0000930413-16-005528.txt : 20160216 0000930413-16-005528.hdr.sgml : 20160215 20160216132117 ACCESSION NUMBER: 0000930413-16-005528 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 161425917 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 12-31-2015 12-31-2015 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 02-16-2016 2 25 238298 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ADAMAS PHARMACEUTICALS INC COM 00548A106 40705 1437335 SH DFND 1,2 1437335 0 0 ARADIGM CORP COM NO PAR NEW 038505400 3982 1002962 SH DFND 1,2 1002962 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 6160 2457144 SH DFND 1,2 2457144 0 0 BOVIE MEDICAL CORP COM 10211F100 5628 2680000 SH DFND 1,2 2680000 0 0 CALADRIUS BIOSCIENCES INC COM 128058104 2429 2248781 SH DFND 1,2 2248781 0 0 CYTOKINETICS INC COM NEW 23282W605 1117 106800 SH Put DFND 1,2 106800 0 0 EXELIXIS, INC COM 30161Q104 11463 2032494 SH DFND 1,2 2032494 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 23641 569658 SH DFND 1,2 569658 0 0 FLEXION THERAPEUTICS INC CALL 33938J106 1505 78100 SH Call DFND 1,2 78100 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 6944 100000 SH Put DFND 1,2 100000 0 0 MANNKIND CORP COM 56400P201 729 503000 SH Put DFND 1,2 503000 0 0 OCERA THERAPEUTICS INC COM 67552A108 6127 1963777 SH DFND 1,2 1963777 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 6743 355459 SH DFND 1,2 355459 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 6669 1282527 SH DFND 1,2 1282527 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 214 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 7404 8250000 SH DFND 1,2 8250000 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 8771 1546888 SH DFND 1,2 1546888 0 0 TENAX THERAPEUTICS INC COM 88032L100 3636 1108593 SH DFND 1,2 1108593 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 19458 1940000 SH DFND 1,2 1940000 0 0 TRANSITION THERAPEUTICS INC COM NEW 893716209 1645 856602 SH DFND 1,2 856602 0 0 VANDA PHARMACEUTICALS INC COM 921659108 19552 2100101 SH DFND 1,2 2100101 0 0 VERICEL CORP COM 92346J108 5382 2086028 SH DFND 1,2 2086028 0 0 ZOGENIX INC COM NEW 98978L204 20856 1414927 SH DFND 1,2 1414927 0 0 ALCOBRA LTD SHS M2239P109 12639 2012622 SH DFND 1,2 2012622 0 0 CONNECTURE INC COM 20786J106 14899 4127232 SH DFND 1,2 4127232 0 0