0001280051-17-000002.txt : 20170207
0001280051-17-000002.hdr.sgml : 20170207
20170207123512
ACCESSION NUMBER: 0001280051-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
EFFECTIVENESS DATE: 20170207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001280051
IRS NUMBER: 364199761
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10740
FILM NUMBER: 17578025
BUSINESS ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 1940
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-726-2500
MAIL ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 1940
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001280051
XXXXXXXX
12-31-2016
12-31-2016
HIGH POINTE CAPITAL MANAGEMENT LLC
ONE NORTH LASALLE
STE 1940
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-10740
N
Gautam Dhingra
CEO & Portfolio Manager
312-726-2500
/s/ Gautam Dhingra
Chicago
IL
02-07-2017
0
75
60835
false
INFORMATION TABLE
2
inftable.xml
DECEMBER 31, 2016 13F
AGNC Invt Corp
COM
00123Q104
726
40060
SH
SOLE
21460
0
18600
AIA Group Ltd
ADR
001317205
272
12030
SH
SOLE
12030
0
0
Allianz SE
ADR
018805101
293
17720
SH
SOLE
17720
0
0
Ally Financial
COM
02005N100
598
31450
SH
SOLE
8260
0
23190
Alphabet Inc A
CL A
02079k305
653
824
SH
SOLE
824
0
0
Alphabet Inc C
CL C
02079k107
1324
1716
SH
SOLE
1094
0
622
Amazon.com Inc
COM
023135106
300
400
SH
SOLE
400
0
0
America Movil SAB de CV
SPONSORED ADR
02364w105
190
15090
SH
SOLE
15090
0
0
American International Group I
COM
026874784
1594
24400
SH
SOLE
13570
0
10830
Apache Corp
COM
037411105
674
10620
SH
SOLE
4260
0
6360
Apple Inc
COM
037833100
1622
14003
SH
SOLE
11053
0
2950
AstraZeneca PLC
SPONSORED ADR
046353108
322
11770
SH
SOLE
11770
0
0
Axalta Coating Systems Ltd
COM
G0750C108
540
19850
SH
SOLE
5360
0
14490
BNP Paribas
ADR
05565a202
261
8170
SH
SOLE
8170
0
0
Baker Hughes International
COM
057224107
823
12660
SH
SOLE
3520
0
9140
Bank of America Corp
COM
060505104
2046
92560
SH
SOLE
49540
0
43020
BioMarin Pharmaceutical Inc
COM
09061g101
345
4160
SH
SOLE
4160
0
0
Biogen Inc
COM
09062x103
1177
4150
SH
SOLE
2870
0
1280
BorgWarner Inc
COM
099724106
344
8710
SH
SOLE
8710
0
0
Boston Scientific Corp
COM
101137107
604
27930
SH
SOLE
27930
0
0
CVS Health Corp
COM
126650100
1512
19160
SH
SOLE
12510
0
6650
Carlisle Companies Inc
COM
142339100
1043
9460
SH
SOLE
4860
0
4600
Celanese Corp
COM SER A
150870103
862
10950
SH
SOLE
6110
0
4840
Cemex SAB de CV ADR
SPONSORED ADR
151290889
213
26518
SH
SOLE
26518
0
0
Centene Corp
COM
15135b101
747
13220
SH
SOLE
6770
0
6450
Chipotle Mexican Grill Inc
COM
169656105
298
790
SH
SOLE
790
0
0
Cisco Systems Inc
COM
17275r102
1506
49850
SH
SOLE
25350
0
24500
Citigroup Inc
COM
172967424
1682
28310
SH
SOLE
15110
0
13200
Comcast Corp
CL A
20030n101
645
9340
SH
SOLE
9340
0
0
Daiwa Securities Group Inc
ADR
234064301
100
16180
SH
SOLE
16180
0
0
DeVry Education Group Inc
COM
251893103
351
11240
SH
SOLE
11240
0
0
Diageo PLC
SPONSORED ADR
25243Q205
265
2550
SH
SOLE
2550
0
0
Ericsson L M
ADR
294821608
59
10050
SH
SOLE
10050
0
0
Exxon Mobil Corp
COM
30231G102
835
9250
SH
SOLE
2440
0
6810
Facebook Inc
CL A
30303m102
307
2670
SH
SOLE
2670
0
0
Fedex Corp
COM
31428x106
1303
7000
SH
SOLE
4490
0
2510
Glencore PLC
ADR
37827x100
169
25080
SH
SOLE
25080
0
0
Goldman Sachs Group Inc
COM
38141g104
1444
6030
SH
SOLE
3220
0
2810
Grupo Televisa SA
SPONSORED ADR
40049j206
204
9750
SH
SOLE
9750
0
0
HCA Inc
COM
40412c101
893
12070
SH
SOLE
6370
0
5700
HP Inc
COM
40434l105
985
66370
SH
SOLE
30160
0
36210
Hanesbrands Inc
COM
410345102
821
38060
SH
SOLE
23110
0
14950
HealthSouth Corp
COM
421924309
915
22190
SH
SOLE
11830
0
10360
Hewlett Packard Enterprise Com
COM
42824c109
1605
69380
SH
SOLE
43740
0
25640
ICICI Bank Ltd ADS
ADR
45104g104
123
16400
SH
SOLE
16400
0
0
J P Morgan Chase & Co
COM
46625h100
2467
28590
SH
SOLE
14660
0
13930
Jacobs Engineering Group Inc
COM
469814107
1174
20590
SH
SOLE
12170
0
8420
Johnson & Johnson
COM
478160104
866
7520
SH
SOLE
2010
0
5510
Jones Lang Lasalle Inc
COM
48020q107
766
7580
SH
SOLE
3730
0
3850
Kroger Co
COM
501044101
1165
33750
SH
SOLE
21450
0
12300
Las Vegas Sands Corp
COM
517834107
1052
19700
SH
SOLE
11300
0
8400
Liberty Interactive QVC
COM SER A
53071m104
460
23040
SH
SOLE
23040
0
0
Lloyds Banking Group PLC
SPONSORED ADR
539439109
201
64850
SH
SOLE
64850
0
0
Mastercard Inc
CL A
57636q104
776
7520
SH
SOLE
7520
0
0
Merck & Co Inc
COM
58933Y105
1131
19210
SH
SOLE
5810
0
13400
Microsoft Corp
COM
594918104
1414
22755
SH
SOLE
14335
0
8420
National Oilwell Varco Inc
COM
637071101
1234
32970
SH
SOLE
18520
0
14450
NextEra Energy Inc
COM
65339F101
778
6510
SH
SOLE
1760
0
4750
Novartis AG
SPONSORED ADR
66987v109
278
3820
SH
SOLE
3820
0
0
Pepsico Inc Com
COM
713448108
581
5550
SH
SOLE
5550
0
0
Qualcomm Inc
COM
747525103
1091
16730
SH
SOLE
8330
0
8400
Sanofi
SPONSORED ADR
80105n105
267
6610
SH
SOLE
6610
0
0
Schlumberger Ltd
COM
806857108
1343
16000
SH
SOLE
11000
0
5000
Sempra Energy
COM
816851109
1040
10330
SH
SOLE
6130
0
4200
Shire plc
ADR
82481r106
204
1200
SH
SOLE
1200
0
0
State Street Corp
COM
857477103
607
7810
SH
SOLE
2100
0
5710
Sumitomo Mitsui Financial Grp
SPONSORED ADR
86562m209
213
27860
SH
SOLE
27860
0
0
Tribune Media Company
CL A
896047503
1087
31080
SH
SOLE
19650
0
11430
UBS Ag
SHS
H42097107
271
17280
SH
SOLE
17280
0
0
Union Pacific Corp
COM
907818108
1554
14990
SH
SOLE
9740
0
5250
United Continental Holdings In
COM
910047109
785
10770
SH
SOLE
2920
0
7850
Unitedhealth Group Inc
COM
91324p102
922
5760
SH
SOLE
2360
0
3400
Verizon Communications
COM
92343v104
952
17840
SH
SOLE
4780
0
13060
Wells Fargo & Co
COM
949746101
1868
33900
SH
SOLE
16550
0
17350
Zoetis Inc
CL A
98978v103
693
12940
SH
SOLE
12940
0
0