-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GtNOKbEkp/JbN0tHy3dMuMDLUuYiIuWI40vRituUdDEKawZMCINrsEUSbpvppkpe uaHY4+h6Dn2yZ0nvAhs1Ew== 0001085146-08-000665.txt : 20080513 0001085146-08-000665.hdr.sgml : 20080513 20080513172232 ACCESSION NUMBER: 0001085146-08-000665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080513 DATE AS OF CHANGE: 20080513 EFFECTIVENESS DATE: 20080513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 08828640 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123551918 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 havn1q2008.txt HAVENS ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Havens Advisors Address: 600 Lexington Av. 29th Floor New York, NY 10022 13F File Number: 28-10727 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Havens-Hasty Title: President Phone: 212-355-0050 Signature, Place, and Date of Signing: Nancy Havens-Hasty New York, NY April 09, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 44 Form13F Information Table Value Total: $212,591 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMGEN INC COM 31162100 471 11276 SH SOLE 0 471 0 AXCELIS TECHNOLOGIES INC COM 54540109 6883 1229100 SH SOLE 0 6883 0 BEA SYS INC COM 73325102 23172 1210000 SH SOLE 0 23172 0 BRONCO DRILLING CO INC COM 112211107 6610 410331 SH SOLE 0 6610 0 CHARLES RIV LABS INTL INC COM 159864107 151 2560 SH SOLE 0 151 0 CHOICEPOINT INC COM 169905106 3808 80000 SH SOLE 0 3808 0 COLLAGENEX PHARMACEUTICALS I COM 19419B100 2651 160000 SH SOLE 0 2651 0 COOPER COS INC COM NEW 216648402 299 8690 SH SOLE 0 299 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 3300 600000 SH SOLE 0 3300 0 DIEBOLD INC COM 253651103 4131 110000 SH SOLE 0 4131 0 DONNELLEY R R & SONS CO COM 257867101 7190 237222 SH SOLE 0 7190 0 EATON VANCE FLTING RATE INC COM 278279104 1131 80000 SH SOLE 0 1131 0 EMC INS GROUP INC COM 268664109 1684 117447 SH SOLE 0 1684 0 ENERGY EAST CORP COM 29266M109 8804 365000 SH SOLE 0 8804 0 GENZYME CORP COM 372917104 7326 98287 SH SOLE 0 7326 0 GETTY IMAGES INC COM 374276103 1907 59600 SH SOLE 0 1907 0 GRANT PRIDECO INC COM 38821G101 2461 50000 SH SOLE 0 2461 0 HEARST-ARGYLE TELEVISION INC COM 422317107 1238 60000 SH SOLE 0 1238 0 HSBC HLDGS PLC SPON ADR NEW 404280406 3897 47353 SH SOLE 0 3897 0 JUNIPER NETWORKS INC COM 48203R104 2105 84190 SH SOLE 0 2105 0 LEUCADIA NATL CORP COM 527288104 5505 121734 SH SOLE 0 5505 0 LIFEPOINT HOSPITALS INC COM 53219L109 84 3070 SH SOLE 0 84 0 MTC TECHNOLOGIES INC COM 55377A106 2776 116738 SH SOLE 0 2776 0 NATIONAL OILWELL VARCO INC COM 637071101 399 6838 SH SOLE 0 399 0 NAVTEQ CORP COM 63936L100 14552 214000 SH SOLE 0 14552 0 NYMEX HOLDINGS INC COM 62948N104 2719 30000 SH SOLE 0 2719 0 OFFICEMAX INC DEL COM 67622P101 19 1000 SH SOLE 0 19 0 OPEN TEXT CORP COM 683715106 440 14062 SH SOLE 0 440 0 PFIZER INC COM 717081103 2906 138852 SH SOLE 0 2906 0 PIONEER NAT RES CO COM 723787107 1715 34920 SH SOLE 0 1715 0 PROSHARES TR ULTRA DOW 30 74347R305 853 15000 SH SOLE 0 853 0 RESTORATION HARDWARE INC DEL COM 760981100 2697 620000 SH SOLE 0 2697 0 RURAL CELLULAR CORP CL A 781904107 20761 469389 SH SOLE 0 20761 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 8932 350000 SH SOLE 0 8932 0 TELLABS INC COM 879664100 223 40966 SH SOLE 0 223 0 TORONTO DOMINION BK ONT COM 891160509 2 30 SH SOLE 0 2 0 TRANE INC COM 892893108 14688 320000 SH SOLE 0 14688 0 UAP HLDG CORP COM 903441103 17675 461000 SH SOLE 0 17675 0 WELLPOINT INC COM 94973V107 1742 39472 SH SOLE 0 1742 0 WELLPOINT INC COM 94973V107 1293 29300 SH SOLE 0 1293 0 WESTERN UN CO COM 959802109 3358 157883 SH SOLE 0 3358 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 2324 200000 SH SOLE 0 2324 0 YAHOO INC COM 984332106 17576 607520 SH SOLE 0 17576 0 ZORAN CORP COM 98975F101 133 9700 SH SOLE 0 133 0
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