0001127602-14-002064.txt : 20140116
0001127602-14-002064.hdr.sgml : 20140116
20140116153405
ACCESSION NUMBER: 0001127602-14-002064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140114
FILED AS OF DATE: 20140116
DATE AS OF CHANGE: 20140116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUCKELEW ALAN
CENTRAL INDEX KEY: 0001280888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 14532003
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
CITY: MIAMI
STATE: FL
ZIP: 33156
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-01-14
0001125259
CARNIVAL PLC
CUK
0001280888
BUCKELEW ALAN
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
Chief Operations Officer
Trust Shares (beneficial Interest In Special Voting Share)
2014-01-14
4
A
0
18545
0
A
97417.649
D
Trust Shares (beneficial Interest In Special Voting Share)
2014-01-14
4
F
0
7420
41.52
D
89997.649
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by taking the closing price on the grant date.
Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Award.
Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
/s/ Alan Buckelew
2014-01-16