X0306
4
2018-12-04
0
0001478242
IQVIA HOLDINGS INC.
IQV
0001283718
CANADA PENSION PLAN INVESTMENT BOARD
ONE QUEEN STREET EAST
SUITE 2500
TORONTO ONTARIO
A6
M5C 2W5
ONTARIO, CANADA
0
0
1
0
0001604687
CPP Investment Board Private Holdings, Inc.
ONE QUEEN STREET EAST,
SUITE 2500
TORONTO ONTARIO
A6
M5C 2W5
ONTARIO, CANADA
0
0
1
0
Common stock, $0.001 par value per share
2018-12-04
4
S
0
1582194
123.72
D
4342572
I
See Footnote
Common stock, $0.001 par value per share
2018-12-04
4
S
0
1582194
123.72
D
1569600
D
The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3.
The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row.
CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB.
PHI is party to a Shareholders Agreement, dated as of May 3, 2016, by and among the issuer and certain shareholders of the issuer. Pursuant to such Shareholders Agreement, PHI and certain other shareholders of the issuer agreed, among other things, to vote their respective shares of the issuer's common stock in favor of certain individuals designated to the issuer's board of directors in accordance with the terms and conditions thereof. As a result of the Shareholders Agreement, the reporting persons may be deemed to be members of a group (the "Group") holding over 10% of the outstanding shares of common stock of the issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Each reporting person disclaims beneficial ownership of any securities of the issuer owned by any member of the Group, other than the securities reported in Table I of this Form 4.
BY: /s/ Kathryn J. Daniels Name: Kathryn J. Daniels, Title: Managing Director, Head of Compliance, Legal of Canada Pension Plan Investment Board
2018-12-04
BY: /s/ Kathryn J. Daniels Name: Kathryn J. Daniels, Title: Authorized Signatory of CPP Investment Board Private Holdings, Inc.
2018-12-04