0001127602-11-033266.txt : 20111228
0001127602-11-033266.hdr.sgml : 20111228
20111228150300
ACCESSION NUMBER: 0001127602-11-033266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111223
FILED AS OF DATE: 20111228
DATE AS OF CHANGE: 20111228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUCKELEW ALAN
CENTRAL INDEX KEY: 0001280888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 111283772
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
CITY: MIAMI
STATE: FL
ZIP: 33156
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-23
0001125259
CARNIVAL PLC
CUK
0001280888
BUCKELEW ALAN
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
President & CEO - PCL
Trust Shares (beneficial Interest In Special Voting Share)
2011-12-23
4
S
0
11920
32.7205
D
51427
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
These shares were sold upon the vesting of restricted stock granted under the Company's 2002 Stock Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a two-day period ending on December 23, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between $32.43 and $33.43. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Alan Buckelew
2011-12-28