0000930413-17-000546.txt : 20170214 0000930413-17-000546.hdr.sgml : 20170214 20170214160623 ACCESSION NUMBER: 0000930413-17-000546 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 17608614 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 12-31-2016 12-31-2016 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 02-14-2017 2 35 486757 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ACADIA PHARMACEUTICALS INC COM 004225108 7787 270000 SH DFND 1,2 270000 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 43963 2601351 SH DFND 1,2 2601351 0 0 ALIMERA SCIENCES INC COM 016259103 2477 2293675 SH DFND 1,2 2293675 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1944 51935 SH DFND 1,2 51935 0 0 ARADIGM CORP COM NO PAR VALUE 038505400 1267 791870 SH DFND 1,2 791870 0 0 AVEXIS INC COM 05366U100 19721 413179 SH DFND 1,2 413179 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 4589 725000 SH Put DFND 1,2 725000 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 3165 500000 SH Call DFND 1,2 500000 0 0 BOVIE MEDICAL CORP COM 10211F100 10967 3055000 SH DFND 1,2 3055000 0 0 CATABASIS PHARMACEUTICALS INC COM 14875P107 2009 556537 SH DFND 1,2 556537 0 0 COLUCID PHARMACEUTICALS INC COM 19716T101 15938 437865 SH DFND 1,2 437865 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 12998 370000 SH DFND 1,2 370000 0 0 DERMIRA INC COM 24983L104 3460 114080 SH DFND 1,2 114080 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 27746 828253 SH DFND 1,2 828253 0 0 GLOBAL BLOOD THERAPEUTICS INC COM 37890U108 14450 1000000 SH DFND 1,2 1000000 0 0 IGNYTA INC COM 451731103 21200 4000000 SH DFND 1,2 4000000 0 0 INOTEK PHARMACEUTICALS CORP COM 45780V102 9150 1500000 SH DFND 1,2 1500000 0 0 MEDICINES CO COM 584688105 25455 750000 SH Put DFND 1,2 750000 0 0 MERRIMACK PHARMACEUTICALS INC COM 590328100 20400 5000000 SH DFND 1,2 5000000 0 0 MIRATI THERAPEUTICS INC COM 60468T105 4134 870261 SH DFND 1,2 870261 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 29025 750000 SH DFND 1,2 750000 0 0 OCERA THERAPEUTICS INC COM 67552A108 4124 1963777 SH DFND 1,2 1963777 0 0 OPHTHOTECH CORP COM 683745103 34 7100 SH Call DFND 1,2 7100 0 0 SAGE THERAPEUTICS INC COM 78667J108 19693 385683 SH DFND 1,2 385683 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 190 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 5567 1537873 SH DFND 1,2 1537873 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 30289 4973509 SH DFND 1,2 4973509 0 0 TENAX THERAPEUTICS INC COM 88032L100 2162 1108593 SH DFND 1,2 1108593 0 0 THERAPEUTICSMD INC COM 88338N107 18903 3276010 SH DFND 1,2 3276010 0 0 TREVENA INC COM 89532E109 17644 3000650 SH DFND 1,2 3000650 0 0 VANDA PHARMACEUTICALS INC COM 921659108 32060 2010000 SH DFND 1,2 2010000 0 0 ZOGENIX INC COM NEW 98978L204 29658 2440959 SH DFND 1,2 2440959 0 0 MYOVANT SCIENCES LTD COM G637AM102 4354 350000 SH DFND 1,2 350000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 33300 3000000 SH DFND 1,2 3000000 0 0 CONNECTURE INC COM 20786J106 6934 4127232 SH DFND 1,2 4127232 0 0