0001085146-21-001194.txt : 20210414 0001085146-21-001194.hdr.sgml : 20210414 20210414135202 ACCESSION NUMBER: 0001085146-21-001194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210414 EFFECTIVENESS DATE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 21825306 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-0050 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001280200 XXXXXXXX 03-31-2021 03-31-2021 false HAVENS ADVISORS LLC

600 LEXINGTON AVE 25TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10727 N Nancy Havens-Hasty 212-355-0050 /s/Nancy Havens-Hasty New York NY 04-14-2021 0 49 113111 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AEROJET ROCKETDYNE HLDGS INC COM 007800105 5400 115000 SH SOLE 115000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 7798 51000 SH SOLE 51000 0 0 APHRIA INC COM 03765K104 1194 65000 SH SOLE 65000 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 200 20000 SH SOLE 20000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 497 10000 SH Call SOLE 10000 0 0 BOWX ACQUISITION CORP CL A 103085106 117 10000 SH SOLE 10000 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 249 14000 SH SOLE 14000 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 195 20000 SH SOLE 20000 0 0 CHANGE HEALTHCARE INC COM 15912K100 4884 221000 SH SOLE 221000 0 0 COHERENT INC COM 192479103 8851 35000 SH SOLE 35000 0 0 COLICITY INC UNIT 02/24/2026 194170205 202 20000 SH SOLE 20000 0 0 CORELOGIC INC COM 21871D103 4478 56500 SH SOLE 56500 0 0 CRH MED CORP COM 12626F105 61 15385 SH SOLE 15385 0 0 CUBIC CORP COM 229669106 410 5500 SH SOLE 5500 0 0 DOUYU INTL HLDGS LTD SPONSORED ADS 25985W105 552 52990 SH SOLE 52990 0 0 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 415 21000 SH SOLE 21000 0 0 FLIR SYS INC COM 302445101 1970 34891 SH SOLE 34891 0 0 GENESIS PK ACQUISITION CORP SHS CL A G38245109 210 20000 SH SOLE 20000 0 0 GO ACQUISITION CORP COM 362019101 197 20000 SH SOLE 20000 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 3687 17000 SH SOLE 17000 0 0 GX ACQUISITION CORP COM CL A 36251A107 202 20000 SH SOLE 20000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 534 8000 SH SOLE 8000 0 0 HENNESSY CAPITAL INVS CORP V UNIT 01/15/2025 42589T206 202 20000 SH SOLE 20000 0 0 IHS MARKIT LTD SHS G47567105 1360 14053 SH SOLE 14053 0 0 INPHI CORP COM 45772F107 5834 32700 SH SOLE 32700 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 329 2000 SH Put SOLE 2000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 265 1004 SH SOLE 1004 0 0 LANDCADIA HOLDINGS III INC COM CL A 51476H100 200 20000 SH SOLE 20000 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 196 20000 SH SOLE 20000 0 0 LOCUST WALK ACQUISITION CORP UNIT 12/31/2025 54015L301 201 20000 SH SOLE 20000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 10247 112153 SH SOLE 112153 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1057 24000 SH SOLE 24000 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 215 22000 SH SOLE 22000 0 0 OTR ACQUISITION CORP COM CL A 67113Q105 199 20000 SH SOLE 20000 0 0 PERSPECTA INC COM 715347100 1075 37000 SH SOLE 37000 0 0 PRA HEALTH SCIENCES INC COM 69354M108 2195 14317 SH SOLE 14317 0 0 REALPAGE INC COM 75606N109 5467 62700 SH SOLE 62700 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 199 20000 SH SOLE 20000 0 0 SIRIUSPOINT LTD COM G8192H106 2682 263764 SH SOLE 263764 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 9368 230579 SH SOLE 230579 0 0 SOGOU INC ADR REPSTG A 83409V104 1148 152000 SH SOLE 152000 0 0 SPORTSMANS WHSE HOLDGS INC COM 84920Y106 2845 165000 SH SOLE 165000 0 0 SUSTAINABLE DEVELP ACQUI CO UNIT 02/04/2026 86934L202 199 20000 SH SOLE 20000 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 198 20000 SH SOLE 20000 0 0 VARIAN MED SYS INC COM 92220P105 7414 42000 SH SOLE 42000 0 0 WARBURG PINCUS CAPITAL CORP I UNIT 99/99/9999 G9460M116 130 13000 SH SOLE 13000 0 0 WATFORD HLDGS LTD SHS G94787101 1557 45000 SH SOLE 45000 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 8096 35374 SH SOLE 35374 0 0 XILINX INC COM 983919101 7930 64000 SH SOLE 64000 0 0