0001172661-20-000830.txt : 20200214 0001172661-20-000830.hdr.sgml : 20200214 20200214161705 ACCESSION NUMBER: 0001172661-20-000830 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 20620117 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 12-31-2019 12-31-2019 false GREAT POINT PARTNERS LLC

165 Mason Street, 3rd Floor Greenwich CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 02-14-2020 2 37 1148462 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ABEONA THERAPEUTICS INC COM 00289Y107 23587 7213012 SH DFND 1,2 7213012 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 53475 1250000 SH DFND 1,2 1250000 0 0 ACCELERON PHARMA INC COM 00434H108 53020 1000000 SH DFND 1,2 1000000 0 0 ARVINAS INC COM 04335A105 22600 550000 SH DFND 1,2 550000 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 1153 70000 SH DFND 1,2 70000 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 20260 1000000 SH Call DFND 1,2 1000000 0 0 AXONICS MODULATION TECH INC COM 05465P101 12927 466507 SH DFND 1,2 466507 0 0 AXSOME THERAPEUTICS INC COM 05464T104 75163 727200 SH Call DFND 1,2 727200 0 0 AXSOME THERAPEUTICS INC COM 05464T104 26 254 SH DFND 1,2 254 0 0 BRIDGEBIO PHARMA INC COM 10806X102 2748 78400 SH DFND 1,2 78400 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 53476 1135122 SH DFND 1,2 1135122 0 0 CYTOKINETICS INC COM NEW 23282W605 1698 160073 SH DFND 1,2 160073 0 0 DERMIRA INC COM 24983L104 39739 2621333 SH DFND 1,2 2621333 0 0 DEXCOM INC COM 252131107 5709 26100 SH DFND 1,2 26100 0 0 GENFIT S A ADS 372279109 4135 207766 SH DFND 1,2 207766 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 14814 141683 SH DFND 1,2 141683 0 0 INSMED INC COM PAR $.01 457669307 2325 97359 SH DFND 1,2 97359 0 0 IONIS PHARMACEUTICALS INC COM 462222100 3927 65000 SH DFND 1,2 65000 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 138820 5015175 SH DFND 1,2 5015175 0 0 KURA ONCOLOGY INC COM 50127T109 11739 853777 SH DFND 1,2 853777 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 5463 1277955 SH DFND 1,2 1277955 0 0 MENLO THERAPEUTICS INC COM 586858102 7665 1652013 SH DFND 1,2 1652013 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 11659 1729759 SH DFND 1,2 1729759 0 0 MOLECULAR TEMPLATES INC COM 608550109 11538 825000 SH DFND 1,2 825000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 55055 2790400 SH DFND 1,2 2790400 0 0 NEXTCURE INC COM 65343E108 63911 1134584 SH DFND 1,2 1134584 0 0 OPTINOSE INC COM 68404V100 10897 1181834 SH DFND 1,2 1181834 0 0 PROTHENA CORP PLC SHS G72800108 33258 2100941 SH DFND 1,2 2100941 0 0 PTC THERAPEUTICS INC COM 69366J200 84053 1750000 SH DFND 1,2 1750000 0 0 SAGE THERAPEUTICS INC COM 78667J108 57467 796057 SH DFND 1,2 796057 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 14903 250000 SH DFND 1,2 250000 0 0 TG THERAPEUTICS INC COM 88322Q108 60326 5434783 SH DFND 1,2 5434783 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 47667 541179 SH DFND 1,2 541179 0 0 VIEWRAY INC COM 92672L107 7238 1715153 SH DFND 1,2 1715153 0 0 ZOGENIX INC COM NEW 98978L204 21895 420000 SH DFND 1,2 420000 0 0 ZOGENIX INC COM NEW 98978L204 13033 250000 SH Call DFND 1,2 250000 0 0 ZYMEWORKS INC COM 98985W102 101093 2223789 SH DFND 1,2 2223789 0 0