0001280051-17-000008.txt : 20171103 0001280051-17-000008.hdr.sgml : 20171103 20171103114448 ACCESSION NUMBER: 0001280051-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 EFFECTIVENESS DATE: 20171103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001280051 IRS NUMBER: 364199761 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10740 FILM NUMBER: 171175249 BUSINESS ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-726-2500 MAIL ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001280051 XXXXXXXX 09-30-2017 09-30-2017 HIGH POINTE CAPITAL MANAGEMENT LLC
ONE NORTH LASALLE STE 1940 CHICAGO IL 60602
13F HOLDINGS REPORT 028-10740 N
Gautam Dhingra CEO and Portfolio Manager 312-726-2500 /s/ Gautam Dhingra Chicago IL 11-03-2017 0 88 68326 false
INFORMATION TABLE 2 13F093017.xml SEPTEMBER 30, 2017 13F AIA Group Ltd ADR 001317205 417 14120 SH SOLE 14120 0 0 Agnico Eagle Mines Ltd COM 008474108 220 4860 SH SOLE 4860 0 0 Agrium Inc COM 008916108 297 2770 SH SOLE 2770 0 0 Akamai Technologies Inc COM 00971t101 368 7560 SH SOLE 7560 0 0 Allianz SE ADR 018805101 466 20750 SH SOLE 20750 0 0 Alphabet Inc A CL A 02079k305 705 724 SH SOLE 724 0 0 Alphabet Inc C CL C 02079k107 1718 1791 SH SOLE 1169 0 622 Amazon.com Inc COM 023135106 250 260 SH SOLE 260 0 0 America Movil SAB de CV SPONSORED ADR 02364w105 319 18000 SH SOLE 18000 0 0 American International Group I COM 026874784 1310 21340 SH SOLE 10510 0 10830 Apple Inc COM 037833100 1519 9853 SH SOLE 9853 0 0 AstraZeneca PLC SPONSORED ADR 046353108 578 17060 SH SOLE 17060 0 0 Axalta Coating Systems Ltd COM G0750C108 568 19650 SH SOLE 5160 0 14490 BNP Paribas ADR 05565a202 242 6000 SH SOLE 6000 0 0 Bancolombia SA SPONSORED ADR 05968l102 260 5680 SH SOLE 5680 0 0 Bank of America Corp COM 060505104 2235 88200 SH SOLE 45180 0 43020 BioMarin Pharmaceutical Inc COM 09061g101 517 5550 SH SOLE 5550 0 0 Biogen Inc COM 09062x103 1303 4160 SH SOLE 2880 0 1280 Boston Scientific Corp COM 101137107 567 19430 SH SOLE 19430 0 0 Bristol-Myers Squibb COM 110122108 1711 26840 SH SOLE 15740 0 11100 CVS Health Corp COM 126650100 1575 19370 SH SOLE 12720 0 6650 Carlisle Companies Inc COM 142339100 602 6000 SH SOLE 1400 0 4600 Celanese Corp COM SER A 150870103 1347 12920 SH SOLE 8080 0 4840 Cemex SAB de CV ADR SPONSORED ADR 151290889 296 32606 SH SOLE 32606 0 0 Centene Corp COM 15135b101 1325 13690 SH SOLE 7240 0 6450 Chevron Corp COM 166764100 1332 11340 SH SOLE 3040 0 8300 China Mobile Limited SPONSORED ADR 16941m109 216 4280 SH SOLE 4280 0 0 Chipotle Mexican Grill Inc COM 169656105 225 730 SH SOLE 730 0 0 Cimarex Energy Co COM 171798101 555 4880 SH SOLE 1280 0 3600 Cisco Systems Inc COM 17275r102 1627 48390 SH SOLE 23890 0 24500 Citigroup Inc COM 172967424 2002 27520 SH SOLE 14320 0 13200 Comcast Corp CL A 20030n101 683 17740 SH SOLE 17740 0 0 Credicorp Ltd COM g2519y108 268 1305 SH SOLE 1305 0 0 DXC Technology Company COM 23355L106 348 4053 SH SOLE 1851 0 2202 Daiwa Securities Group Inc ADR 234064301 92 16180 SH SOLE 16180 0 0 Diageo PLC SPONSORED ADR 25243Q205 400 3030 SH SOLE 3030 0 0 Equity Commonwealth COM 294628102 535 17600 SH SOLE 4600 0 13000 Ericsson L M ADR 294821608 58 10050 SH SOLE 10050 0 0 Exxon Mobil Corp COM 30231G102 724 8830 SH SOLE 2020 0 6810 Facebook Inc CL A 30303m102 371 2170 SH SOLE 2170 0 0 Fedex Corp COM 31428x106 1568 6950 SH SOLE 4440 0 2510 General Electric Co COM 369604103 993 41050 SH SOLE 10800 0 30250 Goldman Sachs Group Inc COM 38141g104 882 3720 SH SOLE 910 0 2810 Grupo Televisa SA SPONSORED ADR 40049j206 286 11590 SH SOLE 11590 0 0 HCA Inc COM 40412c101 931 11700 SH SOLE 6000 0 5700 HP Inc COM 40434l105 1491 74710 SH SOLE 38500 0 36210 HealthSouth Corp COM 421924309 353 7610 SH SOLE 7610 0 0 Hewlett Packard Enterprise Com COM 42824c109 1032 70170 SH SOLE 44530 0 25640 Infosys Ltd SPONSORED ADR 456788108 203 13935 SH SOLE 13935 0 0 J P Morgan Chase & Co COM 46625h100 2569 26900 SH SOLE 12970 0 13930 Jacobs Engineering Group Inc COM 469814107 684 11735 SH SOLE 11735 0 0 Johnson & Johnson COM 478160104 506 3890 SH SOLE 930 0 2960 Jones Lang Lasalle Inc COM 48020q107 976 7900 SH SOLE 4050 0 3850 Kroger Co COM 501044101 323 16100 SH SOLE 3800 0 12300 LKQ Corp COM 501889208 496 13770 SH SOLE 13770 0 0 Las Vegas Sands Corp COM 517834107 1289 20090 SH SOLE 11690 0 8400 Liberty Global plc CL A G5480U104 250 7380 SH SOLE 7380 0 0 Liberty Interactive QVC COM SER A 53071m104 515 21830 SH SOLE 21830 0 0 Lloyds Banking Group PLC SPONSORED ADR 539439109 185 50470 SH SOLE 50470 0 0 Mastercard Inc CL A 57636q104 1080 7650 SH SOLE 7650 0 0 Medtronic plc SHS G5960L103 1219 15670 SH SOLE 7970 0 7700 Micro Focus Intl PLC SPONSORED ADR 594837304 307 9624 SH SOLE 6103 0 3521 Microsoft Corp COM 594918104 786 10550 SH SOLE 10550 0 0 National Oilwell Varco Inc COM 637071101 489 13680 SH SOLE 13680 0 0 Newell Brands Inc COM 651229106 606 14200 SH SOLE 3800 0 10400 NextEra Energy Inc COM 65339F101 947 6460 SH SOLE 1710 0 4750 Novartis AG SPONSORED ADR 66987v109 515 6000 SH SOLE 6000 0 0 Novozymes A/S ADR 670108109 315 6130 SH SOLE 6130 0 0 Pepsico Inc Com COM 713448108 547 4910 SH SOLE 4910 0 0 Progressive Corp COM 743315103 655 13525 SH SOLE 3545 0 9980 Qualcomm Inc COM 747525103 795 15340 SH SOLE 6940 0 8400 SBA Communications Corp CL A 78410g104 712 4940 SH SOLE 1290 0 3650 Sanofi SPONSORED ADR 80105n105 395 7930 SH SOLE 7930 0 0 Schlumberger Ltd COM 806857108 1452 20810 SH SOLE 12510 0 8300 Sempra Energy COM 816851109 1188 10410 SH SOLE 6210 0 4200 Silicon Motion Technology Corp SPONSORED ADR 82706c108 255 5310 SH SOLE 5310 0 0 Starbucks Corp COM 855244109 656 12220 SH SOLE 12220 0 0 State Street Corp COM 857477103 737 7710 SH SOLE 2000 0 5710 Taiwan Semiconductor Sponsored SPONSORED ADR 874039100 418 11140 SH SOLE 11140 0 0 Tencent Holdings Ltd ADR 88032q109 342 7940 SH SOLE 7940 0 0 UBS Ag SHS H42097107 274 16000 SH SOLE 16000 0 0 Union Pacific Corp COM 907818108 1748 15070 SH SOLE 9820 0 5250 United Continental Holdings In COM 910047109 650 10670 SH SOLE 2820 0 7850 Vantiv Inc CL A 92210h105 676 9590 SH SOLE 2540 0 7050 Verizon Communications COM 92343v104 873 17640 SH SOLE 4580 0 13060 Wells Fargo & Co COM 949746101 1819 32990 SH SOLE 15640 0 17350 Whirlpool Corp COM 963320106 1330 7210 SH SOLE 4110 0 3100 Zoetis Inc CL A 98978v103 857 13440 SH SOLE 13440 0 0