0001085146-11-000499.txt : 20110428
0001085146-11-000499.hdr.sgml : 20110428
20110427215043
ACCESSION NUMBER: 0001085146-11-000499
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110427
EFFECTIVENESS DATE: 20110428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAVENS ADVISORS LLC
CENTRAL INDEX KEY: 0001280200
IRS NUMBER: 133855354
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10727
FILM NUMBER: 11785252
BUSINESS ADDRESS:
STREET 1: 600 LEXINGTON AVE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123551918
MAIL ADDRESS:
STREET 1: 600 LEXINGTON AVE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
havens1q2011.txt
HAVENS ADVISORS LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Havens Advisors
Address: 600 Lexington Avenue, 29th Floor
New York, New York 10022
13F File Number: 028-10727
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nancy Havens-Hasty
Title: President
Phone: 212-355-0050
Signature, Place, and Date of Signing:
Nancy Havens-Hasty New York, NY April 27, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 60
Form 13F Information Table Value Total: $379,310 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
99 CENTS ONLY STORES COM 65440K106 2156 110000 SH SOLE 0 110000 0
ABITIBIBOWATER INC COM NEW 003687209 5178 192700 SH SOLE 0 192700 0
AIRGAS INC COM 009363102 1395 21000 SH SOLE 0 21000 0
AIRTRAN HLDGS INC COM 00949P108 39095 5247600 SH SOLE 0 5247600 0
ALCON INC COM SHS H01301102 2979 18000 SH SOLE 0 18000 0
ALPHA NATURAL RESOURCES INC COM 02076X102 2672 45000 SH PUT SOLE 0 45000 0
AMERICA SVC GROUP INC COM 02364L109 2949 115000 SH SOLE 0 115000 0
AMGEN INC COM 031162100 603 11276 SH SOLE 0 11276 0
ATHEROS COMMUNICATIONS INC COM 04743P108 10942 245000 SH SOLE 0 245000 0
BEAZER HOMES USA INC COM 07556Q105 592 129500 SH SOLE 0 129500 0
BECKMAN COULTER INC COM 075811109 6646 80000 SH SOLE 0 80000 0
BJS WHOLESALE CLUB INC COM 05548J106 2880 59000 SH SOLE 0 59000 0
BOISE INC *W EXP 06/18/11 09746Y113 660 388000 SH SOLE 0 388000 0
BUCYRUS INTL INC NEW COM 118759109 8871 97000 SH SOLE 0 97000 0
CAPITAL GOLD CORP COM NEW 14018Y205 3641 566200 SH SOLE 0 566200 0
CELERA CORP COM 15100E106 5799 715000 SH SOLE 0 715000 0
CEPHALON INC COM 156708109 3804 50000 SH SOLE 0 50000 0
CNA SURETY CORP COM 12612L108 5279 209000 SH SOLE 0 209000 0
D R HORTON INC COM 23331A109 501 43000 SH SOLE 0 43000 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 13346 200000 SH SOLE 0 200000 0
DONNELLEY R R & SONS CO COM 257867101 4488 237222 SH SOLE 0 237222 0
DRUGSTORE COM INC COM 262241102 3176 825000 SH SOLE 0 825000 0
EMERGENCY MEDICAL SVCS CORP COM 29100P102 8585 135000 SH SOLE 0 135000 0
EXCO RESOURCES INC COM 269279402 9132 442000 SH SOLE 0 442000 0
GENERAL MOTORS CO CO 37045V100 195 6300 SH SOLE 0 6300 0
GENERAL MOTORS CO JR PFD CNV SRB 37045V209 3133 65000 SH SOLE 0 65000 0
GENZYME CORP COM 372917104 49687 652449 SH SOLE 0 652449 0
GLOBAL POWER EQUIPMENT GROUP I COM PAR $.01 37941P306 4269 155250 SH SOLE 0 155250 0
GSI COMMERCE INC COM 36238G102 2927 100000 SH SOLE 0 100000 0
HSBC HLDGS PLC SPON ADR NEW 404280406 2453 47353 SH SOLE 0 47353 0
JUNIPER NETWORKS INC COM 48203R104 3543 84190 SH SOLE 0 84190 0
KB HOME COM 48666K109 432 34700 SH SOLE 0 34700 0
KRATON PERFORMANCE POLYMER COM 50077C106 383 10000 SH SOLE 0 10000 0
LAWSON SOFTWARE INC NEW COM 52078P102 2662 220000 SH SOLE 0 220000 0
LENNAR CORP CL A 526057104 362 20000 SH SOLE 0 20000 0
LEUCADIA NATL CORP COM 527288104 4570 121734 SH SOLE 0 121734 0
LIFEPOINT HOSPITALS INC COM 53219L109 123 3070 SH SOLE 0 3070 0
LUBRIZOL CORP COM 549271104 3349 25000 SH SOLE 0 25000 0
MASSEY ENERGY COMPANY COM 576206106 35130 513900 SH SOLE 0 513900 0
MERITAGE HOMES CORP COM 59001A102 306 12700 SH SOLE 0 12700 0
NOVELL INC COM 670006105 12512 2110000 SH SOLE 0 2110000 0
NYSE EURONEXT COM 629491101 3517 100000 SH SOLE 0 100000 0
OFFICEMAX INC DEL COM 67622P101 489 37822 SH SOLE 0 37822 0
OPTIONSXPRESS HLDGS INC COM 684010101 6030 330000 SH SOLE 0 330000 0
PFIZER INC COM 717081103 1358 66842 SH SOLE 0 66842 0
PRIDE INTL INC DEL COM 74153Q102 7731 180000 SH SOLE 0 180000 0
QWEST COMMUNICATIONS INTL INC COM 749121109 25137 3680426 SH SOLE 0 3680426 0
RC2 CORP COM 749388104 3709 132000 SH SOLE 0 132000 0
REHABCARE GROUP INC COM 759148109 2950 80000 SH SOLE 0 80000 0
SARA LEE CORP COM 803111103 707 40000 SH SOLE 0 40000 0
SMURFIT-STONE CONTAINER CORP COM 83272A104 10049 260000 SH SOLE 0 260000 0
TALECRIS BIOTHERAPEUTICS HLD COM 874227101 16616 620000 SH SOLE 0 620000 0
TELLABS INC COM 879664100 215 40966 SH SOLE 0 40966 0
TENET HEALTHCARE CORP COM 88033G100 3427 460000 SH SOLE 0 460000 0
TERREMARK WORLDWIDE INC COM NEW 881448203 7220 380000 SH SOLE 0 380000 0
US CONCRETE INC COM NEW 90333L201 2668 280500 SH SOLE 0 280500 0
VERIGY LTD SHS Y93691106 12160 863000 SH SOLE 0 863000 0
WESTERN UN CO COM 959802109 3279 157883 SH SOLE 0 157883 0
YAHOO INC COM 984332106 542 32520 SH SOLE 0 32520 0
ZORAN CORP COM 98975F101 101 9700 SH SOLE 0 9700 0