FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/20/2004 |
3. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Entergy Corporation Common Stock | 794 | I | Saving Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Equity Units | 03/01/2004 | 03/01/2014(7) | ETR Common | 3,173(1) | $57.9(4) | D | |
Phantom Equity Units | 03/01/2004 | 03/01/2014(7) | ETR Common | 6,303(2) | $57.9(4) | D | |
Phantom Equity Units | 03/01/2004 | 03/01/2014(7) | ETR Common | 17,141(3) | $57.9(4) | D | |
Employee Stock Options (right to buy) | 01/25/2004 | 01/25/2011 | ETR Common | 5,434 | $37 | D | |
Employee Stock Options (right to buy) | 02/11/2004(5) | 02/11/2012 | ETR Common | 19,656 | $41.69 | D | |
Employee Stock Options (right to buy) | 01/30/2004(6) | 01/30/2013 | ETR Common | 9,800 | $44.45 | D | |
Employee Stock Options (right to buy) | 07/31/2003 | 03/01/2009 | ETR Common | 470 | $51.6 | D | |
Employee Stock Options (right to buy) | 07/31/2003 | 01/27/2010 | ETR Common | 8,330 | $51.6 | D | |
Employee Stock Options (right to buy) | 08/29/2003 | 02/11/2012 | ETR Common | 676 | $52.4 | D | |
Employee Stock Options (right to buy) | 08/29/2003 | 03/01/2009 | ETR Common | 3,604 | $52.4 | D | |
Employee Stock Option (right to buy) | 08/29/2003 | 01/25/2011 | ETR Common | 7,720 | $52.4 | D | |
Phantom Equity Units | 03/01/2004 | 03/01/2014(7) | ETR Common | 320(8) | $57.9(4) | D |
Explanation of Responses: |
1. Upon earning incentive awards pursuant to Company plans (including previous Long Term Incentive Plans), the reporting person elected to defer these amounts into Phantom Units held in a brokerage account. |
2. The reporting person "purchased" these Phantom Units under the Equity Ownership Plan in lieu of cash payment of amounts earned under the Executive Annual Incentive Plan. |
3. Upon exercises of stock options using the "Stock for Stock" method the reporting person deferred his gain from these exercises into phantom Entergy units held in a brokerage account. |
4. 1 for 1 at the then-current market price. $57.90 was the market price as of 2/20/04. |
5. The original grant of 20,500 options were made on February 11, 2002. One third of these options vest on each of the first three anniversary dates of the grant. |
6. The original grant of 9,800 options were made on options on January 30, 2003. One third of these options vest on each of the first three anniversary dates of the grant. |
7. Actual expiration date is the earliest of the date of termination of service, retirement, or the end of the deferral period. |
8. As of February 20, 2004, Reporting Person's balance in the Company's Defined Contribution Restoration Plan. |
Remarks: |
Christopher T. Screen for Leo P. Denault | 03/01/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |