0001280051-17-000008.txt : 20171103
0001280051-17-000008.hdr.sgml : 20171103
20171103114448
ACCESSION NUMBER: 0001280051-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001280051
IRS NUMBER: 364199761
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10740
FILM NUMBER: 171175249
BUSINESS ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 1940
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-726-2500
MAIL ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 1940
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001280051
XXXXXXXX
09-30-2017
09-30-2017
HIGH POINTE CAPITAL MANAGEMENT LLC
ONE NORTH LASALLE
STE 1940
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-10740
N
Gautam Dhingra
CEO and Portfolio Manager
312-726-2500
/s/ Gautam Dhingra
Chicago
IL
11-03-2017
0
88
68326
false
INFORMATION TABLE
2
13F093017.xml
SEPTEMBER 30, 2017 13F
AIA Group Ltd
ADR
001317205
417
14120
SH
SOLE
14120
0
0
Agnico Eagle Mines Ltd
COM
008474108
220
4860
SH
SOLE
4860
0
0
Agrium Inc
COM
008916108
297
2770
SH
SOLE
2770
0
0
Akamai Technologies Inc
COM
00971t101
368
7560
SH
SOLE
7560
0
0
Allianz SE
ADR
018805101
466
20750
SH
SOLE
20750
0
0
Alphabet Inc A
CL A
02079k305
705
724
SH
SOLE
724
0
0
Alphabet Inc C
CL C
02079k107
1718
1791
SH
SOLE
1169
0
622
Amazon.com Inc
COM
023135106
250
260
SH
SOLE
260
0
0
America Movil SAB de CV
SPONSORED ADR
02364w105
319
18000
SH
SOLE
18000
0
0
American International Group I
COM
026874784
1310
21340
SH
SOLE
10510
0
10830
Apple Inc
COM
037833100
1519
9853
SH
SOLE
9853
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
578
17060
SH
SOLE
17060
0
0
Axalta Coating Systems Ltd
COM
G0750C108
568
19650
SH
SOLE
5160
0
14490
BNP Paribas
ADR
05565a202
242
6000
SH
SOLE
6000
0
0
Bancolombia SA
SPONSORED ADR
05968l102
260
5680
SH
SOLE
5680
0
0
Bank of America Corp
COM
060505104
2235
88200
SH
SOLE
45180
0
43020
BioMarin Pharmaceutical Inc
COM
09061g101
517
5550
SH
SOLE
5550
0
0
Biogen Inc
COM
09062x103
1303
4160
SH
SOLE
2880
0
1280
Boston Scientific Corp
COM
101137107
567
19430
SH
SOLE
19430
0
0
Bristol-Myers Squibb
COM
110122108
1711
26840
SH
SOLE
15740
0
11100
CVS Health Corp
COM
126650100
1575
19370
SH
SOLE
12720
0
6650
Carlisle Companies Inc
COM
142339100
602
6000
SH
SOLE
1400
0
4600
Celanese Corp
COM SER A
150870103
1347
12920
SH
SOLE
8080
0
4840
Cemex SAB de CV ADR
SPONSORED ADR
151290889
296
32606
SH
SOLE
32606
0
0
Centene Corp
COM
15135b101
1325
13690
SH
SOLE
7240
0
6450
Chevron Corp
COM
166764100
1332
11340
SH
SOLE
3040
0
8300
China Mobile Limited
SPONSORED ADR
16941m109
216
4280
SH
SOLE
4280
0
0
Chipotle Mexican Grill Inc
COM
169656105
225
730
SH
SOLE
730
0
0
Cimarex Energy Co
COM
171798101
555
4880
SH
SOLE
1280
0
3600
Cisco Systems Inc
COM
17275r102
1627
48390
SH
SOLE
23890
0
24500
Citigroup Inc
COM
172967424
2002
27520
SH
SOLE
14320
0
13200
Comcast Corp
CL A
20030n101
683
17740
SH
SOLE
17740
0
0
Credicorp Ltd
COM
g2519y108
268
1305
SH
SOLE
1305
0
0
DXC Technology Company
COM
23355L106
348
4053
SH
SOLE
1851
0
2202
Daiwa Securities Group Inc
ADR
234064301
92
16180
SH
SOLE
16180
0
0
Diageo PLC
SPONSORED ADR
25243Q205
400
3030
SH
SOLE
3030
0
0
Equity Commonwealth
COM
294628102
535
17600
SH
SOLE
4600
0
13000
Ericsson L M
ADR
294821608
58
10050
SH
SOLE
10050
0
0
Exxon Mobil Corp
COM
30231G102
724
8830
SH
SOLE
2020
0
6810
Facebook Inc
CL A
30303m102
371
2170
SH
SOLE
2170
0
0
Fedex Corp
COM
31428x106
1568
6950
SH
SOLE
4440
0
2510
General Electric Co
COM
369604103
993
41050
SH
SOLE
10800
0
30250
Goldman Sachs Group Inc
COM
38141g104
882
3720
SH
SOLE
910
0
2810
Grupo Televisa SA
SPONSORED ADR
40049j206
286
11590
SH
SOLE
11590
0
0
HCA Inc
COM
40412c101
931
11700
SH
SOLE
6000
0
5700
HP Inc
COM
40434l105
1491
74710
SH
SOLE
38500
0
36210
HealthSouth Corp
COM
421924309
353
7610
SH
SOLE
7610
0
0
Hewlett Packard Enterprise Com
COM
42824c109
1032
70170
SH
SOLE
44530
0
25640
Infosys Ltd
SPONSORED ADR
456788108
203
13935
SH
SOLE
13935
0
0
J P Morgan Chase & Co
COM
46625h100
2569
26900
SH
SOLE
12970
0
13930
Jacobs Engineering Group Inc
COM
469814107
684
11735
SH
SOLE
11735
0
0
Johnson & Johnson
COM
478160104
506
3890
SH
SOLE
930
0
2960
Jones Lang Lasalle Inc
COM
48020q107
976
7900
SH
SOLE
4050
0
3850
Kroger Co
COM
501044101
323
16100
SH
SOLE
3800
0
12300
LKQ Corp
COM
501889208
496
13770
SH
SOLE
13770
0
0
Las Vegas Sands Corp
COM
517834107
1289
20090
SH
SOLE
11690
0
8400
Liberty Global plc
CL A
G5480U104
250
7380
SH
SOLE
7380
0
0
Liberty Interactive QVC
COM SER A
53071m104
515
21830
SH
SOLE
21830
0
0
Lloyds Banking Group PLC
SPONSORED ADR
539439109
185
50470
SH
SOLE
50470
0
0
Mastercard Inc
CL A
57636q104
1080
7650
SH
SOLE
7650
0
0
Medtronic plc
SHS
G5960L103
1219
15670
SH
SOLE
7970
0
7700
Micro Focus Intl PLC
SPONSORED ADR
594837304
307
9624
SH
SOLE
6103
0
3521
Microsoft Corp
COM
594918104
786
10550
SH
SOLE
10550
0
0
National Oilwell Varco Inc
COM
637071101
489
13680
SH
SOLE
13680
0
0
Newell Brands Inc
COM
651229106
606
14200
SH
SOLE
3800
0
10400
NextEra Energy Inc
COM
65339F101
947
6460
SH
SOLE
1710
0
4750
Novartis AG
SPONSORED ADR
66987v109
515
6000
SH
SOLE
6000
0
0
Novozymes A/S
ADR
670108109
315
6130
SH
SOLE
6130
0
0
Pepsico Inc Com
COM
713448108
547
4910
SH
SOLE
4910
0
0
Progressive Corp
COM
743315103
655
13525
SH
SOLE
3545
0
9980
Qualcomm Inc
COM
747525103
795
15340
SH
SOLE
6940
0
8400
SBA Communications Corp
CL A
78410g104
712
4940
SH
SOLE
1290
0
3650
Sanofi
SPONSORED ADR
80105n105
395
7930
SH
SOLE
7930
0
0
Schlumberger Ltd
COM
806857108
1452
20810
SH
SOLE
12510
0
8300
Sempra Energy
COM
816851109
1188
10410
SH
SOLE
6210
0
4200
Silicon Motion Technology Corp
SPONSORED ADR
82706c108
255
5310
SH
SOLE
5310
0
0
Starbucks Corp
COM
855244109
656
12220
SH
SOLE
12220
0
0
State Street Corp
COM
857477103
737
7710
SH
SOLE
2000
0
5710
Taiwan Semiconductor Sponsored
SPONSORED ADR
874039100
418
11140
SH
SOLE
11140
0
0
Tencent Holdings Ltd
ADR
88032q109
342
7940
SH
SOLE
7940
0
0
UBS Ag
SHS
H42097107
274
16000
SH
SOLE
16000
0
0
Union Pacific Corp
COM
907818108
1748
15070
SH
SOLE
9820
0
5250
United Continental Holdings In
COM
910047109
650
10670
SH
SOLE
2820
0
7850
Vantiv Inc
CL A
92210h105
676
9590
SH
SOLE
2540
0
7050
Verizon Communications
COM
92343v104
873
17640
SH
SOLE
4580
0
13060
Wells Fargo & Co
COM
949746101
1819
32990
SH
SOLE
15640
0
17350
Whirlpool Corp
COM
963320106
1330
7210
SH
SOLE
4110
0
3100
Zoetis Inc
CL A
98978v103
857
13440
SH
SOLE
13440
0
0