0001280051-16-000017.txt : 20161107 0001280051-16-000017.hdr.sgml : 20161107 20161107120815 ACCESSION NUMBER: 0001280051-16-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001280051 IRS NUMBER: 364199761 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10740 FILM NUMBER: 161977184 BUSINESS ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-726-2500 MAIL ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001280051 XXXXXXXX 09-30-2016 09-30-2016 HIGH POINTE CAPITAL MANAGEMENT LLC

ONE NORTH LASALLE STE 1940 CHICAGO IL 60602

13F HOLDINGS REPORT 028-10740 N Gautam Dhingra 312-726-2500 /s/ Gautam Dhingra Chicago IL 11-07-2016 0 74 56297 false INFORMATION TABLE 2 inftable.xml SEPTEMBER 30, 2016 13F Agilent Technologies Inc COM 00846u101 470 9980 SH SOLE 9980 0 0 Ally Financial COM 02005N100 617 31710 SH SOLE 8520 0 23190 Alphabet Inc A CL A 02079k305 663 824 SH SOLE 824 0 0 Alphabet Inc C CL C 02079k107 1583 2036 SH SOLE 1234 0 802 American Capital Agency Corp COM 02503X105 786 40210 SH SOLE 21610 0 18600 American Express Co COM 025816109 1095 17100 SH SOLE 9950 0 7150 American International Group I COM 026874784 1462 24630 SH SOLE 13800 0 10830 Anheuser Busch InBev SPONSORED ADR 03524a108 285 2170 SH SOLE 2170 0 0 Apache Corp COM 037411105 690 10810 SH SOLE 4450 0 6360 Apple Inc COM 037833100 1910 16893 SH SOLE 12993 0 3900 AstraZeneca PLC SPONSORED ADR 046353108 403 12260 SH SOLE 12260 0 0 BNP Paribas ADR 05565a202 226 8780 SH SOLE 8780 0 0 Baker Hughes International COM 057224107 643 12740 SH SOLE 3600 0 9140 Bank of America Corp COM 060505104 1471 93990 SH SOLE 50970 0 43020 Bayerische Motoren Werke AG AD ADR 072743305 220 7820 SH SOLE 7820 0 0 BioMarin Pharmaceutical Inc COM 09061g101 385 4160 SH SOLE 4160 0 0 Biogen Inc COM 09062x103 1565 5000 SH SOLE 2800 0 2200 BorgWarner Inc COM 099724106 914 25970 SH SOLE 15180 0 10790 Boston Scientific Corp COM 101137107 665 27930 SH SOLE 27930 0 0 Brunswick Corp COM 117043109 1025 21020 SH SOLE 11420 0 9600 CVS Health Corp COM 126650100 1053 11830 SH SOLE 5180 0 6650 Carlisle Companies Inc COM 142339100 976 9520 SH SOLE 4920 0 4600 Carmax Inc COM 143130102 1009 18910 SH SOLE 11160 0 7750 Cemex SAB de CV ADR SPONSORED ADR 151290889 320 40298 SH SOLE 40298 0 0 Centene Corp COM 15135b101 957 14290 SH SOLE 7840 0 6450 Chipotle Mexican Grill Inc COM 169656105 335 790 SH SOLE 790 0 0 Cisco Systems Inc COM 17275r102 1591 50150 SH SOLE 25650 0 24500 Citigroup Inc COM 172967424 1351 28610 SH SOLE 15410 0 13200 Comcast Corp CL A 20030n101 620 9340 SH SOLE 9340 0 0 Daiwa Securities Group Inc ADR 234064301 71 12680 SH SOLE 12680 0 0 DeVry Education Group Inc COM 251893103 259 11240 SH SOLE 11240 0 0 Diageo PLC SPONSORED ADR 25243Q205 308 2650 SH SOLE 2650 0 0 Ericsson L M ADR 294821608 72 10050 SH SOLE 10050 0 0 Express Scripts Holding Compan COM 30219g108 271 3840 SH SOLE 3840 0 0 Facebook Inc CL A 30303m102 304 2370 SH SOLE 2370 0 0 Fedex Corp COM 31428x106 1345 7700 SH SOLE 4200 0 3500 Glencore PLC ADR 37827x100 144 26390 SH SOLE 26390 0 0 Goldman Sachs Group Inc COM 38141g104 1164 7220 SH SOLE 3550 0 3670 HP Inc COM 40434l105 1173 75530 SH SOLE 33120 0 42410 Hanesbrands Inc COM 410345102 861 34080 SH SOLE 19130 0 14950 HealthSouth Corp COM 421924309 906 22330 SH SOLE 11970 0 10360 Hewlett Packard Enterprise Com COM 42824c109 1599 70290 SH SOLE 44650 0 25640 ICICI Bank Ltd ADS ADR 45104g104 128 17070 SH SOLE 17070 0 0 J P Morgan Chase & Co COM 46625h100 1930 28980 SH SOLE 15050 0 13930 Jacobs Engineering Group Inc COM 469814107 1222 23620 SH SOLE 13420 0 10200 Jones Lang Lasalle Inc COM 48020q107 942 8280 SH SOLE 4430 0 3850 Las Vegas Sands Corp COM 517834107 1239 21540 SH SOLE 13140 0 8400 Level 3 Communications Inc COM 52729n308 584 12590 SH SOLE 3510 0 9080 Liberty Global plc SHS CL A G5480U104 216 6310 SH SOLE 6310 0 0 Lions Gate Entertainment Corp COM 535919203 255 12740 SH SOLE 12740 0 0 Lloyds Banking Group PLC SPONSORED ADR 539439109 142 49500 SH SOLE 49500 0 0 Merck & Co Inc COM 58933Y105 1224 19610 SH SOLE 6210 0 13400 Micron Technology Inc COM 595112103 566 31810 SH SOLE 11840 0 19970 Microsoft Corp COM 594918104 1316 22855 SH SOLE 14435 0 8420 Monsanto Co COM 61166w101 261 2550 SH SOLE 2550 0 0 National Oilwell Varco Inc COM 637071101 1144 31150 SH SOLE 16700 0 14450 Pepsico Inc Com COM 713448108 604 5550 SH SOLE 5550 0 0 Qualcomm Inc COM 747525103 1151 16800 SH SOLE 8400 0 8400 Sanofi SPONSORED ADR 80105n105 262 6870 SH SOLE 6870 0 0 Schlumberger Ltd COM 806857108 682 8670 SH SOLE 3670 0 5000 Sempra Energy COM 816851109 966 9010 SH SOLE 4810 0 4200 Shire plc ADR 82481r106 233 1200 SH SOLE 1200 0 0 Southwest Airlns Co COM 844741108 314 8070 SH SOLE 8070 0 0 State Street Corp COM 857477103 719 10320 SH SOLE 2870 0 7450 Sumitomo Mitsui Financial Grp SPONSORED ADR 86562m209 196 29050 SH SOLE 29050 0 0 Tribune Media Company CL A 896047503 524 14350 SH SOLE 14350 0 0 UBS Ag SHS H42097107 183 13450 SH SOLE 13450 0 0 USG Corp COM 903293405 349 13500 SH SOLE 13500 0 0 Union Pacific Corp COM 907818108 1310 13430 SH SOLE 8180 0 5250 United Continental Holdings In COM 910047109 656 12500 SH SOLE 4650 0 7850 Unitedhealth Group Inc COM 91324p102 820 5860 SH SOLE 2460 0 3400 VMware Inc CL A COM 928563402 322 4390 SH SOLE 4390 0 0 Wells Fargo & Co COM 949746101 1511 34120 SH SOLE 16770 0 17350 Yahoo Inc COM 984332106 559 12960 SH SOLE 12960 0 0