0000930413-16-008703.txt : 20161114 0000930413-16-008703.hdr.sgml : 20161111 20161114173109 ACCESSION NUMBER: 0000930413-16-008703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 161996184 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 09-30-2016 09-30-2016 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. GREENWICH CT 11-14-2016 2 35 392073 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ADAMAS PHARMACEUTICALS INC CMN COM 00548A106 42688 2601351 SH DFND 1,2 2601351 0 0 ALIMERA SCIENCES CMN COM 016259103 3931 2637969 SH DFND 1,2 2637969 0 0 ARADIGM CORP CMN COM 038505400 6900 1002962 SH DFND 1,2 1002962 0 0 ARDELYX INC CMN COM 039697107 194 15000 SH DFND 1,2 15000 0 0 AVEXIS INC CMN COM 05366U100 15703 381095 SH DFND 1,2 381095 0 0 PUT/BCRX @ 5 EXP 03/17/2017 PUT 09058V103 3197 725000 SH Put DFND 1,2 725000 0 0 BOVIE MEDICAL CORPORATION CMN COM 10211F100 13963 2680000 SH DFND 1,2 2680000 0 0 CATABASIS PHARMACEUTICALS, INC CMN COM 14875P107 1540 250000 SH DFND 1,2 250000 0 0 COLUCID PHARMACEUTICALS INC CMN COM 19716T101 15260 400000 SH DFND 1,2 400000 0 0 DBV TECHNOLOGIES SA SPONSORED ADR CMN COM 23306J101 4776 131452 SH DFND 1,2 131452 0 0 DERMIRA INC CMN COM 24983L104 22977 679403 SH DFND 1,2 679403 0 0 DIPEXIUM PHARMACEUTICALS INC CMN COM 25456J104 2594 178930 SH DFND 1,2 178930 0 0 ENANTA PHARMACEUTICALS INC CMN COM 29251M106 21022 790000 SH DFND 1,2 790000 0 0 PUT/GWPH @ 95 EXP 10/21/2016 PUT 36197T103 3159 23800 SH Put DFND 1,2 23800 0 0 IGNYTA INC CMN COM 451731103 21859 3475227 SH DFND 1,2 3475227 0 0 INOTEK PHARMACEUTICALS CORP CMN COM 45780V102 892 94077 SH DFND 1,2 94077 0 0 MERRIMACK PHARMACEUTICALS INC CMN COM 590328100 15508 2442159 SH DFND 1,2 2442159 0 0 MIRATI THERAPEUTICS INC CMN COM 60468T105 1505 227657 SH DFND 1,2 227657 0 0 NEUROCRINE BIOSCIENCES INC CMN COM 64125C109 19956 394080 SH DFND 1,2 394080 0 0 CALL/NVAX @ 8 EXP 10/21/2016 CALL 670002104 851 409200 SH Call DFND 1,2 409200 0 0 OCERA THERAPEUTICS INC CMN CLASS COM 67552A108 5184 1963777 SH DFND 1,2 1963777 0 0 CALL/OPHT @ 80 EXP 01/20/2017 CALL 683745103 157 3400 SH Call DFND 1,2 3400 0 0 PDL BIOPHARMA INC CMN COM 69329Y104 2161 645000 SH DFND 1,2 645000 0 0 SAGE THERAPEUTICS, INC CMN COM 78667J108 12198 264893 SH DFND 1,2 264893 0 0 SERES THERAPEUTICS, INC. CMN COM 81750R102 1475 120000 SH DFND 1,2 120000 0 0 PUT/MCRB @ 20 EXP 10/21/2016 PUT 81750R102 1475 120000 SH Put DFND 1,2 120000 0 0 STREAMLINE HEALTH SOLUTNS, INC CMN COM 86323X106 279 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC CMN COM 867328700 4648 1063573 SH DFND 1,2 1063573 0 0 SYNERGY PHARMACEUTICALS INC CMN COM 871639308 35386 6422232 SH DFND 1,2 6422232 0 0 TENAX THERAPEUTICS INC CMN COM 88032L100 2568 1108593 SH DFND 1,2 1108593 0 0 TETRAPHASE PHARMACEUTICALS INC CMN COM 88165N105 1733 452375 SH DFND 1,2 452375 0 0 VANDA PHARMACEUTICALS INC. CMN COM 921659108 45030 2706134 SH DFND 1,2 2706134 0 0 ZOGENIX INC CMN COM 98978L204 27900 2440959 SH DFND 1,2 2440959 0 0 FOAMIX PHARMACEUTICALS LIMITED CMN COM M46135105 25645 2769425 SH DFND 1,2 2769425 0 0 CONNECTURE INC COM 20786J106 7759 4127232 SH DFND 1,2 4127232 0 0