0001354488-16-008311.txt : 20160926 0001354488-16-008311.hdr.sgml : 20160926 20160926182648 ACCESSION NUMBER: 0001354488-16-008311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC CENTRAL INDEX KEY: 0001282224 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 860787790 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-774-0407 MAIL ADDRESS: STREET 1: 2151 S. LEJEUNE ROAD STREET 2: SUITE 150 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: LOGICA HOLDINGS INC DATE OF NAME CHANGE: 20070716 FORMER COMPANY: FORMER CONFORMED NAME: MAXIMUM AWARDS INC DATE OF NAME CHANGE: 20040301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Dowd William IV CENTRAL INDEX KEY: 0001520776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50621 FILM NUMBER: 161903088 MAIL ADDRESS: STREET 1: 2151 LE JEUNE ROAD STREET 2: SUITE 150 MEZZANINE CITY: CORAL GABLES STATE: FL ZIP: 33134 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-09-22 0 0001282224 DOLPHIN DIGITAL MEDIA INC DPDM 0001520776 O'Dowd William IV C/O DOLPHIN DIGITAL MEDIA, INC. 2151 LE JEUNE ROAD, SUITE 150-MEZZANINE CORAL GABLES FL 33134 1 1 1 Chief Executive Officer Common Stock 2016-09-22 4 P 0 200 6.76 A 950852 D Common Stock 614682 I By Dolphin Entertainment, Inc. Common Stock 1242104 I By Dolphin Digital Media Holdings, LLC Series B Convertible Preferred Stock Common Stock 2185000 2300000 I By Dolphin Entertainment, Inc. On March 7, 2016, a merger was completed among the Issuer, DDM Merger Sub, Inc., Dolphin Entertainment, Inc. and Dolphin Films, Inc., pursuant to which the Issuer acquired Dolphin Films Inc. (the ?Merger?). Pursuant to the merger agreement, as part of the Merger consideration, the Issuer issued 2,300,000 shares of Series B Convertible Preferred Stock to Dolphin Entertainment, Inc., an entity wholly owned by the Reporting Person. Each share of Series B Convertible Preferred Stock is convertible into 0.95 shares of Common Stock at any time and has no expiration date. /s/ William O?Dowd IV 2016-09-26