FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/10/2004 |
3. Issuer Name and Ticker or Trading Symbol
ELIZABETH ARDEN INC [ RDEN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 Par Value | 28,758(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy)(2) | 01/31/2002 | 01/31/2011 | Common Stock, $.01 Par Value | 40,000 | $13.3125 | D | |
Stock Option (Right to Buy)(3) | 03/22/2003 | 03/22/2012 | Common Stock, $.01 Par Value | 25,000 | $11.33 | D | |
Stock Option (Right to Buy)(3) | 06/25/2004 | 06/24/2013 | Common Stock, $.01 Par Value | 10,000 | $13.04 | D | |
Stock Option (Right to Buy)(3) | 03/10/2005 | 03/10/2014 | Common Stock, $.01 Par Value | 11,000 | $21.6 | D |
Explanation of Responses: |
1. Includes (i) 1,200 shares of common stock; (ii) 15,000 shares of performance accelerated restricted stock awarded on March 22, 2002, that vests in full six years from the anniversary date of the award unless the Issuer's total shareholder return exceeds that of the median of the companies comprising the Russell 2000 Index over a 3, 4 or 5-year period from the date of the award, in which case the vesting period is reduced; (iii) 483 shares of restricted stock awarded on April 21, 2003 that vests in full one year from the date of the award; (iv) 5,000 shares of restricted stock awarded on June 25 2003, that vests in thirds over a three-year period on the anniversary date of the award; (v) 575 shares of restricted stock awarded on February 13, 2004 that vests in full one year from the date of the award; and (vi) 6,500 shares of performance-based restricted stock awarded on March 10, 2004 that vests in equal thirds over three years if the Issuer achieves certain earnings targets. |
2. Option granted pursuant to Issuer's 2000 Stock Incentive Plan, that has fully vested. |
3. Option granted pursuant to Issuer's 2000 Stock Incentive Plan, exercisable in thirds over a three-year period on the anniversary date of the grant. |
MICHAEL H. LOMBARDI | 03/11/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |