0001079973-23-001691.txt : 20231204 0001079973-23-001691.hdr.sgml : 20231204 20231204203101 ACCESSION NUMBER: 0001079973-23-001691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Dowd William IV CENTRAL INDEX KEY: 0001520776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38331 FILM NUMBER: 231464954 MAIL ADDRESS: STREET 1: 2151 LE JEUNE ROAD STREET 2: SUITE 150 MEZZANINE CITY: CORAL GABLES STATE: FL ZIP: 33134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dolphin Entertainment, Inc. CENTRAL INDEX KEY: 0001282224 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 860787790 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALHAMBRA CIRCLE STREET 2: SUITE 1200 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-774-0407 MAIL ADDRESS: STREET 1: 150 ALHAMBRA CIRCLE STREET 2: SUITE 1200 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: DOLPHIN DIGITAL MEDIA INC DATE OF NAME CHANGE: 20080818 FORMER COMPANY: FORMER CONFORMED NAME: LOGICA HOLDINGS INC DATE OF NAME CHANGE: 20070716 FORMER COMPANY: FORMER CONFORMED NAME: MAXIMUM AWARDS INC DATE OF NAME CHANGE: 20040301 4 1 ownership.xml X0508 4 2023-12-04 0 0001282224 Dolphin Entertainment, Inc. DLPN 0001520776 O'Dowd William IV C/O DOLPHIN ENTERTAINMENT, INC. 150 ALHAMBRA CIRCLE, SUITE 1200 CORAL GABLES FL 33134 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-12-04 4 P 0 4000 1.632 A 137386 D Common Stock 112066 I By Dolphin Entertainment, LLC Common Stock 124210 I By Dolphin Digital Media Holdings, LLC The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.66, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon requestfull information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4. Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV. Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV. /s/ William O'Dowd IV 2023-12-04