-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FnlTQ5ejSaaF67IQAgHwb7ax3cXA4OtBs6Y6qGEG/jnYBbzGBWYOQIkBaD61E7C7 NjQM6vYKA5yG5Yt7M+CQnA== 0001085146-10-000350.txt : 20100427 0001085146-10-000350.hdr.sgml : 20100427 20100427065915 ACCESSION NUMBER: 0001085146-10-000350 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100427 DATE AS OF CHANGE: 20100427 EFFECTIVENESS DATE: 20100427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 10771792 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123551918 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 havn1q2010.txt HAVENS ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Havens Advisors Address: 600 Lexington Av. 29th Floor New York, NY 10022 13F File Number: 28-10727 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Havens-Hasty Title: President Phone: 212-355-0050 Signature, Place, and Date of Signing: Nancy Havens-Hasty New York, NY April 23, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 50 Form13F Information Table Value Total: $261,712 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 20288 2645100 SH SOLE 0 2645100 0 AIRGAS COM 009363102 10815 170000 SH SOLE 0 170000 0 ALCON INC COM SHS H01301102 17933 111000 SH SOLE 0 111000 0 ALCON INC COM SHS H01301102 8078 50000 SH CALL 0 50000 0 ALLIED CAP CORP NEW COM 01903Q108 10499 2112500 SH SOLE 0 2112500 0 AMGEN INC COM 031162100 675 11276 SH SOLE 0 11276 0 AMICAS INC COM 001712108 7817 1298449 SH SOLE 0 1298449 0 BJ SVCS CO COM 055482103 18214 851100 SH SOLE 0 851100 0 BPW ACQUISITON CORP COM 055637102 8790 706000 SH SOLE 0 706000 0 BRINKS CO COM 109696104 2128 50000 SH SOLE 0 50000 0 CHARLES RIV LABS INTL INC COM 159864107 101 2560 SH SOLE 0 2560 0 CHORDIANT SOFTWARE INC COM NEW 170404305 2291 450000 SH SOLE 0 450000 0 CKE RESTAURANTS INC COM 12561E105 486 43900 SH SOLE 0 43900 0 COMCAST CORP NEW CL A 20030N101 1916 106600 SH SOLE 0 106600 0 DONNELLEY R R & SONS CO COM 257867101 5065 237222 SH SOLE 0 237222 0 EMC CORP MASS COM 268648102 2119 117447 SH SOLE 0 117447 0 FACET BIOTECH CORP SHS 30303Q103 1924 71300 SH SOLE 0 71300 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 13920 300000 SH SOLE 0 300000 0 GENERAL GROWTH PPTYS INC COM 370021107 805 50000 SH SOLE 0 50000 0 GENZYME CORP COM 372917104 5094 98287 SH SOLE 0 98287 0 HSBC HLDGS PLC SPON ADR NEW 404280406 2400 47353 SH SOLE 0 47353 0 HUTCHISON TELECOMM INTL LTD SPON ADR 44841T107 78 19174 SH SOLE 0 19174 0 JUNIPER NETWORKS INC COM 48203R104 2583 84190 SH SOLE 0 84190 0 KRATON PERFORMANCE POLYMER COM 50077C106 1072 60000 SH SOLE 0 60000 0 LEUCADIA NATL CORP COM 527288104 3020 121734 SH SOLE 0 121734 0 LIFEPOINT HOSPITALS INC COM 53219L109 113 3070 SH SOLE 0 3070 0 MEAD JOHNSON NUTRITION CO COM 582839106 3694 71000 SH SOLE 0 71000 0 MILLIPORE CORP NOTE 3.750% 6/0 601073AD1 6263 5000000 PRN SOLE 0 5000000 0 NATIONAL OILWELL VARCO COM 637071101 147 3619 SH SOLE 0 3619 0 OFFICEMAX INC DEL COM 67622P101 621 37822 SH SOLE 0 37822 0 OSI PHARMACEUTICALS INC COM 671040103 13845 232500 SH SOLE 0 232500 0 OSI PHARMACEUTICALS INC COM 671040103 3305 55500 SH CALL 0 55500 0 PFIZER INC COM 717081103 1146 66842 SH SOLE 0 66842 0 PIONEER NAT RES CO COM 723787107 1967 34920 SH SOLE 0 34920 0 RCN CORP COM NEW 749361200 377 25000 SH SOLE 0 25000 0 SAUER-DANFOSS INC COM 804137107 1230 92632 SH SOLE 0 92632 0 SKILLSOFT PLC SPON ADR 830928107 3762 364500 SH SOLE 0 364500 0 SMITH INTL INC COM 832110100 1285 30000 SH SOLE 0 30000 0 SWITCH & DATA FACILITIES COM COM 871043105 2847 160300 SH SOLE 0 160300 0 TALBOTS INC COM 874161102 1050 81000 SH PUT SOLE 0 81000 0 TELLABS INC COM 879664100 310 40966 SH SOLE 0 40966 0 TERRA INDS INC COM 880915103 20491 447800 SH SOLE 0 447800 0 TYCO INTERNATIONAL LTD SHS H89128104 1339 35000 SH PUT SOLE 0 35000 0 VARIAN INC COM 922206107 15120 292000 SH SOLE 0 292000 0 WASTE SERVICES INC DEL COM NEW 941075202 491 49658 SH SOLE 0 49658 0 WESTERN UN CO COM 959802109 2678 157883 SH SOLE 0 157883 0 WHITE ELECTR DESIGNS CORP COM 963801105 3500 500000 SH SOLE 0 500000 0 XTO ENERGY INC COM 98385X106 27378 580293 SH SOLE 0 580293 0 YAHOO INC COM 984332106 538 32520 SH SOLE 0 32520 0 ZORAN CORP COM 98975F101 104 9700 SH SOLE 0 9700 0
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