-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEmc70+0Ug7Otlrietr6GyRpEkuk0fWTp0y254C58pDqem/FEEW3jtRS5cMHRLON N6cgSi6G4ngV4hUgAjrDqA== 0000950123-10-012949.txt : 20100216 0000950123-10-012949.hdr.sgml : 20100215 20100216120106 ACCESSION NUMBER: 0000950123-10-012949 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: DOUGLAS DALTON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ante4, Inc CENTRAL INDEX KEY: 0001283843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 611407231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80302 FILM NUMBER: 10603955 BUSINESS ADDRESS: STREET 1: 5700 WILSHIRE BLVD. STREET 2: SUITE 625 CITY: LOS ANGELES STATE: CA ZIP: 80036 BUSINESS PHONE: 323-330-9900 MAIL ADDRESS: STREET 1: 5700 WILSHIRE BLVD. STREET 2: SUITE 625 CITY: LOS ANGELES STATE: CA ZIP: 80036 FORMER COMPANY: FORMER CONFORMED NAME: WPT ENTERPRISES INC DATE OF NAME CHANGE: 20040316 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SELL NEIL I CENTRAL INDEX KEY: 0000902655 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 3300 NORWEST CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 c96272sc13gza.htm SCHEDULE 13G AMENDMENT Schedule 13G Amendment

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

ante4, Inc.
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
03665E 10 9
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
03665E 10 9 
      
 
      
 

 

           
1   NAMES OF REPORTING PERSONS
Neil Sell, Individually and as Trustee of the Bradley Berman Irrevocable Trust, Julie Berman Irrevocable Trust, Jessie Lynn Berman Irrevocable Trust, and Amy Berman Irrevocable Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   79,022
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,717,313
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   79,022
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    1,717,313
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,796,335 SHARES
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  (See Item 4(a) on page 5) þ
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.7%
     
12   TYPE OF REPORTING PERSON
   
  IN, OO

Page 2 of 6 Pages

 

                     
CUSIP No.
  
03665E 10 9 
      
 
      
 

 

           
1   NAMES OF REPORTING PERSONS
Douglas Dalton, as Trustee of the Bradley Berman Irrevocable Trust, Julie Berman Irrevocable Trust, Jessie Lynn Berman Irrevocable Trust, and Amy Berman Irrevocable Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,717,313
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    1,717,313
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,717,313 SHARES
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON
   
  OO

Page 3 of 6 Pages

 

                     
CUSIP No.
  
03665E 10 9 
      
 
      
 
Item 1(a).   Name of Issuer:
ante4, Inc.
Item 1(b).   Address of Issuer’s Principal Executive Offices:
5700 Wilshire Blvd., Suite 625, Los Angeles, CA 90036
Item 2(a).   Name of Person Filing:
Neil I. Sell and Douglas Dalton, Trustees of the Bradley Berman Irrevocable Trust, the Julie Berman Irrevocable Trust, the Jessie Lynn Berman Irrevocable Trust, and the Amy Berman Irrevocable Trust (together, the “Trusts”)
Item 2(b).   Address of Principal Business Office, or if none, Residence:
c/o Maslon Law Firm, 90 South 7th Street, Suite 3300, Minneapolis, MN 55402.
Item 2(c).   Citizenship:
Messrs. Sell and Dalton are citizens of the United States.
Item 2(d).   Title of Class of Securities:
Common Stock, $.001 par value
Item 2(e).   CUSIP Number:
03665E 10 9
Item 3.   If This Statement is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)  o  Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)  o  Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)  o  Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)  o  Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)  o  An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
  (f)  o  An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
  (g)  o  A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
  (h)  o  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)  o  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
 
  (j)  o  A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
  (k)  o  Group, in accordance with ’ 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with ’ 240.13d-1(b)(1)(ii)(J), please specify the type of institution:                     .

 

Page 4 of 6 Pages

 

                     
CUSIP No.
  
03665E 10 9 
      
 
      
 
Item 4.   Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
The Trusts own an aggregate of 1,717,313 shares of common stock.
Mr. Sell, a trustee of the Trusts, owns 79,022 shares and Mr. Sell’s spouse holds 9,000 shares. (Mr. Sell disclaims beneficial ownership of the shares held by his spouse and they are not included in the total in Item 9 on page 2. They are noted here for information only.)
(b) Percent of class:
8.7% (Based upon the most recently filed Form 10-Q, ante4, Inc. has 20,603,333 shares outstanding as of November 10, 2009.)
(c) Number of shares as to which such person has:
With respect to Mr. Sell:
  (i)   Sole power to vote or to direct the vote: 79,022
 
  (ii)   Shared power to vote or to direct the vote: 1,717,313
 
  (iii)   Sole power to dispose or to direct the disposition of: 79,022
 
  (iv)   Shared power to dispose or to direct the disposition of: 1,717,313
With respect to Mr. Dalton:
  (i)   Sole power to vote or to direct the vote: 0
 
  (ii)   Shared power to vote or to direct the vote: 1,717,313
 
  (iii)   Sole power to dispose or to direct the disposition of: 0
 
  (iv)   Shared power to dispose or to direct the disposition of: 1,717,313
A joint filing agreement is attached as Exhibit 99.1.
Item 5.   Ownership of Five Percent or Less of a Class.
N/A
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
N/A
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
N/A
Item 8.   Identification and Classification of Members of the Group.
N/A

 

Page 5 of 6 Pages

 

Item 9.   Notice of Dissolution of Group.
N/A
Item 10.   Certifications.
(a) Not applicable
(b) Not applicable
(c) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Exhibits
Exhibit 99.1   Agreement to Jointly file Schedule 13G (incorporated by reference to Schedule 13G filed on October 20, 2008)
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2010
     
/s/ Neil Sell
    
Neil Sell, Individually, and as Trustee of
The Bradley Berman Irrevocable Trust
The Julie Berman Irrevocable Trust
The Jessie Lynn Berman Irrevocable Trust and
The Amy Berman Irrevocable Trust
    

 

 

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