0000930413-13-005397.txt : 20131114 0000930413-13-005397.hdr.sgml : 20131114 20131114161748 ACCESSION NUMBER: 0000930413-13-005397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT POINT PARTNERS LLC CENTRAL INDEX KEY: 0001281446 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11743 FILM NUMBER: 131220261 BUSINESS ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 971-3300 MAIL ADDRESS: STREET 1: 165 MASON STREET, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001281446 XXXXXXXX 09-30-2013 09-30-2013 false GREAT POINT PARTNERS LLC

165 Mason Street, 3rd Floor Greenwich CT 06830

13F HOLDINGS REPORT 028-11743 N Dr. Jeffrey R. Jay 203-971-3300 /s/ Dr. Jeffrey R. Jay, M.D. Greenwich CT 11-14-2013 2 32 144126 true 1 0001239607 028-12517 JAY JEFFREY R 2 0001397513 028-13262 KROIN DAVID INFORMATION TABLE 2 infotable.xml ALIMERA SCIENCES INC COM 16259103 279 74300 SH Call DFND 1,2 74300 0 0 AMARIN CORP PLC SPONS ADR NEW 23111206 3160 500000 SH Call DFND 1,2 500000 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 13693 883459 SH DFND 1,2 883459 0 0 ARQULE INC COM 04269E107 871 373926 SH DFND 1,2 373926 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 846 200000 SH Call DFND 1,2 200000 0 0 BIODEL INC COM NEW 09064M204 4204 1334483 SH DFND 1,2 1334483 0 0 DURATA THERAPEUTICS INC COM 26658A107 4596 508472 SH DFND 1,2 508472 0 0 FURIEX PHARMACEUTICAL INC COM 36106P101 15368 349356 SH DFND 1,2 349356 0 0 GENTIUM S P A SPONSORED ADR 37250B104 6098 224767 SH DFND 1,2 224767 0 0 GERON CORP COM 374163103 8315 2482185 SH DFND 1,2 2482185 0 0 GTX INC DEL COM 40052B108 117 57700 SH Put DFND 1,2 57700 0 0 HEARTWARE INTL INC COM 422368100 4392 60000 SH DFND 1,2 60000 0 0 HORIZON PHARMA INC COM 44047T109 335 100000 SH DFND 1,2 100000 0 0 HYPERION THERAPEUTICS INC COM 44915N101 21450 820906 SH DFND 1,2 820906 0 0 MAST THERAPEUTICS INC COM 576314108 2390 5442400 SH DFND 1,2 5442400 0 0 NANOSPHERE INC COM 63009F105 5000 2500000 SH DFND 1,2 2500000 0 0 NORDION INC COM 65563C105 2588 299902 SH DFND 1,2 299902 0 0 ONCOGENEX PHARMACEUTICAL INC COM 68230A106 2454 264686 SH DFND 1,2 264686 0 0 PAIN THERAPEUTICS INC COM 69562K100 7918 2910849 SH DFND 1,2 2910849 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 133 192992 SH DFND 1,2 192992 0 0 PERNIX THERAPEUTICS HLDGS INC COM 71426V108 807 296811 SH DFND 1,2 296811 0 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 1808 399007 SH DFND 1,2 399007 0 0 RTI SURGICAL INC. COM 74975N105 2266 606015 SH DFND 1,2 606015 0 0 SOPHIRIS BIO INC COM 83578Q209 5991 1280000 SH DFND 1,2 1280000 0 0 SUNSHINE HEART INC COM 86782U106 12598 1087952 SH DFND 1,2 1087952 0 0 THERAPEUTICSMD INC COM 88338N107 1221 416667 SH DFND 1,2 416667 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 4114 189071 SH DFND 1,2 189071 0 0 VOLCANO CORPORATION COM 928645100 3413 142500 SH DFND 1,2 142500 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 41 116600 SH DFND 1,2 116600 0 0 GIVEN IMAGING ORD SHS M52020100 2269 118000 SH DFND 1,2 118000 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 3617 475878 SH DFND 1,2 475878 0 0 MEI PHARMA INC COM NEW 55279B202 1774 157661 SH DFND 1 157661 0 0