0000930413-15-003355.txt : 20150814 0000930413-15-003355.hdr.sgml : 20150814 20150814131109 ACCESSION NUMBER: 0000930413-15-003355 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 151054335 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 06-30-2015 06-30-2015 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 08-14-2015 2 34 256525 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ADAMAS PHARMACEUTICALS INC COM 00548A106 20258 772600 SH DFND 1,2 772600 0 0 ALIMERA SCIENCES INC COM 016259103 7759 1683162 SH DFND 1,2 1683162 0 0 ANTARES PHARMA INC COM 036642106 5824 2800000 SH DFND 1,2 2800000 0 0 ARADIGM CORP COM NO PAR VALUE 038505400 7402 1002962 SH DFND 1,2 1002962 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 5502 311222 SH DFND 1,2 311222 0 0 ATHERSYS INC COM 04744L106 121 100000 SH Put DFND 1,2 100000 0 0 ATHERSYS INC COM 04744L106 977 807700 SH Call DFND 1,2 807700 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 5812 1941144 SH DFND 1,2 1941144 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 82 10300 SH DFND 1,2 10300 0 0 BIODEL INC COM NEW 09064M204 4132 4011511 SH DFND 1,2 4011511 0 0 BOVIE MEDICAL CORP COM 10211F100 7477 2680000 SH DFND 1,2 2680000 0 0 CALADRIUS BIOSCIENCES INC COM 128058104 4630 2476120 SH DFND 1,2 2476120 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 2005 280000 SH DFND 1,2 280000 0 0 DYAX CORP COM 26746E103 12528 472739 SH DFND 1,2 472739 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 1575 35000 SH DFND 1,2 35000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 687 8400 SH DFND 1,2 8400 0 0 EXELIXIS INC COM 30161Q104 2801 745000 SH Put DFND 1,2 745000 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 16856 678595 SH DFND 1,2 678595 0 0 OCERA THERAPEUTICS INC COM 67552A108 7463 1963777 SH DFND 1,2 1963777 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 2178 440000 SH DFND 1,2 440000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 10703 415338 SH DFND 1,2 415338 0 0 RELYPSA INC COM 759531106 7942 240000 SH DFND 1,2 240000 0 0 SAGENT PHARMACEUTICALS INC COM 786692103 3450 141900 SH DFND 1,2 141900 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 5593 475200 SH DFND 1,2 475200 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 424 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 7650 2541459 SH DFND 1,2 2541459 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 16683 2009984 SH DFND 1,2 2009984 0 0 TENAX THERAPEUTICS INC COM 88032L100 4091 1108593 SH DFND 1,2 1108593 0 0 VANDA PHARMACEUTICALS INC COM 921659108 17939 1413599 SH DFND 1,2 1413599 0 0 VERICEL CORP COM 92346J108 7447 2086028 SH DFND 1,2 2086028 0 0 XENOPORT INC COM 98411C100 2973 485000 SH DFND 1,2 485000 0 0 ZOGENIX INC COM 98978L105 4200 2500000 SH DFND 1,2 2500000 0 0 ALCOBRA LTD SHS M2239P109 7777 1189086 SH DFND 1,2 1189086 0 0 CONNECTURE INC COM 20786J106 43584 4127232 SH DFND 1,2 4127232 0 0