0000930413-14-004572.txt : 20141114 0000930413-14-004572.hdr.sgml : 20141114 20141114102607 ACCESSION NUMBER: 0000930413-14-004572 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 141221231 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 09-30-2014 09-30-2014 false GREAT POINT PARTNERS LLC

165 MASON STREET, 3RD FLOOR GREENWICH CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay, M.D. 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 11-14-2014 2 40 232821 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml AASTROM BIOSCIENCES INC COM PAR$ 00253U404 6185 2170000 SH DFND 1,2 2170000 0 0 ALIMERA SCIENCES INC COM 016259103 14200 2619853 SH DFND 1,2 2619853 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1007 923534 SH DFND 1,2 923534 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 9240 600000 SH DFND 1,2 600000 0 0 ANTHERA PHARMACEUTICALS INC COM NEW 03674U201 2748 1431196 SH DFND 1,2 1431196 0 0 ARADIGM CORP CMN COM 038505400 9667 1008062 SH DFND 1,2 1008062 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 7917 2474076 SH DFND 1,2 2474076 0 0 CARA THERAPEUTICS INC COM 140755109 397 47321 SH DFND 1,2 47321 0 0 CHEMOCENTRYX INC COM 16383L106 2177 483741 SH DFND 1,2 483741 0 0 CUTERA INC COM 232109108 3182 315000 SH DFND 1,2 315000 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 9676 1161604 SH DFND 1,2 1161604 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 6180 290000 SH DFND 1,2 290000 0 0 ENDOLOGIX INC COM 29266S106 10316 973200 SH DFND 1,2 973200 0 0 EXELIXIS INC COM 30161Q104 7803 5100000 SH DFND 1,2 5100000 0 0 HEARTWARE INTL INC COM 422368100 5434 70000 SH DFND 1,2 70000 0 0 HYPERION THERAPEUTICS INC COM 44915N101 20021 793864 SH DFND 1,2 793864 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 14762 1100000 SH DFND 1,2 1100000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 18204 1161739 SH DFND 1,2 1161739 0 0 OCERA THERAPEUTICS INC COM 67552A108 9111 1859315 SH DFND 1,2 1859315 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 4790 1793942 SH DFND 1,2 1793942 0 0 ONCOTHYREON INC COM 682324108 7503 3907952 SH DFND 1,2 3907952 0 0 ONCONOVA THERAPEUTICS INC COM 68232V108 1487 345824 SH DFND 1,2 345824 0 0 OPHTHOTECH CORP COM 683745103 11679 300000 SH DFND 1,2 300000 0 0 PAIN THERAPEUTICS INC COM 69562K100 7108 1817889 SH DFND 1,2 1817889 0 0 SOPHIRIS BIO INC COM NEW 83578Q209 4646 1585500 SH DFND 1,2 1585500 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 702 151611 SH DFND 1,2 151611 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 2856 400000 SH Call DFND 1,2 400000 0 0 TENAX THERAPEUTICS INC COM 88032L100 4384 1115497 SH DFND 1,2 1115497 0 0 THORATEC CORP COM NEW 885175307 596 22300 SH DFND 1,2 22300 0 0 VERACYTE INC COM 92337F107 5921 607296 SH DFND 1,2 607296 0 0 VICAL INC COM 925602104 3388 3025000 SH DFND 1,2 3025000 0 0 WAFERGEN BIO-SYSTEMS INC COM PAR$ 93041P308 1834 421509 SH DFND 1,2 421509 0 0 ZAFGEN INC COM 98885E103 331 16855 SH DFND 1,2 16855 0 0 ALCOBRA LTD SHS M2239P109 99 6400 SH Call DFND 1,2 6400 0 0 ALCOBRA LTD SHS M2239P109 173 11200 SH Put DFND 1,2 11200 0 0 ALCOBRA LTD SHS M2239P109 6909 447500 SH Call DFND 1,2 447500 0 0 ALCOBRA LTD SHS M2239P109 386 25000 SH Put DFND 1,2 25000 0 0 ALCOBRA LTD SHS M2239P109 514 33300 SH Call DFND 1,2 33300 0 0 ORTHOFIX INTL N V COM N6748L102 8200 264873 SH DFND 1,2 264873 0 0 MEI PHARMA INC COM NEW 55279B202 1088 157661 SH DFND 1 157661 0 0