0001280051-16-000013.txt : 20160505 0001280051-16-000013.hdr.sgml : 20160505 20160505114213 ACCESSION NUMBER: 0001280051-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 EFFECTIVENESS DATE: 20160505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001280051 IRS NUMBER: 364199761 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10740 FILM NUMBER: 161622419 BUSINESS ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-726-2500 MAIL ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 1940 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001280051 XXXXXXXX 03-31-2016 03-31-2016 HIGH POINTE CAPITAL MANAGEMENT LLC

ONE NORTH LASALLE STE 1940 CHICAGO IL 60602

13F HOLDINGS REPORT 028-10740 N Gautam Dhingra 312-726-2500 /s/ Gautam Dhingra Chicago IL 05-05-2016 0 73 69110 false INFORMATION TABLE 2 inftable.xml MARCH 31, 2016 13F AbbVie Inc COM 00287y109 458 8020 SH SOLE 8020 0 0 Agilent Technologies Inc COM 00846u101 398 9980 SH SOLE 9980 0 0 Ally Financial COM 02005N100 894 47750 SH SOLE 24560 0 23190 Alphabet Inc A CL A 02079k305 644 844 SH SOLE 844 0 0 Alphabet Inc C CL C 02079k107 2031 2727 SH SOLE 1925 0 802 American Airlines Group Inc COM 02376r102 523 12760 SH SOLE 7340 0 5420 American Capital Agency Corp COM 02503x105 1052 56460 SH SOLE 37860 0 18600 American Express Co COM 025816109 1354 22050 SH SOLE 14900 0 7150 American International Group I COM 026874784 1847 34170 SH SOLE 23340 0 10830 Anheuser Busch InBev SPONSORED ADR 03524a108 271 2170 SH SOLE 2170 0 0 Apache Corp COM 037411105 802 16440 SH SOLE 10080 0 6360 Apple Inc COM 037833100 2235 20503 SH SOLE 16603 0 3900 Applied Materials Inc COM 038222105 1461 68990 SH SOLE 38070 0 30920 AstraZeneca PLC SPONSORED ADR 046353108 234 8300 SH SOLE 8300 0 0 BNP Paribas ADR 05565a202 221 8780 SH SOLE 8780 0 0 Baidu Inc SPONSORED ADR 056752108 225 1180 SH SOLE 1180 0 0 Baker Hughes International COM 057224107 1173 26770 SH SOLE 17630 0 9140 Bank of America Corp COM 060505104 1776 131355 SH SOLE 88335 0 43020 Bayerische Motoren Werke ADR 072743206 240 7820 SH SOLE 7820 0 0 Biogen Inc COM 09062x103 1453 5580 SH SOLE 3920 0 1660 BlackRock Inc COM 09247x101 1713 5030 SH SOLE 3670 0 1360 BorgWarner Inc COM 099724106 1357 35330 SH SOLE 24540 0 10790 Boston Scientific Corp COM 101137107 1575 83730 SH SOLE 58930 0 24800 Bristol-Myers Squibb COM 110122108 843 13193 SH SOLE 13193 0 0 Brunswick Corp COM 117043109 375 7820 SH SOLE 7820 0 0 CVS Health Corp COM 126650100 1869 18020 SH SOLE 11370 0 6650 Carnival Corp Com COM 143658300 442 8370 SH SOLE 8370 0 0 Cemex SAB de CV ADR SPONSORED ADR 151290889 282 38750 SH SOLE 38750 0 0 Cigna Corp COM 125509109 1265 9220 SH SOLE 6310 0 2910 Cisco Systems Inc COM 17275r102 2039 71620 SH SOLE 47120 0 24500 Citigroup Inc COM 172967424 1688 40423 SH SOLE 27223 0 13200 Cummins Inc. COM 231021106 1105 10050 SH SOLE 5550 0 4500 Daiwa Securities Group Inc ADR 234064301 78 12680 SH SOLE 12680 0 0 Dominion Resources Inc COM 25746U109 1686 22440 SH SOLE 14990 0 7450 EMC Corp COM 268648102 440 16518 SH SOLE 16518 0 0 Ericsson L M ADR 294821608 101 10050 SH SOLE 10050 0 0 Express Scripts Holding Compan COM 30219g108 280 4080 SH SOLE 4080 0 0 FMC Corp COM 302491303 227 5620 SH SOLE 5620 0 0 Facebook Inc CL A 30303m102 270 2370 SH SOLE 2370 0 0 Fedex Corp COM 31428x106 1710 10510 SH SOLE 7010 0 3500 General Motors Corp COM 37045v100 1393 44310 SH SOLE 28430 0 15880 Glencore PLC ADR 37827x100 118 26390 SH SOLE 26390 0 0 Goldman Sachs Group Inc COM 38141g104 1402 8930 SH SOLE 6010 0 2920 HP Inc COM 40434l105 771 62597 SH SOLE 40597 0 22000 Hewlett Packard Enterprise Com COM 42824c109 1961 110587 SH SOLE 76847 0 33740 ICICI Bank Ltd ADS ADR 45104g104 122 17070 SH SOLE 17070 0 0 J P Morgan Chase & Co COM 46625h100 2447 41321 SH SOLE 27391 0 13930 Jacobs Engineering Group Inc COM 469814107 1405 32270 SH SOLE 22070 0 10200 Las Vegas Sands Corp COM 517834107 1506 29150 SH SOLE 20750 0 8400 Level 3 Communications Inc COM 52729n308 1099 20790 SH SOLE 11710 0 9080 Liberty Global plc SHS CL A G5480U104 243 6310 SH SOLE 6310 0 0 Lloyds Banking Group PLC SPONSORED ADR 539439109 196 49500 SH SOLE 49500 0 0 Mastercard Inc CL A 57636q104 266 2820 SH SOLE 2820 0 0 McGraw Hill Financial Inc COM 580645109 955 9650 SH SOLE 5350 0 4300 Merck & Co Inc COM 58933Y105 1622 30660 SH SOLE 17260 0 13400 Micron Technology Inc COM 595112103 517 49340 SH SOLE 29370 0 19970 Microsoft Corp COM 594918104 2394 43341 SH SOLE 29221 0 14120 Monsanto Co COM 61166w101 1573 17930 SH SOLE 12940 0 4990 National Oilwell Varco Inc COM 637071101 345 11100 SH SOLE 11100 0 0 Novartis AG SPONSORED ADR 66987v109 475 6560 SH SOLE 6560 0 0 Parker Hannifin Corp COM 701094104 902 8120 SH SOLE 4180 0 3940 Pepsico Inc Com COM 713448108 569 5550 SH SOLE 5550 0 0 Polaris Industries Inc COM 731068102 1008 10240 SH SOLE 7090 0 3150 Schlumberger Ltd COM 806857108 889 12050 SH SOLE 7050 0 5000 Sempra Energy COM 816851109 1306 12550 SH SOLE 8350 0 4200 Southwest Airlns Co COM 844741108 362 8070 SH SOLE 8070 0 0 Sumitomo Mitsui Financial Grp SPONSORED ADR 86562m209 175 29050 SH SOLE 29050 0 0 Tenet Healthcare Corp COM 88033g407 940 32480 SH SOLE 17990 0 14490 Tribune Media Company CL A 896047503 1375 35850 SH SOLE 26130 0 9720 UBS Ag SHS H42097107 229 14320 SH SOLE 14320 0 0 USG Corp COM 903293405 978 39420 SH SOLE 27210 0 12210 Yahoo Inc COM 984332106 490 13320 SH SOLE 13320 0 0 iShares Russell 1000 Value Ind RUS 1000 VAL ETF 464287598 440 4450 SH SOLE 4450 0 0