0001280577-13-000001.txt : 20130204
0001280577-13-000001.hdr.sgml : 20130204
20130204163544
ACCESSION NUMBER: 0001280577-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
EFFECTIVENESS DATE: 20130204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUCAS CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001280577
IRS NUMBER: 223423327
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11284
FILM NUMBER: 13570486
BUSINESS ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 7327581004
MAIL ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RUMSON
STATE: NJ
ZIP: 07701
13F-HR
1
c13fhluc1212.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lucas Capital Management LLC
Address: The Galleria, 2 Bridge Ave.
Red Bank NJ 07701
Form 13F File Number: 028-11284
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained therein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists and
tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Julie Gouveia
Title: Chief Compliance Officer
Telephone: 732-758-1004
Signature, Place and Date of Signing:
Julie Gouveia Red Bank NJ 07701 February 4, 2013
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT
[ ] 13F Notice
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manger:
None
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: -0-
Form 13F Information Table Entry Total: 128
Form 13F Information Table Value Total: 277,897
Lucas Capital Management LLC 12/31/2012
Name of Issuer Title of CUSIP No. Market Shares Sh/ Investment Discretion Voting Authority
Class Value Other Sole Shared None Sole Shared None
*1000
ADVANCED MICRO DEVICES Com 007903107 36.00 15,000 Sh 15,000 15,000
ALLIANCE WRLD GOVT II Com 01879R106 191.00 12,180 Sh 12,180 12,180
ANADARKO PETROLEUM Com 032511107 6,585.00 88,617 Sh 88,617 88,617
APPLE COMPUTER INC Com 037833100 6,637.00 12,471 Sh 12,471 12,471
ARC RESOURCES INC Com 03834A103 3,366.00 134,600 Sh 134,600 134,600
ASA BERMUDA LTD. Com G3156P103 278.00 3,489 Sh 3,489 3,489
AT&T INC COM Com 00206R102 3,477.00 103,156 Sh 103,156 103,156
B & G FOODS HLDGSCL A Com 05508R106 2,569.00 90,743 Sh 90,743 90,743
BANK OF AMERICA CORP Com 060505104 194.00 16,678 Sh 16,678 16,678
BARRICK GOLD Com 067901108 256.00 7,316 Sh 7,316 7,316
BAYTEX ENERGY CORP Com 07317Q105 400.00 9,250 Sh 9,250 9,250
BELLATRIX EXPLORATION Com 078314101 68.00 15,900 Sh 15,900 15,900
BERKSHIRE HATHAWAY CL Com 084670702 444.00 4,950 Sh 4,950 4,950
BERRY PETROLEUM A Com 085789105 4,823.00 143,770 Sh 143,770 143,770
BHP BILLITON LTD Com 088606108 548.00 6,982 Sh 6,982 6,982
BLACKROCK STRAT MUNI Com 09248T109 178.00 12,000 Sh 12,000 12,000
BP PLC Com 055622104 1,471.00 35,330 Sh 35,330 35,330
BREITBURN ENERGY PRT LP Unit LP 106776107 4,514.00 244,400 Unit 244,400 244,400
BRISTOL MYERS SQUIBB CO Com 110122108 2,582.00 79,215 Sh 79,215 79,215
BROOKFIELD INFRA PART Com G16252101 1,348.00 38,245 Sh 38,245 38,245
CABOT OIL & GAS Com 127097103 746.00 15,000 Sh 15,000 15,000
CALLON PETROLEUM Com 13123X102 127.00 27,000 Sh 27,000 27,000
CALUMET SPECLTY PROD Unit LP 131476103 872.00 28,700 Unit 28,700 28,700
CANADIAN NATURAL RES Com 136385101 2,967.00 102,775 Sh 102,775 102,775
CANADIAN PACIFIC RAIL Com 13645T100 377.00 3,710 Sh 3,710 3,710
CATERPILLAR INC Com 149123101 2,123.00 23,695 Sh 23,695 23,695
CELGENE CORP Com 151020104 361.00 4,600 Sh 4,600 4,600
CENOVUS ENERGY INC Com 15135U109 5,105.00 152,200 Sh 152,200 152,200
CHESAPEAKE GRAN WASH TR Com 165185109 977.00 59,050 Sh 59,050 59,050
CHICAGO BRIDGEIRON CO Com 167250109 654.00 14,115 Sh 14,115 14,115
CISCO SYS INC Com 17275R102 259.00 13,165 Sh 13,165 13,165
CITIGROUP INC Com 172967424 250.00 6,318 Sh 6,318 6,318
CONCHO RESOURCES Com 20605P101 806.00 10,000 Sh 10,000 10,000
CONS EDISON CO OF NY Com 209115104 311.00 5,595 Sh 5,595 5,595
DEERE & CO Com 244199105 262.00 3,026 Sh 3,026 3,026
DENBURY RESOURCES INC Com 247916208 1,879.00 116,000 Sh 116,000 116,000
DORCHESTER MINERALS LP Unit LP 25820R105 8,363.00 411,412 Unit 411,412 411,412
DUN & BRADSTREET CORP Com 26483E100 362.00 4,600 Sh 4,600 4,600
E I DU PONT DE NEMOURS Com 263534109 2,820.00 62,691 Sh 62,691 62,691
EAGLE BANCORP INC Com 268948106 330.00 16,537 Sh 16,537 16,537
ENBRIDGE ENERGY PRT LP Unit LP 29250R106 3,209.00 115,000 Unit 115,000 115,000
ENBRIDGE INC COM Com 29250N105 408.00 9,426 Sh 9,426 9,426
ENDURO RTY TR Com 29269K100 3,123.00 186,239 Sh 186,239 186,239
ENERGY TRANSFER EQ LP Unit LP 29273V100 5,477.00 120,435 Unit 120,435 120,435
ENERGY XXI BERMUDA LTD Com G10082140 685.00 21,300 Sh 21,300 21,300
EOG RESOURCES INC Com 26875P101 4,155.00 34,400 Sh 34,400 34,400
EXPRESS SCRIPTS HLDG CO Com 30219G108 217.00 4,020 Sh 4,020 4,020
EXXON MOBIL CORP Com 30231G102 9,274.00 107,147 Sh 107,147 107,147
FREEPORT MCMORAN COP/GL Com 35671D857 747.00 21,835 Sh 21,835 21,835
GARTNER INC Com 366651107 345.00 7,500 Sh 7,500 7,500
GENERAL ELECTRIC CO Com 369604103 1,867.00 88,959 Sh 88,959 88,959
GENESIS ENERGY LP Unit LP 371927104 1,282.00 35,900 Unit 35,900 35,900
GLOBECOMM SYSTEMS Com 37956X103 327.00 28,945 Sh 28,945 28,945
GOLDCORP LTD. Com 380956409 564.00 15,379 Sh 15,379 15,379
GOOGLE INC CL A Com 38259P508 205.00 290 Sh 290 290
HALCON RESOURCES CORP Com 40537Q209 1,253.00 181,000 Sh 181,000 181,000
HOVNANIAN ENTERPR CL A Com 442487203 297.00 42,391 Sh 42,391 42,391
INTL BUSINESS MACHINES Com 459200101 4,858.00 25,360 Sh 25,360 25,360
INVESCO VANKAMP INV GRA Com 46131T101 332.00 20,025 Sh 20,025 20,025
ISHARES SILVER TRUST Tr Unit 46428Q109 3,343.00 113,820 Unit 113,820 113,820
ISHARES TR GOLDMAN TECH Com 464287549 292.00 4,335 Sh 4,335 4,335
ISHARES TR MSCI EAFE Com 464287465 386.00 6,784 Sh 6,784 6,784
ISHARES US MEDICAL DEV Com 464288810 1,590.00 23,525 Sh 23,525 23,525
J P MORGAN & CO INC Com 46625H100 393.00 8,937 Sh 8,937 8,937
JOHNSON & JOHNSON Com 478160104 4,375.00 62,404 Sh 62,404 62,404
LAREDO PETE HLDGS INC Com 516806106 345.00 19,000 Sh 19,000 19,000
LEAPFROG ENTERPRISES A Com 52186N106 160.00 18,500 Sh 18,500 18,500
LEGACY RESERVES LP Unit LP 524707304 389.00 16,350 Unit 16,350 16,350
LEGG MASON BW GL INC OP Com 52469B100 203.00 10,000 Sh 10,000 10,000
MAGELLAN MIDSTREAM PRT Unit LP 559080106 3,871.00 89,634 Unit 89,634 89,634
MAGNUM HUNTER RES CORP Com 55973B201 952.00 37,500 Sh 37,500 37,500
MARKET VECT ETF TR GOLD Com 57060U100 746.00 16,075 Sh 16,075 16,075
MCMORAN EXPLORATION Com 582411104 232.00 14,450 Sh 14,450 14,450
MERCK & CO INC Com 58933Y105 448.00 10,951 Sh 10,951 10,951
MERRIMACK PHARM INC Com 590328100 90.00 14,722 Sh 14,722 14,722
MESA ROYALTY TR UBI Com 590660106 593.00 30,703 Sh 30,703 30,703
MFS MULTIMARKET Com 552737108 174.00 23,850 Sh 23,850 23,850
NATL FUEL GAS CO Com 636180101 3,234.00 63,800 Sh 63,800 63,800
NATL OILWELL VARCO Com 637071101 1,627.00 23,800 Sh 23,800 23,800
NEWFIELD EXPLORATN Com 651290108 670.00 25,000 Sh 25,000 25,000
NOBLE ENERGY INC Com 655044105 9,518.00 93,550 Sh 93,550 93,550
NORTH EUROPN OIL ROY TR Com 659310106 2,584.00 115,095 Sh 115,095 115,095
NORTHERN OIL & GAS INC Com 665531109 2,856.00 169,800 Sh 169,800 169,800
OCCIDENTAL PETROLEUM CO Com 674599105 9,929.00 129,600 Sh 129,600 129,600
ONEOK PARTNERS LP Unit LP 68268N103 400.00 7,400 Unit 7,400 7,400
ORACLE CORP Com 68389X105 2,111.00 63,341 Sh 63,341 63,341
PACIFIC COAST OIL TRUST Tr Unit 694103102 8,008.00 461,845 Unit 461,845 461,845
PANHANDLE OIL & GAS INC Com 698477106 424.00 15,016 Sh 15,016 15,016
PDC ENERGY INC Com 69327R101 1,162.00 35,000 Sh 35,000 35,000
PEMBINA PIPELINE CORP Com 706327103 1,444.00 50,404 Sh 50,404 50,404
PERMIAN BASIN TRUST Tr Unit 714236106 2,723.00 222,100 Unit 222,100 222,100
PFIZER INC Com 717081103 301.00 11,990 Sh 11,990 11,990
PHILIP MORRIS INTL Com 718172109 333.00 3,982 Sh 3,982 3,982
PIMCO CORPORATE OPP Com 72201B101 344.00 17,700 Sh 17,700 17,700
PIONEER NATURAL RES CO Com 723787107 6,779.00 63,600 Sh 63,600 63,600
PIONEER STHWEST ENERGY Unit LP 72388B106 10,458.00 460,685 Unit 460,685 460,685
PLAINS ALL AMER PIPE LP Unit LP 726503105 4,586.00 101,370 Unit 101,370 101,370
PLAINS EXPLORAT & PROD Com 726505100 972.00 20,700 Sh 20,700 20,700
POTASH CORP OF SASKAT Com 73755L107 500.00 12,300 Sh 12,300 12,300
POWERSHARES QQQ TR UNIT Com 73935A104 559.00 8,577 Sh 8,577 8,577
PROCTER & GAMBLE CO Com 742718109 793.00 11,677 Sh 11,677 11,677
QUALCOMM INC Com 747525103 2,390.00 38,640 Sh 38,640 38,640
RESOLUTE ENERGY CORP Com 76116A108 3,439.00 423,000 Sh 423,000 423,000
ROYAL DUTCH SHELLCL B Com 780259107 6,097.00 86,000 Sh 86,000 86,000
SABINE ROYALTY TRUST Tr Unit 785688102 11,970.00 300,833 Unit 300,833 300,833
SAN JUAN BASIN ROY TR Tr Unit 798241105 357.00 26,600 Unit 26,600 26,600
SANCHEZ ENERGY CORP Com 79970Y105 720.00 40,000 Sh 40,000 40,000
SANDRIDGE ENERGY INC Com 80007P307 225.00 35,450 Sh 35,450 35,450
SANDRIDGE PERMIAN TRUST Tr Unit 80007A102 5,631.00 330,869 Unit 330,869 330,869
SASOL LTD SPONSORED ADR Com 803866300 226.00 5,230 Sh 5,230 5,230
SIMS METAL MANAGEMENT Com 829160100 684.00 69,417 Sh 69,417 69,417
SPDR GOLD TR Com 78463V107 5,458.00 33,689 Sh 33,689 33,689
STAR SCIENTIFIC INC Com 85517P101 316.00 117,900 Sh 117,900 117,900
SUNCOR ENERGY INC Com 867224107 10,682.00 323,900 Sh 323,900 323,900
SWIFT ENERGY CO Com 870738101 1,945.00 126,400 Sh 126,400 126,400
TRANSOCEAN LTD Com H8817H100 1,766.00 39,550 Sh 39,550 39,550
UNILEVER PLC ADR Com 904767704 745.00 19,240 Sh 19,240 19,240
VANGUARD IDX SM CAP VAL Com 922908751 539.00 6,658 Sh 6,658 6,658
VERIZON COMMUNICATIONS Com 92343V104 525.00 12,137 Sh 12,137 12,137
VERMILION ENERGY INC Com 923725105 668.00 12,800 Sh 12,800 12,800
VOC ENERGY TRUST Tr Unit 91829B103 3,563.00 277,719 Unit 277,719 277,719
WESTERN GAS PARTNERS LP Unit LP 958254104 2,084.00 43,761 Unit 43,761 43,761
WESTPORT INNOVATIONS Com 960908309 1,074.00 40,220 Sh 40,220 40,220
WHITING PETROLEUM CORP Com 966387102 10,782.00 248,610 Sh 248,610 248,610
WHITING USA TR I Com 966389108 65.00 14,000 Sh 14,000 14,000
WILLIAMS CLAYTON ENERGY Com 969490101 1,700.00 42,500 Sh 42,500 42,500
WILLIAMS CO INC Com 969457100 2,411.00 73,652 Sh 73,652 73,652
WISDOM TREE EMG MKTS Com 97717W315 2,397.00 41,920 Sh 41,920 41,920
277,897.00