-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GuY15AaDi4EDr9nIHPIP2kPU3UXQnCGZDFZB5j0fupDPQDQ9vLjGFFE4mFOXvRls gZWG1ZyASznu1fbNcr14pQ== 0001362310-08-000752.txt : 20080213 0001362310-08-000752.hdr.sgml : 20080213 20080213163635 ACCESSION NUMBER: 0001362310-08-000752 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WPT ENTERPRISES INC CENTRAL INDEX KEY: 0001283843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 611407231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80302 FILM NUMBER: 08605500 MAIL ADDRESS: STREET 1: 1041 N. FORMOSA AVE. CITY: WEST HOLLYWOOD STATE: CA ZIP: 90046 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lipscomb Steven CENTRAL INDEX KEY: 0001291766 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 323-850-2888 MAIL ADDRESS: STREET 1: 1041 N. FORMOSA AVENUE STREET 2: FORMOSA BUILDING, SUITE 99 CITY: WEST HOLLYWOOD STATE: CA ZIP: 90046 SC 13G/A 1 c72431sc13gza.htm SCHEDULE 13G/A Filed by Bowne Pure Compliance
 

     
 
OMB APPROVAL
 
 
OMB Number: 3235-0145
 
 
Expires: February 28, 2009
 
 
Estimated average burden hours per response...10.4
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

WPT Enterprises, Inc.
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
98211W 10 8
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
98211W 10 8 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS
Steven Lipscomb
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,940,585
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,940,585
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,940,585
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  þ
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN


 

CUSIP No. 98211W 10 8   13G   Page 3 of 6 Pages
Item 1(a).  
Name of Issuer:
WPT Enterprises, Inc.
Item 1(b).  
Address of Issuer’s Principal Executive Offices:
5700 Wilshire Boulevard, Suite 350, Los Angeles, CA 90036
Item 2(a).  
Name of Person Filing:
Steven Lipscomb
Item 2(b).  
Address of Principal Business Office, or if None, Residence:
5700 Wilshire Boulevard, Suite 350, Los Angeles, CA 90036
Item 2(c).  
Citizenship:
USA
Item 2(d).  
Title of Class of Securities:
Common Stock, $.001 par value
Item 2(e).  
CUSIP Number:
98211W 10 8
Item 3.  
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
             
 
  (a)   o   Broker or dealer registered under Section 15 of the Exchange Act.
 
           
 
  (b)   o   Bank as defined in Section 3(a)(6) of the Exchange Act.
 
           
 
  (c)   o   Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
           
 
  (d)   o   Investment company registered under Section 8 of the Investment Company Act.
 
           
 
  (e)   o   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
           
 
  (f)   o   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
           
 
  (g)   o   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
           
 
  (h)   o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
           
 
  (i)   o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
           
 
  (j)   o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

 


 

CUSIP No. 98211W 10 8   13G   Page 4 of 6 Pages
Item 4.  
Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)  
Amount beneficially owned:
 
     
1,940,585 shares (includes 600,000 shares issuable upon exercise of currently vested stock options)
  (b)  
Percent of class:
 
     
9.2% 
  (c)  
Number of shares as to which such person has:
  (i)  
Sole power to vote or to direct the vote: 1,940,585
 
  (ii)  
Shared power to vote or to direct the vote: 0
 
  (iii)  
Sole power to dispose or to direct the disposition of: 1,940,585
 
  (iv)  
Shared power to dispose or to direct the disposition of: 0
Item 5.  
Ownership of Five Percent or Less of a Class.
N/A
Item 6.  
Ownership of More Than Five Percent on Behalf of Another Person.
N/A
Item 7.  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
N/A
Item 8.  
Identification and Classification of Members of the Group.
N/A
Item 9.  
Notice of Dissolution of Group.
N/A
Item 10.  
Certifications.
  (a)  
Not applicable.
 
  (b)  
Not applicable.

 

 


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 12, 2008  /s/ Steven Lipscomb    
  Steven Lipscomb   
     
 

 

 


 

Exhibit A
To Form 13G (Individual)
The filing of this report shall not be construed as an admission by the person identified in Item 2(a) that, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act, he is the “beneficial owner” of any equity securities listed below; and such person expressly disclaims that he is part of a “group.”
         
Record Owner's Relationship   Record Owner's   Number
to Reporting Person   Type of Ownership   of shares
 
       
Shares held by trust for the Reporting Person’s children (the reporting person is not a trustee of such trust)
  Indirect   304,415 shares
These shares are not reported in Item 4(a) and are noted here for information only.

 

 

-----END PRIVACY-ENHANCED MESSAGE-----