0001280051-17-000002.txt : 20170207 0001280051-17-000002.hdr.sgml : 20170207 20170207123512 ACCESSION NUMBER: 0001280051-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001280051 IRS NUMBER: 364199761 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10740 FILM NUMBER: 17578025 BUSINESS ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-726-2500 MAIL ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001280051 XXXXXXXX 12-31-2016 12-31-2016 HIGH POINTE CAPITAL MANAGEMENT LLC

ONE NORTH LASALLE STE 1940 CHICAGO IL 60602

13F HOLDINGS REPORT 028-10740 N Gautam Dhingra 312-726-2500 /s/ Gautam Dhingra Chicago IL 02-07-2017 0 75 60835 false INFORMATION TABLE 2 inftable.xml DECEMBER 31, 2016 13F AGNC Invt Corp COM 00123Q104 726 40060 SH SOLE 21460 0 18600 AIA Group Ltd ADR 001317205 272 12030 SH SOLE 12030 0 0 Allianz SE ADR 018805101 293 17720 SH SOLE 17720 0 0 Ally Financial COM 02005N100 598 31450 SH SOLE 8260 0 23190 Alphabet Inc A CL A 02079k305 653 824 SH SOLE 824 0 0 Alphabet Inc C CL C 02079k107 1324 1716 SH SOLE 1094 0 622 Amazon.com Inc COM 023135106 300 400 SH SOLE 400 0 0 America Movil SAB de CV SPONSORED ADR 02364w105 190 15090 SH SOLE 15090 0 0 American International Group I COM 026874784 1594 24400 SH SOLE 13570 0 10830 Apache Corp COM 037411105 674 10620 SH SOLE 4260 0 6360 Apple Inc COM 037833100 1622 14003 SH SOLE 11053 0 2950 AstraZeneca PLC SPONSORED ADR 046353108 322 11770 SH SOLE 11770 0 0 Axalta Coating Systems Ltd COM G0750C108 540 19850 SH SOLE 5360 0 14490 BNP Paribas ADR 05565a202 261 8170 SH SOLE 8170 0 0 Baker Hughes International COM 057224107 823 12660 SH SOLE 3520 0 9140 Bank of America Corp COM 060505104 2046 92560 SH SOLE 49540 0 43020 BioMarin Pharmaceutical Inc COM 09061g101 345 4160 SH SOLE 4160 0 0 Biogen Inc COM 09062x103 1177 4150 SH SOLE 2870 0 1280 BorgWarner Inc COM 099724106 344 8710 SH SOLE 8710 0 0 Boston Scientific Corp COM 101137107 604 27930 SH SOLE 27930 0 0 CVS Health Corp COM 126650100 1512 19160 SH SOLE 12510 0 6650 Carlisle Companies Inc COM 142339100 1043 9460 SH SOLE 4860 0 4600 Celanese Corp COM SER A 150870103 862 10950 SH SOLE 6110 0 4840 Cemex SAB de CV ADR SPONSORED ADR 151290889 213 26518 SH SOLE 26518 0 0 Centene Corp COM 15135b101 747 13220 SH SOLE 6770 0 6450 Chipotle Mexican Grill Inc COM 169656105 298 790 SH SOLE 790 0 0 Cisco Systems Inc COM 17275r102 1506 49850 SH SOLE 25350 0 24500 Citigroup Inc COM 172967424 1682 28310 SH SOLE 15110 0 13200 Comcast Corp CL A 20030n101 645 9340 SH SOLE 9340 0 0 Daiwa Securities Group Inc ADR 234064301 100 16180 SH SOLE 16180 0 0 DeVry Education Group Inc COM 251893103 351 11240 SH SOLE 11240 0 0 Diageo PLC SPONSORED ADR 25243Q205 265 2550 SH SOLE 2550 0 0 Ericsson L M ADR 294821608 59 10050 SH SOLE 10050 0 0 Exxon Mobil Corp COM 30231G102 835 9250 SH SOLE 2440 0 6810 Facebook Inc CL A 30303m102 307 2670 SH SOLE 2670 0 0 Fedex Corp COM 31428x106 1303 7000 SH SOLE 4490 0 2510 Glencore PLC ADR 37827x100 169 25080 SH SOLE 25080 0 0 Goldman Sachs Group Inc COM 38141g104 1444 6030 SH SOLE 3220 0 2810 Grupo Televisa SA SPONSORED ADR 40049j206 204 9750 SH SOLE 9750 0 0 HCA Inc COM 40412c101 893 12070 SH SOLE 6370 0 5700 HP Inc COM 40434l105 985 66370 SH SOLE 30160 0 36210 Hanesbrands Inc COM 410345102 821 38060 SH SOLE 23110 0 14950 HealthSouth Corp COM 421924309 915 22190 SH SOLE 11830 0 10360 Hewlett Packard Enterprise Com COM 42824c109 1605 69380 SH SOLE 43740 0 25640 ICICI Bank Ltd ADS ADR 45104g104 123 16400 SH SOLE 16400 0 0 J P Morgan Chase & Co COM 46625h100 2467 28590 SH SOLE 14660 0 13930 Jacobs Engineering Group Inc COM 469814107 1174 20590 SH SOLE 12170 0 8420 Johnson & Johnson COM 478160104 866 7520 SH SOLE 2010 0 5510 Jones Lang Lasalle Inc COM 48020q107 766 7580 SH SOLE 3730 0 3850 Kroger Co COM 501044101 1165 33750 SH SOLE 21450 0 12300 Las Vegas Sands Corp COM 517834107 1052 19700 SH SOLE 11300 0 8400 Liberty Interactive QVC COM SER A 53071m104 460 23040 SH SOLE 23040 0 0 Lloyds Banking Group PLC SPONSORED ADR 539439109 201 64850 SH SOLE 64850 0 0 Mastercard Inc CL A 57636q104 776 7520 SH SOLE 7520 0 0 Merck & Co Inc COM 58933Y105 1131 19210 SH SOLE 5810 0 13400 Microsoft Corp COM 594918104 1414 22755 SH SOLE 14335 0 8420 National Oilwell Varco Inc COM 637071101 1234 32970 SH SOLE 18520 0 14450 NextEra Energy Inc COM 65339F101 778 6510 SH SOLE 1760 0 4750 Novartis AG SPONSORED ADR 66987v109 278 3820 SH SOLE 3820 0 0 Pepsico Inc Com COM 713448108 581 5550 SH SOLE 5550 0 0 Qualcomm Inc COM 747525103 1091 16730 SH SOLE 8330 0 8400 Sanofi SPONSORED ADR 80105n105 267 6610 SH SOLE 6610 0 0 Schlumberger Ltd COM 806857108 1343 16000 SH SOLE 11000 0 5000 Sempra Energy COM 816851109 1040 10330 SH SOLE 6130 0 4200 Shire plc ADR 82481r106 204 1200 SH SOLE 1200 0 0 State Street Corp COM 857477103 607 7810 SH SOLE 2100 0 5710 Sumitomo Mitsui Financial Grp SPONSORED ADR 86562m209 213 27860 SH SOLE 27860 0 0 Tribune Media Company CL A 896047503 1087 31080 SH SOLE 19650 0 11430 UBS Ag SHS H42097107 271 17280 SH SOLE 17280 0 0 Union Pacific Corp COM 907818108 1554 14990 SH SOLE 9740 0 5250 United Continental Holdings In COM 910047109 785 10770 SH SOLE 2920 0 7850 Unitedhealth Group Inc COM 91324p102 922 5760 SH SOLE 2360 0 3400 Verizon Communications COM 92343v104 952 17840 SH SOLE 4780 0 13060 Wells Fargo & Co COM 949746101 1868 33900 SH SOLE 16550 0 17350 Zoetis Inc CL A 98978v103 693 12940 SH SOLE 12940 0 0