SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DENNISTON BRACKETT D III

(Last) (First) (Middle)
GENERAL ELECTRIC COMPANY
3135 EASTON TURNPIKE

(Street)
FAIRFIELD CT 06828

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2004
3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,300 D
Common Stock 182 I 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Unit (1) (1) Common Stock 4,306 (2) D
Restricted Stock Units (3) (3) Common Stock 150,000 (2) D
Restricted Stock Units (4) (4) Common Stock 1,334 (2) D
Employee Stock Options (right to buy)(5) 06/21/1999 06/21/2006 Common Stock 30,000 $14.5 D
Employee Stock Options (right to buy)(5) 09/12/2000 09/12/2007 Common Stock 45,000 $22.08 D
Employee Stock Options (right to buy)(5) 09/11/2001 09/11/2008 Common Stock 54,000 $26.42 D
Employee Stock Options (right to buy)(5) 09/10/2002 09/10/2009 Common Stock 54,000 $39.73 D
Employee Stock Options (right to buy)(5) 09/22/2003 09/22/2010 Common Stock 45,000 $57.31 D
Employee Stock Options (right to buy)(5) 07/26/2004 07/26/2011 Common Stock 60,000 $43.75 D
Employee Stock Options (right to buy)(5) 09/26/2004 09/26/2011 Common Stock 30,000 $35.48 D
Employee Stock Options (right to buy)(6) 09/13/2005 09/13/2012 Common Stock 85,000 $27.05 D
Employee Stock Options (right to buy)(6) 09/12/2006 09/12/2013 Common Stock 60,000 $31.53 D
Explanation of Responses:
1. Reallocable to other investment media. Payable after termination of employment.
2. 1-for-1
3. 45,000 units granted on 6/26/1998; 45,000 units granted on 11/1/1999; 30,000 units granted on 7/27/2000; 25,000 units granted on 9/10/2001; 35,000 units granted on 9/12/2003. Vesting schedule: 25% on third anniversary; 25% on seventh anniversary; balance at age 65.
4. Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.
5. The options become exerciseable in two equal installments of 50% each, with 50% on the "Date Exerciseable" shown to the right, and another 50% two years thereafter.
6. The options become exerciseable in five equal installments of 20% each beginning on the "Date Exerciseable" shown to the right.
Remarks:
Eliza W. Fraser on behalf of Brackett D. Denniston III 02/23/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.