0001140361-18-024520.txt : 20180517 0001140361-18-024520.hdr.sgml : 20180517 20180517211203 ACCESSION NUMBER: 0001140361-18-024520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Monarch Alternative Capital LP CENTRAL INDEX KEY: 0001281084 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 18844897 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-554-1700 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Quadrangle Debt Recovery Advisors LP DATE OF NAME CHANGE: 20070125 FORMER NAME: FORMER CONFORMED NAME: Quadrangle Debt Recovery Advisors LLC DATE OF NAME CHANGE: 20061013 FORMER NAME: FORMER CONFORMED NAME: QDRA LLC DATE OF NAME CHANGE: 20040223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MDRA GP LP CENTRAL INDEX KEY: 0001501101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 18844896 BUSINESS ADDRESS: STREET 1: C/O MONARCH ALTERNATIVE CAPITAL LP STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-554-1700 MAIL ADDRESS: STREET 1: C/O MONARCH ALTERNATIVE CAPITAL LP STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Monarch GP LLC CENTRAL INDEX KEY: 0001501100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34464 FILM NUMBER: 18844895 BUSINESS ADDRESS: STREET 1: C/O MONARCH ALTERNATIVE CAPITAL LP STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-554-1700 MAIL ADDRESS: STREET 1: C/O MONARCH ALTERNATIVE CAPITAL LP STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST. STREET 2: SUITE 2800 CITY: DENVER STATE: CO ZIP: 80203 4 1 doc1.xml FORM 4 X0306 4 2018-05-15 0 0001469510 Resolute Energy Corp REN 0001281084 Monarch Alternative Capital LP 535 MADISON AVENUE, 26TH FLOOR NEW YORK NY 10022 1 0 0 1 See Remarks 0001501101 MDRA GP LP C/O MONARCH ALTERNATIVE CAPITAL LP 535 MADISON AVENUE NEW YORK NY 10022 1 0 0 1 See Remarks 0001501100 Monarch GP LLC C/O MONARCH ALTERNATIVE CAPITAL LP 535 MADISON AVENUE NEW YORK NY 10022 1 0 0 1 See Remarks Common Stock, par value $0.0001 per share 2018-05-15 4 A 0 2770 0 A 2770 I See footnotes Common Stock 70868 I See footnotes Common Stock 543931 I See footnotes Common Stock 452297 I See footnotes Common Stock 862721 I See footnotes Common Stock 338254 I See footnotes Common Stock 329 I See footnotes See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Joseph Citarrella, a Managing Principal of Monarch Alternative Capital LP, serves on the board of directors of the Issuer as a representative of Monarch Alternative Capital LP. As a result, each of Monarch Alternative Capital LP, and by virtue of their control of Monarch Alternative Capital LP, MDRA GP LP and Monarch GP LLC is a "director-by-deputization" solely for purposes of Section 16 of the Exchange Act. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Information and Signatures MONARCH ALTERNATIVE CAPITAL LP, By: /s/ Michael A. Weinstock, Chief Executive Officer 2018-05-17 EX-99.1 2 m24800868a.htm EXPLANATION OF RESPONSES
Designated Filer:
Monarch Alternative Capital LP
Issuer & Ticker Symbol:
Resolute Energy Corp. [REN]
Date of Event Requiring Statement:
May 15, 2018
 
 
Explanation of Responses:


(1)
This restricted stock was granted to Joseph Citarrella pursuant to the Issuer’s 2009 Performance Incentive Plan.  The restricted stock will vest pursuant to the vesting schedule set forth in the Restricted Stock Grant Agreement dated May 15, 2018 between the Issuer and Joseph Citarrella.  Pursuant to such agreement, all 2,770 shares vest on the first anniversary of the date of grant. Pursuant to the terms of Mr. Citarrella’s employment with MAC (as defined below), Mr. Citarrella is required to turn over such restricted stock to MAC and shall transfer ownership of such restricted stock to MAC at the earliest opportunity.  As such, Mr. Citarrella does not have a pecuniary interest in such restricted stock and disclaims beneficial ownership of the restricted stock for all purposes.
(2)
Includes 2,770 shares of restricted stock subject to time-vesting criteria.
(3)
This Form 4 is being filed on behalf of Monarch Alternative Capital LP, a Delaware limited partnership (“MAC”), MDRA GP LP, a Delaware limited partnership (“MDRA GP”), and Monarch GP LLC, a Delaware limited liability company (“Monarch GP” and, together with MAC and MDRA GP, the “Reporting Persons”). MAC serves as the investment advisor to the Funds (as defined below). MDRA GP is the general partner of MAC and Monarch GP is the general partner of MDRA GP. Each of MAC, MDRA GP and Monarch GP may be deemed to indirectly beneficially own shares held directly by the Funds and disclaims beneficial ownership of all such shares except to the extent of any indirect pecuniary interest therein.
(4)
Restricted stock held directly by Joseph Citarrella. By reason of the provisions of Rule 16a-1 of the Exchange Act, each of the Reporting Persons is deemed to be a beneficial owner of the shares of Common Stock issued to Joseph Citarrella.
(5)
Common Stock held by Monarch Alternative Solutions Master Fund Ltd, a Cayman Islands corporation (“MASMF”).
(6)
Common Stock held by Monarch Capital Master Partners III LP, a Cayman Islands limited partnership (“MCMP III”).
(7)
Common Stock held by MCP Holdings Master LP, a Cayman Islands limited partnership (“MCPH”).
(8)
Common Stock held by Monarch Debt Recovery Master Fund Ltd, a Cayman Islands corporation (“MDRF”).
(9)
Common Stock held by Monarch Capital Master Partners IV LP, a Cayman Islands limited partnership (“MCMP IV”).
(10)
Common Stock held by P Monarch Recovery Ltd., a Cayman Islands corporation (“PMR” and, together with MASMF, MCMP III, MCPH, MDRF and MCMP IV, the “Funds”).

EX-99.2 3 m24800868b.htm JOINT FILER INFORMATION AND SIGNATURES
Designated Filer:
Monarch Alternative Capital LP
Issuer & Ticker Symbol:
Resolute Energy Corp. [REN]
Date of Event Requiring Statement:
May 15, 2018
 
Joint Filer Information and Signatures
Joint Filers:
 
 
 
 
 
 
 
 
1.
Name:
MDRA GP LP
 
Address:
c/o Monarch Alternative Capital LP, 535 Madison Avenue, New York, New York 10022
 
 
 
 
 
 
 
MDRA GP LP
 
 
 
 
 
 
 
By: Monarch GP LLC, its general partner
 
 
 
 
 
 
 
 
By: /s/ Michael Weinstock                             
 
May 17, 2018
 
 
Name:
Michael Weinstock
 
Date
 
 
Title:
Chief Executive Officer
 
 
 
 
 
 
 
 
           
 
 
 
 
 
 
2.
Name:
Monarch GP LLC
 
Address:
c/o Monarch Alternative Capital LP, 535 Madison Avenue, New York, New York 10022
 
 
 
 
 
 
 
MONARCH GP LLC
 
 
 
 
 
 
 
 
By:/s/ Michael Weinstock                             
 
May 17, 2018
 
 
Name:
Michael Weinstock
 
Date
 
 
Title:
Chief Executive Officer