0001280577-13-000001.txt : 20130204 0001280577-13-000001.hdr.sgml : 20130204 20130204163544 ACCESSION NUMBER: 0001280577-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 EFFECTIVENESS DATE: 20130204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUCAS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001280577 IRS NUMBER: 223423327 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11284 FILM NUMBER: 13570486 BUSINESS ADDRESS: STREET 1: 2 BRIDGE AVE. STREET 2: STE 632 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327581004 MAIL ADDRESS: STREET 1: 2 BRIDGE AVE. STREET 2: STE 632 CITY: RUMSON STATE: NJ ZIP: 07701 13F-HR 1 c13fhluc1212.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lucas Capital Management LLC Address: The Galleria, 2 Bridge Ave. Red Bank NJ 07701 Form 13F File Number: 028-11284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Julie Gouveia Title: Chief Compliance Officer Telephone: 732-758-1004 Signature, Place and Date of Signing: Julie Gouveia Red Bank NJ 07701 February 4, 2013 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT [ ] 13F Notice [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manger: None Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: 277,897 Lucas Capital Management LLC 12/31/2012 Name of Issuer Title of CUSIP No. Market Shares Sh/ Investment Discretion Voting Authority Class Value Other Sole Shared None Sole Shared None *1000 ADVANCED MICRO DEVICES Com 007903107 36.00 15,000 Sh 15,000 15,000 ALLIANCE WRLD GOVT II Com 01879R106 191.00 12,180 Sh 12,180 12,180 ANADARKO PETROLEUM Com 032511107 6,585.00 88,617 Sh 88,617 88,617 APPLE COMPUTER INC Com 037833100 6,637.00 12,471 Sh 12,471 12,471 ARC RESOURCES INC Com 03834A103 3,366.00 134,600 Sh 134,600 134,600 ASA BERMUDA LTD. Com G3156P103 278.00 3,489 Sh 3,489 3,489 AT&T INC COM Com 00206R102 3,477.00 103,156 Sh 103,156 103,156 B & G FOODS HLDGSCL A Com 05508R106 2,569.00 90,743 Sh 90,743 90,743 BANK OF AMERICA CORP Com 060505104 194.00 16,678 Sh 16,678 16,678 BARRICK GOLD Com 067901108 256.00 7,316 Sh 7,316 7,316 BAYTEX ENERGY CORP Com 07317Q105 400.00 9,250 Sh 9,250 9,250 BELLATRIX EXPLORATION Com 078314101 68.00 15,900 Sh 15,900 15,900 BERKSHIRE HATHAWAY CL Com 084670702 444.00 4,950 Sh 4,950 4,950 BERRY PETROLEUM A Com 085789105 4,823.00 143,770 Sh 143,770 143,770 BHP BILLITON LTD Com 088606108 548.00 6,982 Sh 6,982 6,982 BLACKROCK STRAT MUNI Com 09248T109 178.00 12,000 Sh 12,000 12,000 BP PLC Com 055622104 1,471.00 35,330 Sh 35,330 35,330 BREITBURN ENERGY PRT LP Unit LP 106776107 4,514.00 244,400 Unit 244,400 244,400 BRISTOL MYERS SQUIBB CO Com 110122108 2,582.00 79,215 Sh 79,215 79,215 BROOKFIELD INFRA PART Com G16252101 1,348.00 38,245 Sh 38,245 38,245 CABOT OIL & GAS Com 127097103 746.00 15,000 Sh 15,000 15,000 CALLON PETROLEUM Com 13123X102 127.00 27,000 Sh 27,000 27,000 CALUMET SPECLTY PROD Unit LP 131476103 872.00 28,700 Unit 28,700 28,700 CANADIAN NATURAL RES Com 136385101 2,967.00 102,775 Sh 102,775 102,775 CANADIAN PACIFIC RAIL Com 13645T100 377.00 3,710 Sh 3,710 3,710 CATERPILLAR INC Com 149123101 2,123.00 23,695 Sh 23,695 23,695 CELGENE CORP Com 151020104 361.00 4,600 Sh 4,600 4,600 CENOVUS ENERGY INC Com 15135U109 5,105.00 152,200 Sh 152,200 152,200 CHESAPEAKE GRAN WASH TR Com 165185109 977.00 59,050 Sh 59,050 59,050 CHICAGO BRIDGEIRON CO Com 167250109 654.00 14,115 Sh 14,115 14,115 CISCO SYS INC Com 17275R102 259.00 13,165 Sh 13,165 13,165 CITIGROUP INC Com 172967424 250.00 6,318 Sh 6,318 6,318 CONCHO RESOURCES Com 20605P101 806.00 10,000 Sh 10,000 10,000 CONS EDISON CO OF NY Com 209115104 311.00 5,595 Sh 5,595 5,595 DEERE & CO Com 244199105 262.00 3,026 Sh 3,026 3,026 DENBURY RESOURCES INC Com 247916208 1,879.00 116,000 Sh 116,000 116,000 DORCHESTER MINERALS LP Unit LP 25820R105 8,363.00 411,412 Unit 411,412 411,412 DUN & BRADSTREET CORP Com 26483E100 362.00 4,600 Sh 4,600 4,600 E I DU PONT DE NEMOURS Com 263534109 2,820.00 62,691 Sh 62,691 62,691 EAGLE BANCORP INC Com 268948106 330.00 16,537 Sh 16,537 16,537 ENBRIDGE ENERGY PRT LP Unit LP 29250R106 3,209.00 115,000 Unit 115,000 115,000 ENBRIDGE INC COM Com 29250N105 408.00 9,426 Sh 9,426 9,426 ENDURO RTY TR Com 29269K100 3,123.00 186,239 Sh 186,239 186,239 ENERGY TRANSFER EQ LP Unit LP 29273V100 5,477.00 120,435 Unit 120,435 120,435 ENERGY XXI BERMUDA LTD Com G10082140 685.00 21,300 Sh 21,300 21,300 EOG RESOURCES INC Com 26875P101 4,155.00 34,400 Sh 34,400 34,400 EXPRESS SCRIPTS HLDG CO Com 30219G108 217.00 4,020 Sh 4,020 4,020 EXXON MOBIL CORP Com 30231G102 9,274.00 107,147 Sh 107,147 107,147 FREEPORT MCMORAN COP/GL Com 35671D857 747.00 21,835 Sh 21,835 21,835 GARTNER INC Com 366651107 345.00 7,500 Sh 7,500 7,500 GENERAL ELECTRIC CO Com 369604103 1,867.00 88,959 Sh 88,959 88,959 GENESIS ENERGY LP Unit LP 371927104 1,282.00 35,900 Unit 35,900 35,900 GLOBECOMM SYSTEMS Com 37956X103 327.00 28,945 Sh 28,945 28,945 GOLDCORP LTD. Com 380956409 564.00 15,379 Sh 15,379 15,379 GOOGLE INC CL A Com 38259P508 205.00 290 Sh 290 290 HALCON RESOURCES CORP Com 40537Q209 1,253.00 181,000 Sh 181,000 181,000 HOVNANIAN ENTERPR CL A Com 442487203 297.00 42,391 Sh 42,391 42,391 INTL BUSINESS MACHINES Com 459200101 4,858.00 25,360 Sh 25,360 25,360 INVESCO VANKAMP INV GRA Com 46131T101 332.00 20,025 Sh 20,025 20,025 ISHARES SILVER TRUST Tr Unit 46428Q109 3,343.00 113,820 Unit 113,820 113,820 ISHARES TR GOLDMAN TECH Com 464287549 292.00 4,335 Sh 4,335 4,335 ISHARES TR MSCI EAFE Com 464287465 386.00 6,784 Sh 6,784 6,784 ISHARES US MEDICAL DEV Com 464288810 1,590.00 23,525 Sh 23,525 23,525 J P MORGAN & CO INC Com 46625H100 393.00 8,937 Sh 8,937 8,937 JOHNSON & JOHNSON Com 478160104 4,375.00 62,404 Sh 62,404 62,404 LAREDO PETE HLDGS INC Com 516806106 345.00 19,000 Sh 19,000 19,000 LEAPFROG ENTERPRISES A Com 52186N106 160.00 18,500 Sh 18,500 18,500 LEGACY RESERVES LP Unit LP 524707304 389.00 16,350 Unit 16,350 16,350 LEGG MASON BW GL INC OP Com 52469B100 203.00 10,000 Sh 10,000 10,000 MAGELLAN MIDSTREAM PRT Unit LP 559080106 3,871.00 89,634 Unit 89,634 89,634 MAGNUM HUNTER RES CORP Com 55973B201 952.00 37,500 Sh 37,500 37,500 MARKET VECT ETF TR GOLD Com 57060U100 746.00 16,075 Sh 16,075 16,075 MCMORAN EXPLORATION Com 582411104 232.00 14,450 Sh 14,450 14,450 MERCK & CO INC Com 58933Y105 448.00 10,951 Sh 10,951 10,951 MERRIMACK PHARM INC Com 590328100 90.00 14,722 Sh 14,722 14,722 MESA ROYALTY TR UBI Com 590660106 593.00 30,703 Sh 30,703 30,703 MFS MULTIMARKET Com 552737108 174.00 23,850 Sh 23,850 23,850 NATL FUEL GAS CO Com 636180101 3,234.00 63,800 Sh 63,800 63,800 NATL OILWELL VARCO Com 637071101 1,627.00 23,800 Sh 23,800 23,800 NEWFIELD EXPLORATN Com 651290108 670.00 25,000 Sh 25,000 25,000 NOBLE ENERGY INC Com 655044105 9,518.00 93,550 Sh 93,550 93,550 NORTH EUROPN OIL ROY TR Com 659310106 2,584.00 115,095 Sh 115,095 115,095 NORTHERN OIL & GAS INC Com 665531109 2,856.00 169,800 Sh 169,800 169,800 OCCIDENTAL PETROLEUM CO Com 674599105 9,929.00 129,600 Sh 129,600 129,600 ONEOK PARTNERS LP Unit LP 68268N103 400.00 7,400 Unit 7,400 7,400 ORACLE CORP Com 68389X105 2,111.00 63,341 Sh 63,341 63,341 PACIFIC COAST OIL TRUST Tr Unit 694103102 8,008.00 461,845 Unit 461,845 461,845 PANHANDLE OIL & GAS INC Com 698477106 424.00 15,016 Sh 15,016 15,016 PDC ENERGY INC Com 69327R101 1,162.00 35,000 Sh 35,000 35,000 PEMBINA PIPELINE CORP Com 706327103 1,444.00 50,404 Sh 50,404 50,404 PERMIAN BASIN TRUST Tr Unit 714236106 2,723.00 222,100 Unit 222,100 222,100 PFIZER INC Com 717081103 301.00 11,990 Sh 11,990 11,990 PHILIP MORRIS INTL Com 718172109 333.00 3,982 Sh 3,982 3,982 PIMCO CORPORATE OPP Com 72201B101 344.00 17,700 Sh 17,700 17,700 PIONEER NATURAL RES CO Com 723787107 6,779.00 63,600 Sh 63,600 63,600 PIONEER STHWEST ENERGY Unit LP 72388B106 10,458.00 460,685 Unit 460,685 460,685 PLAINS ALL AMER PIPE LP Unit LP 726503105 4,586.00 101,370 Unit 101,370 101,370 PLAINS EXPLORAT & PROD Com 726505100 972.00 20,700 Sh 20,700 20,700 POTASH CORP OF SASKAT Com 73755L107 500.00 12,300 Sh 12,300 12,300 POWERSHARES QQQ TR UNIT Com 73935A104 559.00 8,577 Sh 8,577 8,577 PROCTER & GAMBLE CO Com 742718109 793.00 11,677 Sh 11,677 11,677 QUALCOMM INC Com 747525103 2,390.00 38,640 Sh 38,640 38,640 RESOLUTE ENERGY CORP Com 76116A108 3,439.00 423,000 Sh 423,000 423,000 ROYAL DUTCH SHELLCL B Com 780259107 6,097.00 86,000 Sh 86,000 86,000 SABINE ROYALTY TRUST Tr Unit 785688102 11,970.00 300,833 Unit 300,833 300,833 SAN JUAN BASIN ROY TR Tr Unit 798241105 357.00 26,600 Unit 26,600 26,600 SANCHEZ ENERGY CORP Com 79970Y105 720.00 40,000 Sh 40,000 40,000 SANDRIDGE ENERGY INC Com 80007P307 225.00 35,450 Sh 35,450 35,450 SANDRIDGE PERMIAN TRUST Tr Unit 80007A102 5,631.00 330,869 Unit 330,869 330,869 SASOL LTD SPONSORED ADR Com 803866300 226.00 5,230 Sh 5,230 5,230 SIMS METAL MANAGEMENT Com 829160100 684.00 69,417 Sh 69,417 69,417 SPDR GOLD TR Com 78463V107 5,458.00 33,689 Sh 33,689 33,689 STAR SCIENTIFIC INC Com 85517P101 316.00 117,900 Sh 117,900 117,900 SUNCOR ENERGY INC Com 867224107 10,682.00 323,900 Sh 323,900 323,900 SWIFT ENERGY CO Com 870738101 1,945.00 126,400 Sh 126,400 126,400 TRANSOCEAN LTD Com H8817H100 1,766.00 39,550 Sh 39,550 39,550 UNILEVER PLC ADR Com 904767704 745.00 19,240 Sh 19,240 19,240 VANGUARD IDX SM CAP VAL Com 922908751 539.00 6,658 Sh 6,658 6,658 VERIZON COMMUNICATIONS Com 92343V104 525.00 12,137 Sh 12,137 12,137 VERMILION ENERGY INC Com 923725105 668.00 12,800 Sh 12,800 12,800 VOC ENERGY TRUST Tr Unit 91829B103 3,563.00 277,719 Unit 277,719 277,719 WESTERN GAS PARTNERS LP Unit LP 958254104 2,084.00 43,761 Unit 43,761 43,761 WESTPORT INNOVATIONS Com 960908309 1,074.00 40,220 Sh 40,220 40,220 WHITING PETROLEUM CORP Com 966387102 10,782.00 248,610 Sh 248,610 248,610 WHITING USA TR I Com 966389108 65.00 14,000 Sh 14,000 14,000 WILLIAMS CLAYTON ENERGY Com 969490101 1,700.00 42,500 Sh 42,500 42,500 WILLIAMS CO INC Com 969457100 2,411.00 73,652 Sh 73,652 73,652 WISDOM TREE EMG MKTS Com 97717W315 2,397.00 41,920 Sh 41,920 41,920 277,897.00