0001209191-14-077779.txt : 20141223
0001209191-14-077779.hdr.sgml : 20141223
20141223165555
ACCESSION NUMBER: 0001209191-14-077779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141219
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Juno Therapeutics, Inc.
CENTRAL INDEX KEY: 0001594864
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 463656275
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 307 WESTLAKE AVENUE NORTH, SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 2066960703
MAIL ADDRESS:
STREET 1: 307 WESTLAKE AVENUE NORTH, SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CL Alaska, L.P.
CENTRAL INDEX KEY: 0001626595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 141307499
BUSINESS ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline Management, LP
CENTRAL INDEX KEY: 0001536054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 141307500
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817.339.7483
MAIL ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline SI (GP), L.P.
CENTRAL INDEX KEY: 0001626597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 141307501
BUSINESS ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline Investors, Inc.
CENTRAL INDEX KEY: 0001626596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 141307502
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRATTON DOUGLAS K
CENTRAL INDEX KEY: 0001281933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 141307503
MAIL ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-19
0
0001594864
Juno Therapeutics, Inc.
JUNO
0001281933
BRATTON DOUGLAS K
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626596
Crestline Investors, Inc.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626597
Crestline SI (GP), L.P.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001536054
Crestline Management, LP
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626595
CL Alaska, L.P.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
Common Stock
2014-12-19
4
P
0
625000
25.00
A
988398
I
By CL Alaska, L.P.
Common Stock
2014-12-23
4
C
0
13750000
A
14738398
I
By CL Alaska, L.P.
Common Stock
2014-12-23
4
C
0
8750000
A
23488398
I
By CL Alaska, L.P.
Common Stock
2014-12-23
4
C
0
2277732
A
25766130
I
By CL Alaska, L.P.
Common Stock
2014-12-23
4
C
0
1250000
A
1250000
I
By JT Line Partners L.P.
Common Stock
2014-12-23
4
C
0
68395
A
1318395
I
By JT Line Partners L.P.
Series A Preferred Stock
2014-12-23
4
C
0
13750000
D
Common Stock
13750000
0
I
By CL Alaska, L.P.
Series A-2 Preferred Stock
2014-12-23
4
C
0
8750000
D
Common Stock
8750000
0
I
By CL Alaska, L.P.
Series B Preferred Stock
2014-12-23
4
C
0
2277732
D
Common Stock
2277732
0
I
By CL Alaska, L.P.
Series A-2 Preferred Stock
2014-12-23
4
C
0
1250000
D
Common Stock
1250000
0
I
By JT Line Partners L.P.
Series B Preferred Stock
2014-12-23
4
C
0
68395
D
Common Stock
68395
0
I
By JT Line Partners L.P.
The Series A Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series A-2 Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series B Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
These shares are held directly by CL Alaska, L.P. ("CLA"). The general partner of CLA is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of CLA is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. CLA is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all of these shares. CLA, Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own all of these shares. Each such entity and Mr. Bratton disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
These shares are held directly by CL Alaska, L.P. ("CLA"). The general partner of CLA is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of CLA is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. CLA is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all of these shares. CLA, Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to beneficially own all of these shares. Each such entity and Mr. Bratton disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
/s/ Douglas K. Bratton
2014-12-23
/s/ John S. Cochran, Vice President of Crestline Investors, Inc.
2014-12-23
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline SI (GP), L.P.
2014-12-23
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline Management, L.P.
2014-12-23
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline SI (GP), L.P., general partner of CL Alaska, L.P.
2014-12-23