0000930413-16-007885.txt : 20160815 0000930413-16-007885.hdr.sgml : 20160815 20160815160834 ACCESSION NUMBER: 0000930413-16-007885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 161832714 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 06-30-2016 06-30-2016 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 08-15-2016 2 39 349225 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ADAMAS PHARMACEUTICALS INC COM 00548A106 31932 2109099 SH DFND 1,2 2109099 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 1738 550116 SH DFND 1,2 550116 0 0 AMARIN CORP PLC SPON ADR NEW 023111206 4 2000 SH DFND 1,2 2000 0 0 ARADIGM CORP COM NO PAR NEW 038505400 4383 1002962 SH DFND 1,2 1002962 0 0 ARDELYX INC COM 039697107 30 3444 SH DFND 1,2 3444 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 1015 76511 SH DFND 1,2 76511 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 7192 2457144 SH DFND 1,2 2457144 0 0 BLUEBIRD BIO INC COM 09609G100 21645 500000 SH DFND 1,2 500000 0 0 BOVIE MEDICAL CORP COM 10211F100 4395 2680000 SH DFND 1,2 2680000 0 0 CALADRIUS BIOSCIENCES INC COM 128058104 900 1525244 SH DFND 1,2 1525244 0 0 DERMIRA INC COM 24983L104 23400 800000 SH DFND 1,2 800000 0 0 DIPEXIUM PHARMACEUTICALS INC COM 25456J104 871 87914 SH DFND 1,2 87914 0 0 EAGLE PHARMACEUTICALS INC COM 269796108 21268 548290 SH DFND 1,2 548290 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 11863 538024 SH DFND 1,2 538024 0 0 EXELIXIS INC COM 30161Q104 24992 3200000 SH DFND 1,2 3200000 0 0 IGNYTA INC COM 451731103 17554 3238703 SH DFND 1,2 3238703 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 3882 100000 SH DFND 1,2 100000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 21362 470000 SH DFND 1,2 470000 0 0 OCERA THERAPEUTICS INC COM 67552A108 3731 1963777 SH DFND 1,2 1963777 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 407 29266 SH DFND 1,2 29266 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 5254 978350 SH DFND 1,2 978350 0 0 REVANCE THERAPEUTICS INC COM 761330109 295 21665 SH DFND 1,2 21665 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 112 50000 SH DFND 1,2 50000 0 0 SAGE THERAPEUTICS INC COM 78667J108 9943 330000 SH DFND 1,2 330000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4556 238900 SH Call DFND 1,2 238900 0 0 SERES THERAPEUTICS INC PUT 81750R102 3486 120000 SH Put DFND 1,2 120000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 182 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 4477 8173937 SH DFND 1,2 8173937 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 28842 7590000 SH DFND 1,2 7590000 0 0 TENAX THERAPEUTICS INC COM 88032L100 2838 1108593 SH DFND 1,2 1108593 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 9888 2299529 SH DFND 1,2 2299529 0 0 VANDA PHARMACEUTICALS INC COM 921659108 30277 2705758 SH DFND 1,2 2705758 0 0 VERICEL CORP COM 92346J108 570 253502 SH DFND 1,2 253502 0 0 XENCOR INC COM 98401F105 8546 450000 SH DFND 1,2 450000 0 0 ZOGENIX INC COM NEW 98978L204 19650 2440959 SH DFND 1,2 2440959 0 0 AXOVANT SCIENCES LTD COM G0750W104 321 25000 SH DFND 1,2 25000 0 0 ALCOBRA LTD SHS M2239P109 6351 1414573 SH DFND 1,2 1414573 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 1745 274756 SH DFND 1,2 274756 0 0 CONNECTURE INC COM 20786J106 9328 4127232 SH DFND 1,2 4127232 0 0