SOLE
115030
1775
0
Ishares Tr
MSCI EMG Mkt ETF
464287234
2324
62068
SH
SOLE
60668
1400
0
Ishares Tr
MSCI Eafe ETF
464287465
2796
47290
SH
SOLE
46665
625
0
Emerson Elec Co
Com
291011104
409
7513
SH
SOLE
7016
497
0
Enterprise Prods Partners
Com
293792107
1538
55690
SH
SOLE
55690
0
0
Energy Transfer Prtnrs LP
Unit Ltd Partn
29273R109
201
12000
SH
SOLE
12000
0
0
Ishares Tr
Glob Indstrl ETF
464288729
922
12500
SH
SOLE
12500
0
0
Facebook Inc
Cl A
30303M102
4876
38017
SH
SOLE
35017
3000
0
Freeport-McMoran Inc
Cl B
35671D857
418
38530
SH
SOLE
38530
0
0
First Tr Exchange Traded Fd
DJ Internt Idx
33733E302
3061
37535
SH
SOLE
34785
2750
0
First Tr US IPO Index Fd
Shs
336920103
842
15508
SH
SOLE
15208
300
0
General Electric Co
Com
369604103
6153
207743
SH
SOLE
201993
5750
0
Alphabet Inc
Cap Stk Cl C
02079K107
370
477
SH
SOLE
477
0
0
Alphabet Inc
Cap Stk Cl A
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1961
2439
SH
SOLE
2379
60
0
Goldman Sachs Group Inc
Com
38141G104
716
4441
SH
SOLE
4341
100
0
GlaxoSmithKline PLC
Sponsored ADR
37733W105
1392
32287
SH
SOLE
30887
1400
0
Welltower Inc
Com
95040Q104
2124
28410
SH
SOLE
27210
1200
0
Home Depot Inc
Com
437076102
1552
12068
SH
SOLE
10493
1575
0
Ishares Tr
Core High Dv ETF
46429B663
5663
69682
SH
SOLE
68782
900
0
Hartford Finl Svcs Group Inc
Com
416515104
595
13917
SH
SOLE
13917
0
0
Schein Henry Inc
Com
806407102
268
1650
SH
SOLE
1650
0
0
Hershey Co
Com
427866108
1473
15412
SH
SOLE
14800
612
0
Ishares Tr
NADSQ Biotec ETF
464287556
4054
14005
SH
SOLE
13052
953
0
International Business Machs
Com
459200101
2125
13379
SH
SOLE
13029
350
0
Ishares Tr
U S Utilits ETF
464287697
253
2070
SH
SOLE
2070
0
0
Ishares Tr
Intl Sel Div
464288448
514
17150
SH
SOLE
15750
1400
0
Ishares Tr
3-7 Yr Tr Bd ETF
464288661
537
4250
SH
SOLE
3750
500
0
Ishares Tr
Europe ETF
464287861
1248
31700
SH
SOLE
31700
0
0
Ishares Tr
Core S&P MCP ETF
464287507
6762
43711
SH
SOLE
37151
6560
0
Ishares Tr
S&P MC 400 Gr ETF
464287606
1828
10462
SH
SOLE
7312
3150
0
Ishares Tr
Core S&P SCP ETF
464287804
4672
37633
SH
SOLE
36833
800
0
Ishares Tr
SP SMCP 600 Gr ETF
464287887
335
2450
SH
SOLE
2450
0
0
Intel Corp
Com
458140100
1156
30634
SH
SOLE
28634
2000
0
Ishares Tr
Global 100 ETF
464287572
294
3932
SH
SOLE
3675
257
0
Ishares Tr
S&P 500 Val ETF
464287408
570
6008
SH
SOLE
3008
3000
0
Ishares Tr
Core S&P500 ETF
464287200
1107
5088
SH
SOLE
3888
1200
0
Ishares Tr
S&P 500 GRWT ETF
464287309
2917
23980
SH
SOLE
17980
6000
0
Ishares Tr
Rus 1000 Grw ETF
464287614
873
8389
SH
SOLE
6689
1700
0
Ishares Tr
Russell 2000 ETF
464287655
1240
9987
SH
SOLE
9987
0
0
Ishares Tr
Rus 2000 Grw ETF
464287648
465
3128
SH
SOLE
3128
0
0
Ishares Tr
Rus Md Cp Gr ETF
464287481
467
4800
SH
SOLE
1800
3000
0
Ishares Tr
Rus Mid-Cap ETF
464287499
2337
13410
SH
SOLE
10310
3100
0
Ishares Tr
Global Tech ETF
464287291
889
8033
SH
SOLE
7733
300
0
Ishares Tr
Glob Telecom ETF
464287275
343
5550
SH
SOLE
5350
200
0
Ishares Tr
U.S. Inds ETF
464287754
437
3827
SH
SOLE
3592
235
0
Johnson & Johnson
Com
478160104
3988
33761
SH
SOLE
31911
1850
0
JPMorgan Chase & Co
Com
46625H100
1254
18842
SH
OTR
18111
731
0
Ishares Tr
Glob Utilits
464288711
779
16400
SH
SOLE
14200
2200
0
Kraft Heinz Co
Com
500754106
1362
15217
SH
SOLE
14971
246
0
Kimberly Clark Corp
Com
494368103
721
5719
SH
SOLE
5719
0
0
Kinder Morgan Inc Del
Com
49456B101
1107
47872
SH
SOLE
45672
2200
0
Coca Cola Co
Com
191216100
2880
68073
SH
SOLE
66744
1329
0
SPDR Series Trust
S&P Regl Bkg
78464A698
1445
34200
SH
SOLE
31700
2500
0
Lilly Eli & Co
Com
532457108
4789
59672
SH
SOLE
57750
1922
0
Ishares Tr
Iboxx Inv Cp ETF
464287242
2057
16700
SH
SOLE
16700
0
0
Ishares Tr
MBS ETF
464288588
302
2750
SH
SOLE
2750
0
0
Medtronic Plc
Shs
G5960L103
1278
14800
SH
SOLE
14252
548
0
Altria Group Inc
Com
02209S103
2268
35880
SH
SOLE
32680
3200
0
Merck & Co Inc New
Com
58933Y105
1337
21436
SH
SOLE
18499
2937
0
Microsoft Corp
Com
594918104
3606
62610
SH
SOLE
59884
2726
0
Ishares Tr
National Mun ETF
464288414
484
4300
SH
SOLE
4300
0
0
Mylan N V
Shs Euro
N59465109
609
15990
SH
SOLE
14880
1110
0
Nextera Energy Inc
Com
65339F101
487
3981
SH
SOLE
3804
177
0
Novo-Nordisk A S
ADR
670100205
478
11500
SH
SOLE
11000
500
0
Novartis A G
Sponsored ADR
66987V109
639
8095
SH
SOLE
8095
0
0
Ishares Tr
S&P 100 ETF
464287101
5077
52925
SH
SOLE
45925
7000
0
Paychex Inc
Com
704326107
335
5800
SH
SOLE
5800
0
0
Pepsico Inc
Com
713448108
4895
45005
SH
SOLE
42505
2500
0
Powershares ETF Trust
Hi Yld Eq Dvdn
73935X302
276
17415
SH
SOLE
17415
0
0
Pinnacle Foods Inc Del
Com
72348P104
687
13700
SH
SOLE
13700
0
0
Pfizer Inc
Com
717081103
3394
100212
SH
SOLE
96262
3950
0
Ishares Tr
U.S. Pfd Stk ETF
464288687
4795
121410
SH
SOLE
116910
4500
0
Procter & Gamble Co
Com
742718109
4244
47297
SH
SOLE
44732
2565
0
Philip Morris Intl Inc
Com
718172109
562
5786
SH
SOLE
5438
348
0
Vaneck Vectors ETF Tr
Pharmaceutical E
92189F692
278
4850
SH
SOLE
3850
1000
0
Powershares ETF Tr II
S&P SMCP HC PO
73937B886
813
11000
SH
SOLE
11000
0
0
Powershares ETF Trust
Dyn Netwkg Prt
73935X815
285
7100
SH
SOLE
7100
0
0
First Tr Nas100 Eq Weighted
Shs
337344105
1067
23325
SH
SOLE
23325
0
0
Powershares QQQ Trust
Unit Ser 1
73935A104
7790
65620
SH
SOLE
61120
4500
0
Royal Dutch Shell PLC
Spons ADR A
780259206
2075
41446
SH
SOLE
41446
0
0
Exchange Traded Concepts Tr
Robo Glb ETF
301505707
431
15200
SH
SOLE
15200
0
0
Indexiq ETF Tr
US RL Est SMCP
45409B628
480
17500
SH
SOLE
16500
1000
0
Rydex ETF Trust
Gug S&P 500 Eq Wt
78355W106
4632
55421
SH
SOLE
53021
2400
0
Starbucks Corp
Com
855244109
927
17124
SH
SOLE
17124
0
0
Spectra Energy Corp
Com
847560109
231
5409
SH
SOLE
5284
125
0
Ishares Tr
1-3 Yr Tr Bd ETF
464287457
3554
41800
SH
SOLE
41600
200
0
Schlumberger Ltd
Com
806857108
2492
31700
SH
SOLE
30660
1040
0
Southern Co
Com
842587107
1417
27634
SH
SOLE
27110
524
0
SPDR S&P 500 ETF Tr
Tr Unit
78462F103
11521
53265
SH
SOLE
52640
625
0
Sysco Corp
Com
871829107
939
19173
SH
SOLE
18673
500
0
AT&T Inc
Com
00206R102
5299
130509
SH
SOLE
128259
2250
0
Teva Pharmaceutical Inds Ltd
ADR
881624209
215
4683
SH
SOLE
2683
2000
0
Thermo Fisher Scientific Inc
Com
883556102
1296
8150
SH
SOLE
7650
500
0
Total S A
Sponsored ADR
89151E109
1162
24379
SH
SOLE
23779
600
0
United Bankshares Inc WV
Com
909907107
2074
55076
SH
OTR
55076
0
0
Unilever N V
N Y Shs New
904784709
301
6544
SH
SOLE
5794
750
0
US Bancorp Del
Com New
902973304
598
13947
SH
SOLE
13947
0
0
US Foods Hldg Corp
Com
912008109
729
30900
SH
SOLE
30400
500
0
Cohen & Steers Infrastructur
Com
19248A109
222
10320
SH
SOLE
10320
0
0
United Technologies Corp
Com
913017109
2914
28688
SH
SOLE
26314
2374
0
Visa Inc
Com Cl A
92826C839
2215
26792
SH
SOLE
26792
0
0
Vector Group Ltd
Com
92240M108
238
11058
SH
SOLE
11058
0
0
Vodafone Group PLC New
Spnsr ADR
92857W308
850
29188
SH
SOLE
28463
725
0
Verizon Communications Inc
Com
92343V104
3284
63178
SH
SOLE
60678
2500
0
Walgreens Boots Alliance Inc
Com
931427108
423
5250
SH
SOLE
5250
0
0
Wells Fargo & Co New
Com
949746101
572
12924
SH
SOLE
11524
1400
0
Waste Mgmt Inc Del
Com
94106L109
2156
33828
SH
SOLE
32228
1600
0
Wal-Mart Stores Inc
Com
931142103
305
4231
SH
SOLE
4231
0
0
Wesbanco Inc
Com
950810101
674
20525
SH
OTR
18815
1710
0
Whitewave Foods Co
Com
966244105
1096
20150
SH
SOLE
19450
700
0
Weyerhaeuser Co
Com
962166104
2002
62695
SH
SOLE
58563
4132
0
Select Sector SPDR Tr
SBI Int-Finl
81369Y605
2567
133041
SH
SOLE
129041
4000
0
Select Sector SPDR Tr
SBI Int-Inds
81369Y704
1143
19580
SH
SOLE
19580
0
0
Select Sector SPDR Tr
Rl Est Sel Sec
81369Y860
605
18473
SH
SOLE
17917
556
0
Exxon Mobil Corp
Com
30231G102
4509
51671
SH
SOLE
49665
2006
0