0001280577-14-000004.txt : 20140123
0001280577-14-000004.hdr.sgml : 20140123
20140123111447
ACCESSION NUMBER: 0001280577-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140123
DATE AS OF CHANGE: 20140123
EFFECTIVENESS DATE: 20140123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUCAS CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001280577
IRS NUMBER: 223423327
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11284
FILM NUMBER: 14541952
BUSINESS ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 7327581004
MAIL ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RED BANK
STATE: NJ
ZIP: 07701
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001280577
XXXXXXXX
12-31-2013
12-31-2013
true
1
RESTATEMENT
false
LUCAS CAPITAL MANAGEMENT
2 Bridge Ave.
Ste 632
Red Bank
NJ
07701
13F HOLDINGS REPORT
028-11284
N
Julie Gouveia
Chief Compliance Officer
732-758-1004
Julie A Gouveia
Red Bank
NJ
01-21-2014
0
146
299676
INFORMATION TABLE
2
infotable.xml
ADVANCED MICRO DEVICES
Com
007903107
54
14000
SH
SOLE
14000
0
0
ALLEGHANY CORP DEL
Com
017175100
228
570
SH
SOLE
570
0
0
ALPINE TOTAL DYNAMIC DIVD
Com
021060108
48
11500
SH
SOLE
11500
0
0
AMAZON.COM INC
Com
023135106
207
520
SH
SOLE
520
0
0
ANADARKO PETROLEUM
Com
032511107
5195
65500
SH
SOLE
65500
0
0
APACHE CORPORATION
Com
037411105
3429
39900
SH
SOLE
39900
0
0
APPLE COMPUTER INC
Com
037833100
5817
10369
SH
SOLE
10369
0
0
APPROACH RES
Com
03834A103
1291
66900
SH
SOLE
66900
0
0
ASA GOLD AND PRECIOUS METALS
Com
G3156P103
294
3683
SH
SOLE
3683
0
0
AT&T INC COM
Com
00206R102
3962
112696
SH
SOLE
112696
0
0
B & G FOODS HLDGS CORP CL A
Com
05508R106
3726
109873
SH
SOLE
109873
0
0
BANK OF AMERICA CORP
Com
060505104
322
20679
SH
SOLE
20679
0
0
BAYTEX ENERGY CORP
Com
07317Q105
5212
133104
SH
SOLE
133104
0
0
BELLATRIX EXPLORATION LTD.
Com
78314101
913
124200
SH
SOLE
124200
0
0
BERKSHIRE HATHAWAY INC DEL CL
Com
084670702
581
4900
SH
SOLE
4900
0
0
BHP BILLITON LTD
Com
088606108
375
5494
SH
SOLE
5494
0
0
BLACKROCK STRATEGIC MUNICIPAL
Com
09248T109
146
12000
SH
SOLE
12000
0
0
BONANZA CREEK ENERGY INC
Com
97793103
1330
30600
SH
SOLE
30600
0
0
BRISTOL MYERS SQUIBB CO
Com
110122108
3361
63238
SH
SOLE
63238
0
0
BROOKFIELD INFRASTRUCTURE PART
Com
G16252101
2020
51515
SH
SOLE
51515
0
0
BUCKEYE PARTNERS LP
Com
118230101
334
4700
SH
SOLE
4700
0
0
CALL (SLV) ISHARES SILVER TR JAN 18 14 $22
Call
46428Q109
1
20000
SH
Call
SOLE
20000
0
0
CALL GENERAL ELECTRIC CO MAR 22 $26
Call
369604103
79
60000
SH
Call
SOLE
20000
0
0
CANADIAN NATURAL RESOURCES
Com
136385101
872
25775
SH
SOLE
25775
0
0
CELGENE CORP
Com
151020104
970
5742
SH
SOLE
5742
0
0
CENOVUS ENERGY INC COM
Com
15135U109
3240
113100
SH
SOLE
113100
0
0
CHESAPEAKE ENERGY CORP
Com
165167107
202
7460
SH
SOLE
7460
0
0
CHEVRON CORP
Com
166764100
225
1800
SH
SOLE
1800
0
0
CHICAGO BRIDGE AND IRON CO. NV
Com
167250109
603
7250
SH
SOLE
7250
0
0
CIMAREX ENERGY
Com
171798101
5403
51500
SH
SOLE
51500
0
0
CITIGROUP INC
Com
172967424
653
12523
SH
SOLE
12523
0
0
CONCHO RES
Com
20605P101
3348
31000
SH
SOLE
31000
0
0
CONOCOPHILLIPS
Com
20825C104
405
5736
SH
SOLE
5736
0
0
CONS EDISON CO OF NEW YORK INC
Com
209115104
309
5595
SH
SOLE
5595
0
0
CORNING INC
Com
219350105
527
29550
SH
SOLE
29550
0
0
CREE INC
Com
225447101
244
3905
SH
SOLE
3905
0
0
CROSS TIMBERS ROYALTY TR
Com
22757R109
3425
116485
SH
SOLE
116485
0
0
DEERE & CO
Com
244199105
290
3176
SH
SOLE
3176
0
0
DENBURY RESOURCES INC
Com
247916208
7715
469594
SH
SOLE
469594
0
0
DEVON ENERGY CORP
Com
25179M103
1930
31200
SH
SOLE
31200
0
0
DOMINION RESOURCES-VA
Com
25746U109
221
3424
SH
SOLE
3424
0
0
DORCHESTER MINERALS LP
Com
25820R105
13789
530767
SH
SOLE
530767
0
0
DUN & BRADSTREET CORP
Com
26483E100
565
4600
SH
SOLE
4600
0
0
E I DU PONT DE NEMOURS & CO
Com
263534109
3683
56691
SH
SOLE
56691
0
0
EAGLE BANCORP INC
Com
268948106
557
18188
SH
SOLE
18188
0
0
EMERALD OIL INC
Com
29101U209
272
35550
SH
SOLE
35550
0
0
ENBRIDGE ENERGY MGMT LLC
Com
29250X103
886
30882
SH
SOLE
30882
0
0
ENBRIDGE ENERGY PARTNERS LP
Com
29250R106
2586
86588
SH
SOLE
86588
0
0
ENBRIDGE INC COM
Com
29250N105
412
9426
SH
SOLE
9426
0
0
ENDURO RTY TR
Com
29269K100
1456
120407
SH
SOLE
120407
0
0
ENERGY TRANSFER EQUITY LP
Com
29273V100
7017
85840
SH
SOLE
85840
0
0
ENERGY XXI BERMUDA LIMITED
Com
G10082140
1615
59700
SH
SOLE
59700
0
0
ENTERPRISE PRODS PARTNERS LP
Com
293792107
381
5750
SH
SOLE
5750
0
0
EOG RESOURCES INC
Com
26875P101
4095
24400
SH
SOLE
24400
0
0
EXPRESS SCRIPTS HLDG CO
Com
30219G108
335
4764
SH
SOLE
4764
0
0
EXXON MOBIL CORP
Com
30231G102
3838
37921
SH
SOLE
37921
0
0
FREEPORT MCMORAN COPPER & GOLD
Com
35671D857
765
20269
SH
SOLE
20269
0
0
GARTNER INC
Com
366651107
533
7500
SH
SOLE
7500
0
0
GENERAL ELECTRIC CO
Com
369604103
2769
98803
SH
SOLE
98803
0
0
GENESIS ENERGY LP
Com
371927104
1404
26704
SH
SOLE
26704
0
0
GILEAD SCIENCES INC
Com
375558103
225
3000
SH
SOLE
3000
0
0
GOLDCORP LTD.
Com
380956409
296
13679
SH
SOLE
13679
0
0
GOOGLE INC CL A
Com
38259P508
338
302
SH
SOLE
302
0
0
HESS CORP COM
Com
42809H107
237
2853
SH
SOLE
2853
0
0
HOVNANIAN ENTERPRISES INC CL A
Com
442487203
650
98225
SH
SOLE
98225
0
0
INTL BUSINESS MACHINES CORP
Com
459200101
4343
23153
SH
SOLE
23153
0
0
INVESCO VAN KAMPEN TR INVT GRA
Com
46131T101
262
20025
SH
SOLE
20025
0
0
ISHARES S&P 500 VALUE INDEX
Com
464287408
210
2457
SH
SOLE
2457
0
0
ISHARES SILVER TRUST
Com
46428Q109
2434
130070
SH
SOLE
130070
0
0
ISHARES TR GOLDMAN SACHS TECHN
Com
464287549
402
4486
SH
SOLE
4486
0
0
ISHARES TR MSCI EAFE INDEX FD
Com
464287465
475
7073
SH
SOLE
7073
0
0
ISHARES US MEDICAL DEVICES IND
Com
464288810
2085
22460
SH
SOLE
22460
0
0
J P MORGAN & CO INC
Com
46625H100
344
5887
SH
SOLE
5887
0
0
JOHNSON & JOHNSON
Com
478160104
3728
40701
SH
SOLE
40701
0
0
KINDER MORGAN MANAGMENT LLC
Com
49455u100
264
3495
SH
SOLE
3495
0
0
LAKELAND BANCORP INC
Com
511637100
197
15894
SH
SOLE
15894
0
0
LEAPFROG ENTERPRISES INC CL A
Com
52186N106
187
23500
SH
SOLE
23500
0
0
LEGACY RESERVES LP
Com
524707304
404
14359
SH
SOLE
14359
0
0
MAGELLAN MIDSTREAM PARTNERS LP
Com
559080106
5540
87568
SH
SOLE
87568
0
0
MAGNUM HUNTER RESOURCES CORP
Com
55973B102
397
54300
SH
SOLE
54300
0
0
MARATHON OIL
Com
565849106
4307
122000
SH
SOLE
122000
0
0
MCDONALDS CORP
Com
580135101
224
2312
SH
SOLE
2312
0
0
MERCK & CO INC
Com
58933Y105
501
10002
SH
SOLE
10002
0
0
MICROSOFT CORP
Com
594918104
259
6910
SH
SOLE
6910
0
0
MIDSTATES PETE CO INC
Com
59804T100
119
18000
SH
SOLE
18000
0
0
MIMEDX GROUP INC COM
Com
602496101
530
60600
SH
SOLE
60600
0
0
MPLX LP
Com
55336V100
625
14027
SH
SOLE
14027
0
0
NATL FUEL GAS CO
Com
636180101
4627
64800
SH
SOLE
64800
0
0
NOBLE ENERGY INC
Com
655044105
6345
93165
SH
SOLE
93165
0
0
NORFOLK SOUTHERN CORP
Com
655844108
255
2750
SH
SOLE
2750
0
0
NORTH EUROPEAN OIL ROYALTY TR
Com
659310106
691
34593
SH
SOLE
34593
0
0
NORTHERN OIL & GAS INC
Com
665531109
5886
390600
SH
SOLE
390600
0
0
NUVEEN NEW JERSEY PREMIUM
Com
67101N106
239
18331
SH
SOLE
18331
0
0
OASIS PETE INC NEW
Com
674215108
888
18900
SH
SOLE
18900
0
0
OCCIDENTAL PETROLEUM CORP
Com
674599105
5181
54475
SH
SOLE
54475
0
0
OIL SRVCS HOLDRS
Com
57060U191
212
4400
SH
SOLE
4400
0
0
ONEOK PARTNERS LP
Com
68268N103
263
5000
SH
SOLE
5000
0
0
ORACLE CORP
Com
68389X105
1908
49859
SH
SOLE
49859
0
0
PACIFIC COAST OIL TRUST
Com
694103102
12809
1010181
SH
SOLE
1010181
0
0
PANHANDLE OIL & GAS INC
Com
698477106
502
15016
SH
SOLE
15016
0
0
PEMBINA PIPELINE CORPORATION
Com
706327103
1671
47428
SH
SOLE
47428
0
0
PERMIAN BASIN TRUST
Com
714236106
8299
645365
SH
SOLE
645365
0
0
PFIZER INC
Com
717081103
367
11990
SH
SOLE
11990
0
0
PHILIP MORRIS INTL
Com
718172109
290
3332
SH
SOLE
3332
0
0
PIMCO CORPORATE OPPORTUNITY
Com
72201B101
323
18700
SH
SOLE
18700
0
0
PIONEER NATURAL RESOURCES CO
Com
723787107
10142
55100
SH
SOLE
55100
0
0
PLAINS GP HOLDINGS LP
Com
72651A108
5741
214450
SH
SOLE
214450
0
0
PLAINS ALL AMERN PIPELINE LP
Com
726503105
4247
82033
SH
SOLE
82033
0
0
PNC FINANCIAL
Com
693475105
233
3000
SH
SOLE
3000
0
0
POTASH CORP OF SASKATCHEWAN IN
Com
73755L107
540
16375
SH
SOLE
16375
0
0
POWERSHARES QQQ TR UNIT SER 1
Com
73935A104
771
8770
SH
SOLE
8770
0
0
PROCTER & GAMBLE CO
Com
742718109
942
11567
SH
SOLE
11567
0
0
PROSHRS ULTRASHORT 20+ YEAR TR
Com
74347B201
429
5411
SH
SOLE
5411
0
0
QUALCOMM INC
Com
747525103
3299
44435
SH
SOLE
44435
0
0
REAVES UTIL INCOME FD
Com
756158101
273
10887
SH
SOLE
10887
0
0
RESOLUTE ENERGY CORP
Com
76116A108
633
70100
SH
SOLE
70100
0
0
ROYAL DUTCH SHELL PLC CL B
Com
780259107
2657
35375
SH
SOLE
35375
0
0
SABINE ROYALTY TRUST
Com
785688102
18912
374044
SH
SOLE
374044
0
0
SANDRIDGE ENERGY INC
Com
80007P307
98
16100
SH
SOLE
16100
0
0
SANDRIDGE PERMIAN TRUST
Com
80007A102
1129
95287
SH
SOLE
95287
0
0
SASOL LTD ADR
Com
803866300
259
5230
SH
SOLE
5230
0
0
SECTOR SPDR TR SBI INT FINL
Com
81369Y605
328
15000
SH
SOLE
15000
0
0
SM ENERGY CO
Com
78454L100
873
10500
SH
SOLE
10500
0
0
SPDR GOLD TR
Com
78463V107
3760
32382
SH
SOLE
32382
0
0
SPDR SER TR S&P REGL BKG
Com
78464A698
217
5350
SH
SOLE
5350
0
0
STAR SCIENTIFIC INC
Com
85517P101
52
44900
SH
SOLE
44900
0
0
SUNCOR ENERGY INC
Com
867224107
4944
141050
SH
SOLE
141050
0
0
SYNTA PHARMACEUTICALS CORP
Com
87162T206
97
18600
SH
SOLE
18600
0
0
TESORO LOGISTICS LP
Com
88160T107
3640
69550
SH
SOLE
69550
0
0
TOTAL SA
Com
89151E109
239
3900
SH
SOLE
3900
0
0
TRINITY INDUSTRIES INC
Com
896522109
200
3675
SH
SOLE
3675
0
0
U S GEOTHERMAL INC
Com
90338S102
8
21700
SH
SOLE
21700
0
0
UNILEVER PLC ADR
Com
904767704
702
17030
SH
SOLE
17030
0
0
USA COMPRESSION PARTNERS LP
Com
90290N109
916
34174
SH
SOLE
34174
0
0
VANGUARD INDEX FDS SMALL CAP ETF
Com
922908751
556
5059
SH
SOLE
5059
0
0
VERIZON COMMUNICATIONS
Com
92343V104
763
15537
SH
SOLE
15537
0
0
VERMILION ENERGY TR
Com
923725105
1244
21200
SH
SOLE
21200
0
0
VOC ENERGY TRUST
Com
91829B103
2327
159913
SH
SOLE
159913
0
0
WESTERN GAS EQUITY PARTNERS LP
Com
95825R103
3815
96550
SH
SOLE
96550
0
0
WESTERN GAS PARTNERS LP
Com
958254104
2546
41276
SH
SOLE
41276
0
0
WESTPORT INNOVATIONS INC
Com
960908309
379
19325
SH
SOLE
19325
0
0
WHITING PETROLEUM CORP
Com
966387102
10741
173600
SH
SOLE
173600
0
0
WHITING USA TR II
Com
966388100
9321
707708
SH
SOLE
707708
0
0
WILLIAMS CO INC
Com
969457100
1799
46639
SH
SOLE
46639
0
0
WISDOM TREE EMERGING MARKETS
Com
97717W315
3033
59440
SH
SOLE
59440
0
0
XOMA CORP
Com
98419J107
67
10000
SH
SOLE
10000
0
0