0001354488-16-008311.txt : 20160926
0001354488-16-008311.hdr.sgml : 20160926
20160926182648
ACCESSION NUMBER: 0001354488-16-008311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160922
FILED AS OF DATE: 20160926
DATE AS OF CHANGE: 20160926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC
CENTRAL INDEX KEY: 0001282224
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 860787790
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2151 S. LEJEUNE ROAD
STREET 2: SUITE 150
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: 305-774-0407
MAIL ADDRESS:
STREET 1: 2151 S. LEJEUNE ROAD
STREET 2: SUITE 150
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: LOGICA HOLDINGS INC
DATE OF NAME CHANGE: 20070716
FORMER COMPANY:
FORMER CONFORMED NAME: MAXIMUM AWARDS INC
DATE OF NAME CHANGE: 20040301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Dowd William IV
CENTRAL INDEX KEY: 0001520776
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50621
FILM NUMBER: 161903088
MAIL ADDRESS:
STREET 1: 2151 LE JEUNE ROAD
STREET 2: SUITE 150 MEZZANINE
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-09-22
0
0001282224
DOLPHIN DIGITAL MEDIA INC
DPDM
0001520776
O'Dowd William IV
C/O DOLPHIN DIGITAL MEDIA, INC.
2151 LE JEUNE ROAD, SUITE 150-MEZZANINE
CORAL GABLES
FL
33134
1
1
1
Chief Executive Officer
Common Stock
2016-09-22
4
P
0
200
6.76
A
950852
D
Common Stock
614682
I
By Dolphin Entertainment, Inc.
Common Stock
1242104
I
By Dolphin Digital Media Holdings, LLC
Series B Convertible Preferred Stock
Common Stock
2185000
2300000
I
By Dolphin Entertainment, Inc.
On March 7, 2016, a merger was completed among the Issuer, DDM Merger Sub, Inc., Dolphin Entertainment, Inc. and Dolphin Films, Inc., pursuant to which the Issuer acquired Dolphin Films Inc. (the ?Merger?). Pursuant to the merger agreement, as part of the Merger consideration, the Issuer issued 2,300,000 shares of Series B Convertible Preferred Stock to Dolphin Entertainment, Inc., an entity wholly owned by the Reporting Person.
Each share of Series B Convertible Preferred Stock is convertible into 0.95 shares of Common Stock at any time and has no expiration date.
/s/ William O?Dowd IV
2016-09-26