0001085146-16-004489.txt : 20161013 0001085146-16-004489.hdr.sgml : 20161013 20161013145416 ACCESSION NUMBER: 0001085146-16-004489 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161013 DATE AS OF CHANGE: 20161013 EFFECTIVENESS DATE: 20161013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 161934839 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-0050 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001280200 XXXXXXXX 09-30-2016 09-30-2016 HAVENS ADVISORS LLC

600 LEXINGTON AVE 25TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-10727 N Nancy Havens-Hasty 212 355-0050 /s/Nancy Havens-Hasty New York NY 10-11-2016 0 33 128372 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMERICAN CAP LTDCOM02503Y1031776105000SHSOLE 10500000AMGEN INCCOM031162100188111276SHSOLE 1127600AVG TECHNOLOGIES NVSHSN07831105129151600SHSOLE 5160000CST BRANDS INCCOM12646R1054118538SHSOLE 853800CYNAPSUS THERAPEUTICS INCCOM PAR NO PAR23257Y859191147500SHSOLE 4750000ENVISION HEALTHCARE HLDGS INCCOM29413U1033570160301SHSOLE 16030100G & K SVCS INCCL A361268105162317000SHSOLE 1700000HUMANA INCCOM444859102194611000SHSOLE 1100000INCONTACT INCCOM45336E1093312236923SHSOLE 23692300INFOBLOX INCCOM45672H104133150477SHSOLE 5047700INGRAM MICRO INCCL A457153104160545000SHSOLE 4500000INTERSIL CROPCL A46069S1093838175000SHSOLE 17500000ITC HLDGS CORPCOM465685105404487000SHSOLE 8700000JOY GLOBAL INCCOM4811651083336120260SHSOLE 12026000LEXMARK INTL INCCL A529771107220255100SHSOLE 5510000LIFEPOINT HOSPITALS INCCOM53219L1091823070SHSOLE 307000LINKEDIN CORPCOM CL A53578A1081146760000SHSOLE 6000000MONSANTO CO NEWCOM61166W101664365000SHSOLE 6500000NETSUITE INCCOM64118Q1076876207SHSOLE 620700PIEDMONT NAT GAS INCCOM720186105152125328SHSOLE 2532800RACKSPACE HOSTING INCCOM750086100189359750SHSOLE 5975000RAPTOR PHARMACEUTICAL CORPCOM75382F106987110000SHSOLE 11000000RITE AID CORPCOM767754104116121510000SHSOLE 151000000ST JUDE MED INCCOM79084910311757147400SHSOLE 14740000STARZCOM SER A85571Q1023626116261SHSOLE 11626100SUNEDISON SEMICONDUCTOR LTDSHSY8213L1023873340000SHSOLE 34000000SYNGENTA AGSPONSORED ADR87160A10011914136000SHSOLE 13600000TOBIRA THERAPEUTICS INCCOM88883P1011193000SHSOLE 300000VALSPAR CORPCOM920355104742570000SHSOLE 7000000VIRGIN AMER INCCOM VTG92765X2089831183715SHSOLE 18371500VITAE PHARMACEUTICALSCOM92847N1032171103760SHSOLE 10376000WHITEWAVE FOODS COCOM9662441057185132000SHSOLE 13200000YAHOO INCCOM984332106140232520SHSOLE 3252000