0001144204-17-030523.txt : 20170601 0001144204-17-030523.hdr.sgml : 20170601 20170601104524 ACCESSION NUMBER: 0001144204-17-030523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quintiles IMS Holdings, Inc. CENTRAL INDEX KEY: 0001478242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 271341991 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-998-2000 MAIL ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 FORMER COMPANY: FORMER CONFORMED NAME: Quintiles Transnational Holdings Inc. DATE OF NAME CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANADA PENSION PLAN INVESTMENT BOARD CENTRAL INDEX KEY: 0001283718 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 17883709 BUSINESS ADDRESS: STREET 1: ONE QUEEN STREET EAST STREET 2: STE 2500 CITY: TORONTO ONTARIO STATE: A6 ZIP: 0000 BUSINESS PHONE: 416 972 8226 MAIL ADDRESS: STREET 1: ONE QUEEN STREET EAST STREET 2: STE 2500 CITY: TORONTO ONTARIO STATE: A6 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CPP Investment Board Private Holdings, Inc. CENTRAL INDEX KEY: 0001604687 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 17883710 BUSINESS ADDRESS: STREET 1: ONE QUEEN STREET EAST, STREET 2: SUITE 2500 CITY: TORONTO STATE: A6 ZIP: M5C 2W5 BUSINESS PHONE: 416-972-8270 MAIL ADDRESS: STREET 1: ONE QUEEN STREET EAST, STREET 2: SUITE 2500 CITY: TORONTO STATE: A6 ZIP: M5C 2W5 4 1 v468178_4.xml OWNERSHIP DOCUMENT X0306 4 2017-05-31 0 0001478242 Quintiles IMS Holdings, Inc. Q 0001604687 CPP Investment Board Private Holdings, Inc. ONE QUEEN STREET EAST SUITE 2500 TORONTO A6 M5C 2W5 ONTARIO, CANADA 0 0 1 0 0001283718 CANADA PENSION PLAN INVESTMENT BOARD ONE QUEEN STREET EAST STE 2500 TORONTO A6 M5C 2W5 ONTARIO, CANADA 0 0 1 0 Common stock, $0.001 par value per share 2017-05-31 4 S 0 2377055 84.01 D 15462226 D Common stock, $0.001 par value per share 2017-05-31 4 S 0 2377055 84.01 D 15468826 I See Footnote Common stock, $0.001 par value per share 2017-05-31 4 S 0 2377055 84.01 D 1569600 D The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 15,462,226 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 2,377,055 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. CPPIB-PHI is party to a Shareholders Agreement, dated as of May 3, 2016, by and among the issuer and certain shareholders of the issuer. Pursuant to such Shareholders Agreement, CPPIB-PHI and certain other shareholders of the issuer agreed, among other things, to vote their respective shares of the issuer's common stock in favor of certain individuals designated to the issuer's board of directors in accordance with the terms and conditions thereof. As a result of the Shareholders Agreement, the reporting persons may be deemed to be members of a group (the "Group") holding over 10% of the outstanding shares of common stock of the issuer for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Each reporting person disclaims beneficial ownership of any securities of the issuer owned by any member of the Group, other than the securities reported in Table I of this Form 4. /s/ Patrice Walch-Watson, Title: Authorized Signatory of CPP Investment Board Private Holdings, Inc. 2017-06-01 /s/ Patrice Walch-Watson, Title: Senior Managing Director, General Counsel & Corporate Secretary of Canada Pension Plan Investment Board 2017-06-01