0001140361-11-027389.txt : 20110513
0001140361-11-027389.hdr.sgml : 20110513
20110513164959
ACCESSION NUMBER: 0001140361-11-027389
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc.
CENTRAL INDEX KEY: 0001282683
IRS NUMBER: 911677205
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10859
FILM NUMBER: 11841778
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER COMPANY:
FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO
DATE OF NAME CHANGE: 20040304
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nierenberg Investment Management Company, Inc.
Address: 19605 NE 8th Street
Camas, WA 98607
Form 13F File Number: 028-10859
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: David Nierenberg
Title: President
Phone: 360-604-8600
Signature, Place, and Date of Signing:
/s/ David Nierenberg Camas, Washington 5/13/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 8
Form 13F Information Table Value Total: $ 340,720
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 Nierenberg Investment Management Offshore
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- -------- ------------------- ---------- -------- -------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- --------- ----
ASSET ACCEP CAP CORP Common 04543P100 26,480 4,931,049 SH DEFINED 1 4,083,208 847,841 0
ELECTRO SCIENTIFIC INDS Common 285229100 66,230 3,815,109 SH DEFINED 1 3,383,747 431,362 0
HEARTLAND PMT SYS INC Common 42235N108 45,222 2,579,667 SH DEFINED 1 2,256,246 323,421 0
MEDCATH CORP Common 58404W109 41,023 2,940,711 SH DEFINED 1 2,443,045 497,666 0
MOVE INC COM Common 62458M108 67,010 28,155,339 SH DEFINED 1 23,650,193 4,505,146 0
NATUS MEDICAL INC DEL Common 639050103 36,767 2,188,496 SH DEFINED 1 1,939,085 249,411 0
RADISYS CORP Common 750459109 39,208 4,527,463 SH DEFINED 1 3,726,287 801,176 0
ZORAN CORP Common 98975F101 18,781 1,807,604 SH DEFINED 1 1,583,170 224,434 0