0001085146-17-000094.txt : 20170110 0001085146-17-000094.hdr.sgml : 20170110 20170110171417 ACCESSION NUMBER: 0001085146-17-000094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 EFFECTIVENESS DATE: 20170110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 17521310 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-0050 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001280200 XXXXXXXX 12-31-2016 12-31-2016 HAVENS ADVISORS LLC

600 LEXINGTON AVE 25TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10727 N Nancy Havens-Hasty 212 355-0050 /s/Nancy Havens-Hasty New York NY 01-10-2017 0 36 149795 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLIED WRLD ASSUR COM HLDG ASHSH01531104227242300SHSOLE 4230000AMERICAN CAP LTDCOM02503Y1036866383168SHSOLE 38316800AMGEN INCCOM0311621005854000SHSOLE 400000APPLIED MICRO CIRCUITS CORPCOM NEW03822W40675191000SHSOLE 9100000BROCADE COMMUNICATIONS SYS ICOM NEW1116213061699136000SHSOLE 13600000CABELAS INCCOM126804301151625900SHSOLE 2590000CST BRANDS INCCOM12646R105375678000SHSOLE 7800000EARTHLINK HLDGS CORPCOM27033X1011234218737SHSOLE 21873700ENDURANCE SPECIALTY HLDGS LTSHSG30397106371640215SHSOLE 4021500FMC TECHNOLOGIES INCCOM30249U1014264120000SHSOLE 12000000G & K SVCS INCCL A361268105482350000SHSOLE 5000000GAS NAT INCCOM3672041041945154950SHSOLE 15495000HEADWATERS INCCOM42210P1023241137807SHSOLE 13780700INTELIQUENT INCCOM45825N107146363815SHSOLE 6381500INTERSIL CROPCL A46069S1093903175000SHSOLE 17500000INTRALINKS HLDGS INCCOM46118H1041879139000SHSOLE 13900000JOY GLOBAL INCCOM4811651083182113645SHSOLE 11364500LEVEL 3 COMMUNICATIONS INCCOM NEW52729N308186433073SHSOLE 3307300LIFEPOINT HOSPITALS INCCOM53219L1091743070SHSOLE 307000MENTOR GRAPHICS CORPCOM5872001065412146706SHSOLE 14670600MONSANTO CO NEWCOM61166W101289327500SHSOLE 2750000NXP SEMICONDUCTORS NVCOMN6596X109774379000SHSOLE 7900000REYNOLDS AMERICANCOM761713106212937997SHSOLE 3799700RITE AID CORPCOM7677541042060250000SHCallSOLE 25000000RITE AID CORPCOM767754104109641330550SHSOLE 133055000ROCKWELL COLLINS INCCOM7743411014645000SHPutSOLE 500000ST JUDE MED INCCOM79084910316014199700SHSOLE 19970000STILLWATER MNG COCOM86074Q1021753108800SHSOLE 10880000SYNGENTA AGSPONSORED ADR87160A10011225142000SHSOLE 14200000TEAM HEALTH HOLDINGS INCCOM87817A1074784110100SHSOLE 11010000TIME WARNER INCCOM NEW887317303154416000SHSOLE 1600000VALSPAR CORPCOM92035510414215137200SHSOLE 13720000VASCULAR SOLUTIONS INCCOM92231M109345061500SHSOLE 6150000WCI CMNTYS INCCOM PAR $0.0192923C807168171667SHSOLE 7166700WESTAR ENERGY INCCOM95709T100228240500SHSOLE 4050000WHITEWAVE FOODS COCOM96624410512049216700SHSOLE 21670000