0001213900-14-000637.txt : 20140204 0001213900-14-000637.hdr.sgml : 20140204 20140204123046 ACCESSION NUMBER: 0001213900-14-000637 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEEP WELL OIL & GAS INC CENTRAL INDEX KEY: 0000869495 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 133087510 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 BUSINESS PHONE: (780) 409-8144 MAIL ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED DEVICES CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: ILLUSTRIOUS MERGERS INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPARROW CURTIS J CENTRAL INDEX KEY: 0001283428 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24012 FILM NUMBER: 14571023 MAIL ADDRESS: STREET 1: 510 ROYAL BANK BUILDING STREET 2: 10117 JASPER AVENUE CITY: EDMONTON ALBERTA STATE: A0 ZIP: T5J 1W8 4/A 1 f4081213a1sparrow_deepwell.xml OWNERSHIP DOCUMENT X0306 4/A 2013-08-12 2013-09-10 0 0000869495 DEEP WELL OIL & GAS INC DWOG 0001283428 SPARROW CURTIS J SUITE 700, 10150 - 100 STREET EDMONTON A0 T5J 0P6 ALBERTA, CANADA 1 1 0 0 CFO & Corporate Secretary Common Stock 2013-08-12 4 M 0 150000 0.05 A 700000 D Common Stock 2013-08-12 4 M 0 450000 0.14 A 1150000 D Common Stock 2013-08-12 4 M 0 500000 0.05 A 1650000 I See Footnote Stock Option (right to acquire) 0.05 2013-08-12 4 A 0 150000 0 D 2018-06-20 Common Stock 150000 1750000 D Stock Option (right to acquire) 0.14 2013-08-12 4 A 0 450000 0 D 2016-03-23 Common Stock 450000 1300000 D Stock Option (right to acquire) 0.05 2013-08-12 4 A 0 500000 0 D 2018-06-20 Common Stock 500000 800000 I See Footnote Effective on June 20, 2013, Mr. Curtis Sparrow was granted options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with a five-year life. On August 12, 2013, Mr. Sparrow exercised 150,000 stock options. In addition, on March 23, 2011, Mr. Sparrow was previously granted options to purchase up to 450,000 shares of common stock at an exercise price of $0.14, all of which have since vested and are fully exercisable. On August 12, 2013, Mr. Sparrow exercised 450,000 stock options. Effective on June 20, 2013, Concorde Consulting, a company owned 100% by Mr. Curtis Sparrow, was granted options to purchase 1,000,000 shares each of common stock at an exercise price of $0.05 per common share, 500,000 vesting immediately and the remaining 500,000 vesting on June 20, 2014, with a five-year life. On August 12, 2013, Concorde Consulting exercised 500,000 stock options. /s/ Curtis Sparrow 2014-01-31