0000930413-15-004329.txt : 20151116 0000930413-15-004329.hdr.sgml : 20151116 20151116105855 ACCESSION NUMBER: 0000930413-15-004329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 151232469 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 09-30-2015 09-30-2015 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 11-16-2015 2 37 252823 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ADAMAS PHARMACEUTICALS INC COM 00548A106 18581 1110000 SH DFND 1,2 1110000 0 0 ALIMERA SCIENCES INC COM 016259103 3720 1683162 SH DFND 1,2 1683162 0 0 ANTARES PHARMA INC COM 036642106 1732 1018627 SH DFND 1,2 1018627 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1407 100000 SH DFND 1,2 100000 0 0 ARADIGM CORP COM NO PAR NEW 038505400 7221 1002962 SH DFND 1,2 1002962 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 6917 2457144 SH DFND 1,2 2457144 0 0 BIODEL INC COM NEW 09064M204 1459 3316966 SH DFND 1,2 3316966 0 0 BOVIE MEDICAL CORP COM 10211F100 5226 2680000 SH DFND 1,2 2680000 0 0 CALADRIUS BIOSCIENCES INC COM 128058104 3351 2248781 SH DFND 1,2 2248781 0 0 DERMA SCIENCES INC CMN COM 249827502 477 101235 SH DFND 1,2 101235 0 0 DISCOVERY LABORATORIES INC N COM NEW 254668403 759 2530532 SH DFND 1,2 2530532 0 0 DYAX CORP COM 26746E103 14318 750000 SH DFND 1,2 750000 0 0 EXELIXIS, INC COM 30161Q104 8920 1590000 SH DFND 1,2 1590000 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 18880 1226785 SH DFND 1,2 1226785 0 0 FLEXION THERAPEUTICS INC COM 33938J106 985 66300 SH Call DFND 1,2 66300 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 9484 103800 SH Call DFND 1,2 103800 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 9137 100000 SH Put DFND 1,2 100000 0 0 MEDICINES CO COM 584688105 5694 150000 SH DFND 1,2 150000 0 0 OCERA THERAPEUTICS INC COM 67552A108 6206 1963777 SH DFND 1,2 1963777 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 1385 75000 SH DFND 1,2 75000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 8624 453878 SH DFND 1,2 453878 0 0 RAPTOR PHARMACEUTICAL CORP COM 75382F106 8077 1335000 SH DFND 1,2 1335000 0 0 RELYPSA INC COM 759531106 14235 769047 SH DFND 1,2 769047 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 4196 475200 SH DFND 1,2 475200 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 347 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 2633 3250000 SH DFND 1,2 3250000 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 6019 1135580 SH DFND 1,2 1135580 0 0 TENAX THERAPEUTICS INC COM 88032L100 3326 1108593 SH DFND 1,2 1108593 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 8355 1120000 SH DFND 1,2 1120000 0 0 THRESHOLD PHARMACEUTICALS INC COM NEW 885807206 1 300 SH Call DFND 1,2 300 0 0 THRESHOLD PHARMACEUTICALS INC COM NEW 885807206 857 210500 SH Call DFND 1,2 210500 0 0 TRANSITION THERAPEUTICS INC COM NEW 893716209 800 447026 SH DFND 1,2 447026 0 0 VANDA PHARMACEUTICALS INC COM 921659108 19345 1715000 SH DFND 1,2 1715000 0 0 VERICEL CORP COM 92346J108 5653 2086028 SH DFND 1,2 2086028 0 0 ZOGENIX INC COM NEW 98978L204 18397 1362763 SH DFND 1,2 1362763 0 0 ALCOBRA LTD SHS M2239P109 7279 1205183 SH DFND 1,2 1205183 0 0 CONNECTURE INC COM 20786J106 18820 4127232 SH DFND 1,2 4127232 0 0