SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HARRINGTON DANIEL P

(Last) (First) (Middle)
C/O BMP SUNSTONE CORPORATION
600 WEST GERMANTOWN PIKE

(Street)
PLYMOUTH MEETING PA 19462

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2009
3. Issuer Name and Ticker or Trading Symbol
BMP Sunstone CORP [ BJGP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 17,385 D
Common stock 1,154,602 I By TVI Corp.(1)
Common Stock 10,000 I By HTH Limited Partnership(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
12.5% March Cash Secured Convertible Note due July 1, 2011 05/15/2009(3) 07/01/2011 Common stock 16,666(4) $3 I By HTH Limited Partnership(2)
Warrant for Common Stock 08/22/2007 08/22/2012 Common stock 21,288 $9.37 I By TVI Corp.(1)
Class B Warrant for Common Stock 11/01/2007 11/01/2012 Common stock 31,250 $12.43 I By TVI Corp.(1)
12.5% March Cash Secured Convertible Note due July 1, 2011 05/15/2009(3) 07/01/2011 Common stock 166,666(5) $3 I By TVI Corp.(1)
12.5% Secured Convertible Note due July 1, 2011 05/15/2009(3) 07/01/2011 Common stock 416,666(6) $3 I By TVI Corp.(1)
12.5% March Cash Secured Convertible Note due July 1, 2011 05/15/2009(3) 07/01/2011 Common stock 166,666(7) $3 I By Tinkham Veale II Revocable Trust(8)
Explanation of Responses:
1. Mr. Harrington has dual voting and investment control over securities held by TVI Corp.
2. Mr. Harrington has dual voting and investment control over securities held by HTH Limited Partnership.
3. Notes can be converted into shares of common stock at any time after May 15, 2009.
4. The 12.5% March Cash Secured Convertible Notes due July 1, 2011 have a face value of $50,000 and can be converted into 16,666 shares of common stock at a conversion price of $3.00 per share. Accrued but unpaid interest payable pursuant to such notes may be converted into shares of common stock, resulting in a change in the number of shares of common stock underlying such notes.
5. The 12.5% March Cash Secured Convertible Notes due July 1, 2011 have a face value of $500,000 and can be converted into 166,666 shares of common stock at a conversion price of $3.00 per share. Accrued but unpaid interest payable pursuant to such notes may be converted into shares of common stock, resulting in a change in the number of shares of common stock underlying such notes.
6. The 12.5% Secured Convertible Notes due July 1, 2011 have a face value of $1,250,000 and can be converted into 416,666 shares of common stock at a conversion price of $3.00 per share. Accrued but unpaid interest payable pursuant to such notes may be converted into shares of common stock, resulting in a change in the number of shares of common stock underlying such notes.
7. The 12.5% March Cash Secured Convertible Notes due July 1, 2011 have a face value of $500,000 and can be converted into 166,666 shares of common stock at a conversion price of $3.00 per share. Accrued but unpaid interest payable pursuant to such notes may be converted into shares of common stock, resulting in a change in the number of shares of common stock underlying such notes.
8. Mr. Harrington has dual voting and investment control over securities held by Tinkham Veale II Revocable Trust.
Remarks:
Fred M. Powell, By Power of Attorney 10/29/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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