0001209191-14-020278.txt : 20140313
0001209191-14-020278.hdr.sgml : 20140313
20140313160939
ACCESSION NUMBER: 0001209191-14-020278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140312
FILED AS OF DATE: 20140313
DATE AS OF CHANGE: 20140313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jaquez-Fissori Todd
CENTRAL INDEX KEY: 0001532547
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 14691114
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVE., SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-12
0
0001280784
HERCULES TECHNOLOGY GROWTH CAPITAL INC
HTGC
0001532547
Jaquez-Fissori Todd
C/O HERCULES TECHNOLOGY GROWTH CAPITAL,
400 HAMILTON AVE., SUITE 310
PALO ALTO
CA
94301
0
1
0
0
Senior Managing Director
Common Stock
2013-03-12
4
S
0
22229
15.36
D
44981
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.13 to $15.59, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Michael Penney, Attorney in Fact for Todd Jaquez-Fissori
2014-03-13