-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tl4d+U7jV4kaPLQqm02p0uHSAsYtAhMdTdevN5FZkK7cgMTNpYfY98fMVwnlKRUT 0Kp1qqVCtRfMGPsxGdoNUw== 0001085146-08-000839.txt : 20080728 0001085146-08-000839.hdr.sgml : 20080728 20080728172846 ACCESSION NUMBER: 0001085146-08-000839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080728 DATE AS OF CHANGE: 20080728 EFFECTIVENESS DATE: 20080728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 08973785 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123551918 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 havn2q2008.txt HAVENS ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Havens Advisors Address: 600 Lexington Av. 29th Floor New York, NY 10022 13F File Number: 28-10727 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Havens-Hasty Title: President Phone: 212-355-0050 Signature, Place, and Date of Signing: Nancy Havens-Hasty New York, NY July 28, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 51 Form13F Information Table Value Total: $203,939 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIED WASTE INDUSTRIES INC COM PAR$.01NEW 019589308 2438 193200 SH SOLE 0 193200 0 AMGEN INC COM 031162100 532 11276 SH SOLE 0 11276 0 ANHEUSER BUSCH COS INC COM 035229103 4193 67500 SH SOLE 0 67500 0 AXCELIS TECHNOLOGIES INC COM 054540109 6686 1370000 SH SOLE 0 1370000 0 BCE INC COM NEW 05534B760 2611 75000 SH SOLE 0 75000 0 BENTLEY PHARMACEUTICALS INC COM 082657107 1550 96000 SH SOLE 0 96000 0 BRONCO DRILLING CO INC COM 112211107 220 11985 SH SOLE 0 11985 0 CALPINE CORP COM NEW 131347304 564 25000 SH SOLE 0 25000 0 CHARLES RIV LABS INTL INC COM 159864107 164 2560 SH SOLE 0 2560 0 CHOICEPOINT INC COM 170388102 8797 182500 SH SOLE 0 182500 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 10901 309700 SH SOLE 0 309700 0 COOPER COS INC COM NEW 216648402 323 8690 SH SOLE 0 8690 0 CORN PRODUCTS INTL INC COM 219023108 2701 55000 SH SOLE 0 55000 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 1974 455000 SH SOLE 0 455000 0 DIEBOLD INC COM 253651103 2660 74750 SH SOLE 0 74750 0 DONNELLEY R R & SONS CO COM 257867101 7043 237222 SH SOLE 0 237222 0 DRS TECHNOLOGIES INC COM 23330X100 6691 85000 SH SOLE 0 85000 0 E M C CORP MASS COM 268648102 1725 117447 SH SOLE 0 117447 0 EATON VANCE FLOATING RATE INC COM 278279104 1161 80000 SH SOLE 0 80000 0 ELECTRONIC DATA SYS NEW COM 285661104 6776 275000 SH SOLE 0 275000 0 ENERGY EAST CORPORATION COM 29266M109 10456 423000 SH SOLE 0 423000 0 GENZYME CORPORATION COM 372917104 7065 98287 SH SOLE 0 98287 0 GETTY IMAGES INC COM 374276103 2205 65000 SH SOLE 0 65000 0 HEARST-ARGYLE TELEVISION INC COM 422317107 1027 53500 SH SOLE 0 53500 0 HSBC HOLDINGS PLC SPON ADR NEW 404280406 3632 47353 SH SOLE 0 47353 0 HUNTSMAN CORP COM 447011107 547 48000 SH SOLE 0 48000 0 INVITROGEN CORP COM 46185R100 785 20000 SH SOLE 0 20000 0 JUNIPER NETWORKS COM 48203R104 1867 84190 SH SOLE 0 84190 0 LEUCADIA NATL CORP COM 527288104 5714 121734 SH SOLE 0 121734 0 LIFEPOINT HOSPITALS INC COM 53219L109 87 3070 SH SOLE 0 3070 0 NATIONAL-OILWELL VARCO INC COM 637071101 607 6838 SH SOLE 0 6838 0 NAVTEQ CORP COM 63936L100 21945 285000 SH SOLE 0 285000 0 NORTHWEST AIRLS CORP COM 667280408 1332 200000 SH SOLE 0 200000 0 NYMEX HOLDINGS INC COM 62948N104 2957 35000 SH SOLE 0 35000 0 OFFICEMAX INC DEL COM 67622P101 526 37822 SH SOLE 0 37822 0 PFIZER INC COM 717081103 2426 138852 SH SOLE 0 138852 0 PIONEER NAT RES CO COM 723787107 2734 34920 SH SOLE 0 34920 0 PROSHARES TR ULTRA DOW 30 74347R305 645 10000 SH SOLE 0 10000 0 RURAL CELLULAR CORP CL A 781904107 19780 444389 SH SOLE 0 444389 0 SAFECO CORP COM 786429100 4197 62500 SH SOLE 0 62500 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 8170 319500 SH SOLE 0 319500 0 TELLABS INC COM 879664100 190 40966 SH SOLE 0 40966 0 THIRD WAVE TECHNOLOGIES INC COM 88428W108 4464 400000 SH SOLE 0 400000 0 WELLPOINT INC COM 94973V107 1396 29300 SH SOLE 0 29300 0 WELLPOINT INC COM 94973V107 1881 39472 SH SOLE 0 39472 0 WESTERN UN CO COM 959802109 3903 157883 SH SOLE 0 157883 0 WRIGLEY WM JR CO COM 982526105 13417 172500 SH SOLE 0 172500 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 8972 1144400 SH SOLE 0 1144400 0 YAHOO INC COM 984332106 517 25000 SH PUT SOLE 0 25000 0 YAHOO INC COM 984332106 672 32520 SH SOLE 0 32520 0 ZORAN CORP COM 98975F101 113 9700 SH SOLE 0 9700 0
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